UBS SECURITIES LLC

ZURICH, New York, United States

Funds Served

792

Total GAV

$6.2T

Funds

Fund Name	Adviser	Type	GAV
J. CAIRD PARTNERS, L.P.	WELLINGTON ALTERNATIVE INVESTMENTS LLC	Hedge Fund	$3.7M
J. CAIRD INVESTORS (BERMUDA) L.P.	WELLINGTON ALTERNATIVE INVESTMENTS LLC	Hedge Fund	$3.4M
J. CAIRD INVESTORS (BERMUDA) L.P.	WELLINGTON ALTERNATIVE INVESTMENTS LLC	Hedge Fund	$3M
J. CAIRD PARTNERS, L.P.	WELLINGTON ALTERNATIVE INVESTMENTS LLC	Hedge Fund	$2.7M
MAGDALENA MASTER INVESTORS (CAYMAN) L.P.	WELLINGTON ALTERNATIVE INVESTMENTS LLC	Hedge Fund	$2.7M
DOUBLE BLACK DIAMOND, L.P.	CARLSON CAPITAL, L.P.	Hedge Fund	$2.4M
DOUBLE BLACK DIAMOND, L.P.	CARLSON CAPITAL, L.P.	Hedge Fund	$2.4M
PENTWATER METRIC MERGER ARBITRAGE FUND LP	PENTWATER CAPITAL MANAGEMENT LP	Hedge Fund	$1.1M
ARROWSTREET GLOBAL MINIMUM VOLATILITY ALPHA EXTENSION TRUST FUND, A SUB-FUND OF ARROWSTREET INVESTMENT TRUST	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	Hedge Fund	$741.5K
BURLINGAME EQUITY INVESTORS II, LP	BURLINGAME ASSET MANAGEMENT, LLC	Hedge Fund	$595K
COLUMBUS CAPITAL OFFSHORE FUND, LTD	COLUMBUS CAPITAL MANAGEMENT, LLC	Hedge Fund	$385K
DOUBLE BLACK DIAMOND INTERMEDIATE LTD.	CARLSON CAPITAL, L.P.	Hedge Fund	$339.1K
DOUBLE BLACK DIAMOND INTERMEDIATE LTD.	CARLSON CAPITAL, L.P.	Hedge Fund	$339.1K
BURLINGAME SPECIAL OPPORTUNITIES III, LP	BURLINGAME ASSET MANAGEMENT, LLC	Hedge Fund	$200K
SANSAR CAPITAL MASTER FUND, L.P.	SANSAR CAPITAL MANAGEMENT, L.L.C.	Hedge Fund	$56.9K
BLACK DIAMOND PARTNERS, L.P.	CARLSON CAPITAL, L.P.	Hedge Fund	$4K
BLACK DIAMOND PARTNERS, L.P.	CARLSON CAPITAL, L.P.	Hedge Fund	$4K
BLACK DIAMOND INTERMEDIATE LTD.	CARLSON CAPITAL, L.P.	Hedge Fund	$389
BLACK DIAMOND INTERMEDIATE LTD.	CARLSON CAPITAL, L.P.	Hedge Fund	$389
WELLINGTON GLOBAL MULTI-STRATEGY MASTER FUND (CAYMAN) L.P.	WELLINGTON ALTERNATIVE INVESTMENTS LLC	Hedge Fund	$0
AMBER LATIN AMERICA LLC - SERIES THREE	AMBER CAPITAL LP	Other Private Fund	$0
LAZARD RATHMORE CONVERTIBLES MASTER FUND, L.P.	LAZARD ASSET MANAGEMENT LLC	Hedge Fund	$0
LAZARD RATHMORE CONVERTIBLES FUND, LTD.	LAZARD ASSET MANAGEMENT LLC	Hedge Fund	$0
LAZARD RATHMORE CONVERTIBLES FUND, L.P.	LAZARD ASSET MANAGEMENT LLC	Hedge Fund	$0
LAZARD RATHMORE PLUS FUND, L.P.	LAZARD ASSET MANAGEMENT LLC	Hedge Fund	$0