AVANTAX ADVISORY SERVICES, INC.
Legal name: AVANTAX ADVISORY SERVICES
CRD #104556 SEC #801-29892 DALLAS, TX 972-870-6000
SEC Registered Disclosures
Total AUM
$46.1B
Discretionary
$38.1B
Employees
2,278
Clients
251
Accounts
140,306
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 1923
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTLETT, MARSHALL, ARTERTON | I | DIRECTOR | NA | |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER/DIRECTOR | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER/DIRECTOR | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER/DIRECTOR | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER/DIRECTOR | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER/DIRECTOR | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER/DIRECTOR | NA | Control |
| BENNETT, JOEL, VAN | I | TREASURER/DIRECTOR | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHARTAN, ERIC, JARED | I | ASSISTANT SECRETARY | NA | Control |
| CHARTAN, ERIC, JARED | I | ASSISTANT SECRETARY | NA | Control |
| CHARTAN, ERIC, JARED | I | ASSISTANT SECRETARY | NA | Control |
| CHARTAN, ERIC, JARED | I | ASSISTANT SECRETARY | NA | Control |
| CHARTAN, ERIC, JARED | I | ASSISTANT SECRETARY | NA | Control |
| CHARTAN, ERIC, JARED | I | ASSISTANT SECRETARY | NA | Control |
| Carr, Jeremy, Scott | I | ASST. SECRETARY | NA | Control |
| Chaffin, Gary, Lynn | I | TAX OFFICER | NA | Control |
| Chaffin, Gary, Lynn | I | TAX OFFICER | NA | Control |
| Chaffin, Gary, Lynn | I | TAX OFFICER | NA | Control |
| Chaffin, Gary, Lynn | I | TAX OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Clifford, Crystal, Marie | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DODSON, ANDREW, CALDWELL | I | DIRECTOR | NA | Control |
| FRIES, MATTHEW, NEIL KALANI | I | VICE PRESIDENT | NA | Control |
| FRIES, MATTHEW, NEIL KALANI | I | VICE PRESIDENT | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GARG, ADITYA, KUMAR | I | CHIEF INFORMATION OFFICER | NA | Control |
| GOK, LISA, ANNE | I | CO-SECRETARY | NA | Control |
| GOK, LISA, ANNE | I | CO-SECRETARY | NA | Control |
| GOK, LISA, ANNE | I | CO-SECRETARY | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, CASEY, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Gok, Lisa, Anne | I | DIRECTOR/CO-SECRETARY | NA | Control |
| Gooley, Thomas | I | DIRECTOR | NA | Control |
| Gooley, Thomas, Andrew | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Gooley, Thomas, Andrew | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Gooley, Thomas, Andrew | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HEIFETZ, NEAL, EDWARD | I | ASSISTANT SECRETARY/DIRECTOR | NA | Control |
| HOFFMAN, SPENCER, PHILIP | I | DIRECTOR | NA | Control |
| IGNACE, KEITH, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | Control |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JACKSON, ROBERT, COLBY | I | VP OF ADVISORY PLATFORMS | NA | |
| JOHNSON, JOHN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, JOHN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, JOHN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, JOHN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, JOHN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, JOHN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| JORDAAN, JACO | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| KLEIN, JEFFREY, JOEL | I | ASSISTANT SECRETARY | NA | Control |
| LEE, WINNIE, AI-LING | I | ASSISTANT SECRETARY | NA | Control |
| LEE, WINNIE, AI-LING | I | ASSISTANT SECRETARY | NA | Control |
| LEE, WINNIE, AI-LING | I | ASSISTANT SECRETARY | NA | Control |
| LEE, WINNIE, AI-LING | I | ASSISTANT SECRETARY | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONER, MELISSA, RILYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CEO | NA | Control |
| Mackay, Todd, Christopher | I | CEO | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CEO | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CEO | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | CHIEF BUSINESS OPERATIONS AND DEVELOPMENT OFFICER | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | VICE PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | PRESIDENT | NA | Control |
| Mackay, Todd, Christopher | I | VICE PRESIDENT | NA | Control |
| NEARY, JOSEPH, DANIEL | I | VICE PRESIDENT | NA | Control |
| NEARY, JOSEPH, DANIEL | I | VICE PRESIDENT | NA | Control |
| NEARY, JOSEPH, DANIEL | I | VICE PRESIDENT | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| OCHS, ROGER, CARLTON | I | PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ONEILL, DAVID, ROBERT | I | COMPLIANCE OFFICER | NA | Control |
| ONEILL, DAVID, ROBERT | I | COMPLIANCE OFFICER | NA | Control |
| ONEILL, DAVID, ROBERT | I | COMPLIANCE OFFICER | NA | Control |
| ONEILL, DAVID, ROBERT | I | COMPLIANCE OFFICER | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| Oros, Robert, David | I | CHIEF EXECUTIVE OFFICER/SECRETARY | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| PAPAZIAN, RUTH, ANN | I | CHIEF MARKETING OFFICER | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| Peavler, David, Lawrence | I | ASSISTANT SECRETARY | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| RAWLINS, RICHARD, SCOTT | I | PRESIDENT | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | TREASURER | NA | Control |
| ROD, CHRIS, G | I | CO-TREASURER | NA | Control |
| ROD, CHRIS, G | I | CO-TREASURER | NA | Control |
| SHORES, ALLAN, KEITH | I | CO-TREASURER | NA | Control |
| SHORES, ALLAN, KEITH | I | CO-TREASURER | NA | Control |
| SHORES, ALLAN, KEITH | I | CO-TREASURER | NA | Control |
| SHORES, ALLAN, KEITH | I | CO-TREASURER | NA | Control |
| SINCLAIR, WESLEY, TED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, ROBIN, LESLEY | I | SR PORTFOLIO MANAGER | NA | Control |
| SMITH, STEPHEN, GARRETT | I | REGULATORY COMPLIANCE | NA | |
| SMITH, STEPHEN, GARRETT | I | REGULATORY COMPLIANCE | NA | |
| SMITH, STEPHEN, GARRETT | I | REGULATORY COMPLIANCE | NA | |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| STERN, BRIAN, A | I | ASSISTANT SECRETARY | NA | Control |
| VEST, HERBIE, DARWIN | I | SOLE DIRECTOR | NA | Control |
| Van Havermaat, David, James | I | ASSISTANT SECRETARY | NA | Control |
| Van Havermaat, David, James | I | ASSISTANT SECRETARY | NA | Control |
| Van Havermaat, David, James | I | ASSISTANT SECRETARY | NA | Control |
| Van Havermaat, David, James | I | ASSISTANT SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vasquez, Enrique, Martin | I | PRESIDENT/SECRETARY | NA | Control |
| Vays, Tamas | I | ASST. SECRETARY | NA | Control |
| WALTON, MICHAEL, ALLEN | I | COMPLIANCE OFFICER | NA | Control |
| WATKINS, STEVEN, MICHAEL | I | ASSISTANT SECRETARY | NA | |
| WATKINS, STEVEN, MICHAEL | I | ASSISTANT SECRETARY | NA | |
| WATKINS, STEVEN, MICHAEL | I | ASSISTANT SECRETARY | NA | |
| WATKINS, STEVEN, MICHAEL | I | ASSISTANT SECRETARY | NA | |
| WATKINS, STEVEN, MICHAEL | I | ASSISTANT SECRETARY | NA | |
| WATKINS, STEVEN, MICHAEL | I | ASSISTANT SECRETARY | NA | |
| WATKINS, STEVEN, MICHAEL | I | ASSISTANT SECRETARY | NA | |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | PRESIDENT & CO-SECRETARY | NA | Control |
| WATTS, ANDREW, DAVID | I | VP, INVESTMENT SOLUTIONS | NA | Control |
| WATTS, ANDREW, DAVID | I | PRESIDENT & CO-SECRETARY | NA | Control |
| WRIGHT, DANIEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| Walton, Wendy, Wynette | I | ASSISTANT SECRETARY | NA | |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SOLE SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| H.D. VEST, INC. | DE | SHAREHOLDER | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | H.D VEST, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| PCAP PARTNERS | DE | PARTHENON INVESTORS III, L.P. | E | Control |
| PCAP PARTNERS | DE | PARTHENON INVESTORS III, L.P. | E | Control |
| PCAP PARTNERS | DE | PARTHENON INVESTORS III, L.P. | E | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| PCAP PARTNERS III, LLC | DE | PARTHENON INVESTORS III, L.P. | F | Control |
| ARETEC GROUP, INC. | DE | AVANTAX, INC. | E | Control |
| ARETEC GROUP, INC. | DE | AVANTAX, INC. | E | Control |
| ARETEC GROUP, INC. | DE | AVANTAX, INC. | E | Control |
| ARETEC GROUP, INC. DBA CETERA HOLDINGS | DE | AVANTAX, INC. | E | Control |
| ARETEC GROUP, INC. DBA CETERA HOLDINGS | DE | AVANTAX, INC. | E | Control |
| ARETEC GROUP, INC. DBA CETERA HOLDINGS | DE | AVANTAX, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, INC. | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX HOLDINGS, LLC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | H.D. VEST, INC. | E | Control |
| AVANTAX WEALTH MANAGEMENT, INC. | DE | H.D. VEST, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX WM HOLDINGS, INC. | DE | AVANTAX WEALTH MANAGEMENT, INC. | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| AVANTAX, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | TAXACT HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, INC. | E | Control |
| BLUCORA, INC. | DE | AVANTAX HOLDINGS, LLC | E | Control |
| GC THREE HOLDINGS, INC. | DE | GC TWO INTERMEDIATE HOLDINGS, INC. | E | Control |
| GC THREE HOLDINGS, INC. | DE | GC TWO INTERMEDIATE HOLDINGS, INC. | E | Control |
| GC THREE HOLDINGS, INC. | DE | GC TWO INTERMEDIATE HOLDINGS, INC. | E | Control |
| GC THREE HOLDINGS, INC. | DE | GC TWO HOLDINGS, INC. | E | Control |
| GC THREE HOLDINGS, INC. | DE | GC TWO HOLDINGS, INC. | E | Control |
| GC THREE HOLDINGS, INC. | DE | GC TWO HOLDINGS, INC. | E | Control |
| GC TWO HOLDINGS, INC. | DE | GC TWO INTERMEDIATE HOLDINGS, INC. | E | Control |
| GC TWO HOLDINGS, INC. | DE | GC TWO INTERMEDIATE HOLDINGS, INC. | E | Control |
| GC TWO HOLDINGS, INC. | DE | GC TWO INTERMEDIATE HOLDINGS, INC. | E | Control |
| GC TWO INTERMEDIATE HOLDINGS, INC. | DE | ARETEC GROUP, INC. DBA CETERA HOLDINGS | E | Control |
| GC TWO INTERMEDIATE HOLDINGS, INC. | DE | ARETEC GROUP, INC. DBA CETERA HOLDINGS | E | Control |
| GC TWO INTERMEDIATE HOLDINGS, INC. | DE | ARETEC GROUP, INC. DBA CETERA HOLDINGS | E | Control |
| GC TWO INTERMEDIATE HOLDINGS, INC. | DE | ARETEC GROUP, INC. | E | Control |
| GC TWO INTERMEDIATE HOLDINGS, INC. | DE | ARETEC GROUP, INC. | E | Control |
| GC TWO INTERMEDIATE HOLDINGS, INC. | DE | ARETEC GROUP, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| HDV HOLDINGS, LLC | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | HDV HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| PROJECT BASEBALL SUB, INC. | DE | AVANTAX WM HOLDINGS, INC. | E | Control |
| TAXACT HOLDINGS | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| TAXACT HOLDINGS, INC | DE | PROJECT BASEBALL SUB, INC. | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| WELLS FARGO & CO | DE | HD VEST, INC | E | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
| PARTHENON INVESTORS III, L.P. | DE | HDV HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
3200 OLYMPUS BLVDSUITE 100
DALLAS, TX 75019
United States
Phone: 972-870-6000