DODGE & COX
CRD #104596 SEC #801-1895 SAN FRANCISCO, CA 415-981-1710
SEC Registered Private Funds
Total AUM
$400.3B
Discretionary
$399.1B
Employees
326
Clients
--
Accounts
735
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
- LEI
- 549300SV2HIB7EJR0U84
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRET, PHILIPPE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| BARRET, PHILIPPE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| BARRET, PHILIPPE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| BARRET, PHILIPPE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| BARRET, PHILIPPE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & DIRECTOR | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & DIRECTOR | NA | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | NA | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN EMERITUS, DIRECTOR, & SHAREHOLDER | NA | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN EMERITUS, DIRECTOR, & SHAREHOLDER | NA | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN EMERITUS & DIRECTOR | NA | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN EMERITUS & DIRECTOR | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| HOEFT, DAVID, CLINTON | I | SVP, ASSOCIATE DIRECTOR OF RESEARCH, & DIRECTOR | NA | Control |
| HOEFT, DAVID, CLINTON | I | SVP, ASSOCIATE DIRECTOR OF RESEARCH, & DIRECTOR | NA | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | NA | Control |
| JOHNS, LUCINDA, INGLE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| JOHNS, LUCINDA, INGLE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| JOHNS, LUCINDA, INGLE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| JOHNS, LUCINDA, INGLE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIE WAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIE WAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIE WAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIE WAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIE WAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIE WAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, & ASSISTANT SECRETARY | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, & ASSISTANT SECRETARY | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, ASSISTANT SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KAMEDA, ROBERTA, RUMIEWAIYEE | I | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | NA | Control |
| KUO, ROGER, G | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| KUO, ROGER, GEORGE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| KUO, ROGER, GEORGE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| KUO, ROGER, GEORGE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| KUO, ROGER, GEORGE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| KUO, ROGER, GEORGE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| KUO, ROGER, GEORGE | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, M | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | VP & TREASURER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| LOLL, JOHN, MICHAEL | I | TREASURER, VP, & SHAREHOLDER | NA | Control |
| MERTENS, RAYMOND, JOSEPH | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| MERTENS, RAYMOND, JOSEPH | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| MERTENS, RAYMOND, JOSEPH | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| MERTENS, RAYMOND, JOSEPH | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| MERTENS, RAYMOND, JOSEPH | I | DIRECTOR, SVP, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GEN. COUNSEL, COO, SECRETARY & DIRECTOR | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GEN. COUNSEL, COO, SECRETARY & DIRECTOR | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GENERAL COUNSEL, COO, SECRETARY, & DIRECTOR | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GENERAL COUNSEL, COO, SECRETARY, & DIRECTOR | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GEN. COUNSEL, VP, SECRETARY & COMPLIANCE OFFICER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GEN. COUNSEL, COO, SECRETARY & DIRECTOR | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GENERAL COUNSEL, COO, SECRETARY, & DIRECTOR | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GEN. COUNSEL, VP, SECRETARY & COMPLIANCE OFFICER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GEN. COUNSEL, VP, SECRETARY & COMPLIANCE OFFICER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | GEN. COUNSEL, VP, SECRETARY & COMPLIANCE OFFICER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, & DIRECTOR | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, & DIRECTOR | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | COO, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| MISTELE, THOMAS, MARTIN | I | EVP, SENIOR COUNSEL, SECRETARY, DIRECTOR, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| PRIMAS, KATHERINE, MARIE | I | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | NA | Control |
| SCOTT, STEPHEN | I | CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT SECRETARY | NA | Control |
| SCOTT, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTT, STEPHEN | I | CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT SECRETARY | NA | Control |
| SCOTT, STEPHEN | I | CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT SECRETARY | NA | Control |
| SCOTT, STEPHEN | I | CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT SECRETARY | NA | Control |
| SCOTT, STEPHEN | I | CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT SECRETARY | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, VP | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, VP | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, VP, SHAREHOLDER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, VP, SHAREHOLDER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, VP, SHAREHOLDER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, SVP, & SHAREHOLDER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, VP, SHAREHOLDER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, SVP, & SHAREHOLDER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, SVP, & SHAREHOLDER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, SVP, & SHAREHOLDER | NA | Control |
| STRICKLAND, WILLIAM, WILTON | I | CHIEF OPERATING OFFICER, SVP, & SHAREHOLDER | NA | Control |
| VENEGAS, MARCIA, P. | I | CHIEF COMPLIANCE OFFICER | NA | |
| VENEGAS, MARCIA, PAULINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| VENEGAS, MARCIA, PAULINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| VOORHIS, STEVEN, COERTE | I | SVP, DIRECTOR OF RESEARCH & SHAREHOLDER | NA | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, CO-DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CHAIR, CEO, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CHAIR, CEO, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CHAIR, CEO, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CHAIR, CEO, DIRECTOR, & SHAREHOLDER | B | Control |
| EMERY, DANA, MORTON | I | CHAIR, CEO, DIRECTOR, & SHAREHOLDER | B | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN, CEO & DIRECTOR | B | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN, CEO & DIRECTOR | B | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN & DIRECTOR | B | Control |
| GUNN, JOHN, ALBERT | I | PRESIDENT, CIO & DIRECTOR | B | Control |
| GUNN, JOHN, ALBERT | I | PRESIDENT, CIO & DIRECTOR | B | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN, CEO, & DIRECTOR | B | Control |
| GUNN, JOHN, ALBERT | I | PRESIDENT, CIO & DIRECTOR | B | Control |
| GUNN, JOHN, ALBERT | I | PRESIDENT, CIO & DIRECTOR | B | Control |
| GUNN, JOHN, ALBERT | I | PRESIDENT, CIO & DIRECTOR | B | Control |
| HAGEY, HARRY, ROBERT | I | CHAIRMAN, CEO & DIRECTOR | B | Control |
| HAGEY, HARRY, ROBERT | I | CHAIRMAN, CEO & DIRECTOR | B | Control |
| HAGEY, HARRY, ROBERT | I | CHAIRMAN, CEO & DIRECTOR | B | Control |
| HAGEY, HARRY, ROBERT | I | CHAIRMAN, CEO & DIRECTOR | B | Control |
| HAGEY, HARRY, ROBERT | I | CHAIRMAN, CEO & DIRECTOR | B | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, CHIEF INVESTMENT OFFICER, & SHAREHOLDER | B | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, CHIEF INVESTMENT OFFICER, & SHAREHOLDER | B | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, CHIEF INVESTMENT OFFICER, & SHAREHOLDER | B | Control |
| KUO, ROGER, GEORGE | I | PRESIDENT, DIRECTOR, & SHAREHOLDER | B | Control |
| KUO, ROGER, GEORGE | I | PRESIDENT, DIRECTOR, & SHAREHOLDER | B | Control |
| KUO, ROGER, GEORGE | I | PRESIDENT, DIRECTOR, & SHAREHOLDER | B | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | B | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | B | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | B | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | B | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, DIRECTOR, & SHAREHOLDER | B | Control |
| CAMERON, C., BRYAN | I | VP & DIRECTOR OF RESEARCH | A | Control |
| CAMERON, C., BRYAN | I | VP & DIRECTOR OF RESEARCH | A | Control |
| CAMERON, C., BRYAN | I | VP & DIRECTOR OF RESEARCH | A | Control |
| CAMERON, C., BRYAN | I | VP & DIRECTOR OF RESEARCH | A | Control |
| CAMERON, C., BRYAN | I | VP & DIRECTOR OF RESEARCH | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | SVP & DIRECTOR OF RESEARCH | A | Control |
| CAMERON, C., BRYAN | I | SVP & DIRECTOR OF RESEARCH | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, C., BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, CHARLES, BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, CHARLES, BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, CHARLES, BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, CHARLES, BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, CHARLES, BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, CHARLES, BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| CAMERON, CHARLES, BRYAN | I | DIRECTOR OF RESEARCH, SVP, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, CO-DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| DUGAN, THOMAS, SULLIVAN | I | DIRECTOR, SVP, DIRECTOR OF FIXED INCOME, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | EXECUTIVE VP, DIRECTOR & MGR. OF FIXED INCOME | A | Control |
| EMERY, DANA, MORTON | I | EXECUTIVE VP, DIRECTOR & MGR. OF FIXED INCOME | A | Control |
| EMERY, DANA, MORTON | I | CO-PRESIDENT, DIRECTOR OF FIXED INCOME, & DIRECTOR | A | Control |
| EMERY, DANA, MORTON | I | EXECUTIVE VP, DIRECTOR OF FIXED INCOME, & DIRECTOR | A | Control |
| EMERY, DANA, MORTON | I | SENIOR VP, DIRECTOR & MGR. OF FIXED INCOME | A | Control |
| EMERY, DANA, MORTON | I | SENIOR VP, DIRECTOR & MGR. OF FIXED INCOME | A | Control |
| EMERY, DANA, MORTON | I | EXECUTIVE VP, DIRECTOR, & MANAGER OF FIXED INCOME | A | Control |
| EMERY, DANA, MORTON | I | SENIOR VP, DIRECTOR & MGR. OF FIXED INCOME | A | Control |
| EMERY, DANA, MORTON | I | SENIOR VP, DIRECTOR & MGR. OF FIXED INCOME | A | Control |
| EMERY, DANA, MORTON | I | SENIOR VP, DIRECTOR & MGR. OF FIXED INCOME | A | Control |
| EMERY, DANA, MORTON | I | CO- PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CO- PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CO-PRESIDENT, DIRECTOR OF FIXED INCOME, & DIRECTOR | A | Control |
| EMERY, DANA, MORTON | I | CO-PRESIDENT, DIRECTOR OF FIXED INCOME, & DIRECTOR | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| EMERY, DANA, MORTON | I | CEO, PRESIDENT, DIRECTOR OF FIXED INCOME, DIRECTOR, & SHAREHOLDER | A | Control |
| GUNN, JOHN, ALBERT | I | CHAIRMAN EMERITUS & DIRECTOR | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE DIRECTOR OF RESEARCH, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE CHIEF INVESTMENT OFFICER, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE CHIEF INVESTMENT OFFICER, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE CHIEF INVESTMENT OFFICER, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, ASSOCIATE CHIEF INVESTMENT OFFICER, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, CHIEF INVESTMENT OFFICER, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, CHIEF INVESTMENT OFFICER, & SHAREHOLDER | A | Control |
| HOEFT, DAVID, CLINTON | I | DIRECTOR, SVP, CHIEF INVESTMENT OFFICER, & SHAREHOLDER | A | Control |
| JOHNS, LUCINDA, INGLE | I | DIRECTOR, SVP, & SHAREHOLDER | A | Control |
| KUO, ROGER, GEORGE | I | DIRECTOR, SVP, & SHAREHOLDER | A | Control |
| KUO, ROGER, GEORGE | I | PRESIDENT, DIRECTOR, & SHAREHOLDER | A | Control |
| KUO, ROGER, GEORGE | I | DIRECTOR, SVP, & SHAREHOLDER | A | Control |
| KUO, ROGER, GEORGE | I | PRESIDENT, DIRECTOR, & SHAREHOLDER | A | Control |
| OLIVIER, KENNETH, EDWARD | I | PRESIDENT & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | PRESIDENT & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN, CEO, & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | PRESIDENT, CEO, & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | EXECUTIVE VP & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | EXECUTIVE VP & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | PRESIDENT & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | SENIOR VP & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | EXECUTIVE VP & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | EXECUTIVE VP & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN, CEO, DIRECTOR, & SHAREHOLDER | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN EMERITUS, DIRECTOR (UNTIL 5/14/14), & SHAREHOLDER | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN EMERITUS, DIRECTOR (UNTIL 5/14/14), & SHAREHOLDER | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN EMERITUS, DIRECTOR (UNTIL 5/14/14), & SHAREHOLDER | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN, CEO, DIRECTOR, & SHAREHOLDER | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN EMERITUS, DIRECTOR (UNTIL 5/14/14), & SHAREHOLDER | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN EMERITUS, DIRECTOR (UNTIL 5/14/14), & SHAREHOLDER | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN, CEO, & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN, CEO, & DIRECTOR | A | Control |
| OLIVIER, KENNETH, EDWARD | I | CHAIRMAN EMERITUS & SHAREHOLDER | A | |
| POHL, CHARLES, FREDERICK | I | SENIOR VP, CIO & DIRECTOR | A | Control |
| POHL, CHARLES, FREDERICK | I | SENIOR VP, CIO & DIRECTOR | A | Control |
| POHL, CHARLES, FREDERICK | I | CO-PRESIDENT, CIO, & DIRECTOR | A | Control |
| POHL, CHARLES, FREDERICK | I | SENIOR VP, CIO, & DIRECTOR | A | Control |
| POHL, CHARLES, FREDERICK | I | SENIOR VP & DIRECTOR, CO-DIRECTOR OF RESEARCH | A | Control |
| POHL, CHARLES, FREDERICK | I | SENIOR VP & DIRECTOR, CO-DIRECTOR OF RESEARCH | A | Control |
| POHL, CHARLES, FREDERICK | I | SENIOR VP, CIO, & DIRECTOR | A | Control |
| POHL, CHARLES, FREDERICK | I | CO-PRESIDENT, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CO-PRESIDENT, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CO-PRESIDENT, CIO, & DIRECTOR | A | Control |
| POHL, CHARLES, FREDERICK | I | CO-PRESIDENT, CIO, & DIRECTOR | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| POHL, CHARLES, FREDERICK | I | CHAIRMAN, CIO, DIRECTOR, & SHAREHOLDER | A | Control |
| SHAPIRO, ALLEN, HORTON | I | SENIOR VP & DIRECTOR | A | Control |
| SHAPIRO, ALLEN, HORTON | I | SENIOR VP & DIRECTOR | A | Control |
| SHAPIRO, ALLEN, HORTON | I | SENIOR VP & DIRECTOR | A | Control |
| SHAPIRO, ALLEN, HORTON | I | SENIOR VP & DIRECTOR | A | Control |
| SHAPIRO, ALLEN, HORTON | I | SENIOR VP & DIRECTOR | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | SVP, DIRECTOR OF INTERNATIONAL EQUITY, & DIRECTOR | A | Control |
| STRANDBERG, DIANA, SHAMES | I | SVP, DIRECTOR OF INTERNATIONAL EQUITY, & DIRECTOR | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| STRANDBERG, DIANA, SHAMES | I | DIRECTOR, SVP, DIRECTOR OF INTERNATIONAL EQUITY, & SHAREHOLDER | A | Control |
| VOORHIS, STEVEN, COERTE | I | SVP, DIRECTOR OF RESEARCH & SHAREHOLDER | A | Control |
| VOORHIS, STEVEN, COERTE | I | SVP, DIRECTOR OF RESEARCH & SHAREHOLDER | A | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (42)
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Address
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