BNY MELLON INVESTMENT ADVISER, INC.
CRD #105642 SEC #801-8147 NEW YORK, NY 212-635-8827
SEC Registered Private Funds Disclosures
Total AUM
$365.4B
Discretionary
$365.4B
Employees
80
Clients
0
Accounts
101
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 20, 2025
- Branch Offices
- 5
- LEI
- 54930067A504FBYASH16
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUM, JONATHAN, RUSSELL | I | DIRECTOR AND VICE CHAIR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | DIRECTOR AND VICE CHAIR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | DIRECTOR AND VICE CHAIR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BAUM, JONATHAN, RUSSELL | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BERMAN, MANDELL, LESLIE | I | DIRECTOR | NA | Control |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BITETTO, JAMES, NMI | I | SECRETARY | NA | Control |
| BRADLE, KENNETH, JAMES | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRADLE, KENNETH, JAMES | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| BRISK, GREGORY, ALLAN | I | DIRECTOR | NA | Control |
| BRISK, GREGORY, ALLAN | I | DIRECTOR | NA | Control |
| BRISK, GREGORY, ALLAN | I | DIRECTOR | NA | Control |
| BRISK, GREGORY, ALLAN | I | DIRECTOR | NA | Control |
| BRISK, GREGORY, ALLAN | I | DIRECTOR | NA | Control |
| BRISK, GREGORY, ALLAN | I | DIRECTOR | NA | Control |
| BRISK, GREGORY, ALLAN | I | DIRECTOR | NA | Control |
| BYERS, STEPHEN, ROBERT | I | CHIEF INVESTMENT OFFICER, VICE CHAIRMAN AND DIRECTOR | NA | Control |
| BYERS, STEPHEN, ROBERT | I | CHIEF INVESTMENT OFFICER, VICE CHAIRMAN AND DIRECTOR | NA | Control |
| BYERS, STEPHEN, ROBERT | I | CHIEF INVESTMENT OFFICER, VICE CHAIRMAN AND DIRECTOR | NA | Control |
| BYERS, STEPHEN, ROBERT | I | CHIEF INVESTMENT OFFICER, VICE CHAIRMAN AND DIRECTOR | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHAIR OF THE BOARD, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| CANTER, STEPHEN, EDWARD | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CAPONE, ROBERT, GLENN | I | DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | VICE CHAIR AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | VICE CHAIR AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | VICE CHAIR AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | VICE CHAIR AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CARDONA, JOHN, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOLLY, JOSEPH, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DIPETRILLO, DAVID, JOHN | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| DURNIN, DIANE, PATRICIA | I | VICE CHAIR AND DIRECTOR | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | PRESIDENT AND DIRECTOR | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | PRESIDENT AND DIRECTOR | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | DIRECTOR | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | PRESIDENT | NA | Control |
| ELLIOTT, STEVEN, GRAHAM | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, GRAHAM | I | DIRECTOR | NA | |
| ELLIOTT, STEVEN, GRAHAM | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, GRAHAM | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, GRAHAM | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, GRAHAM | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, GRAHAM | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, GRAHAM | I | DIRECTOR | NA | |
| HAGAN, STEPHEN, MICHAEL | I | DIRECTOR OF INVESTMENT OVERSIGHT | NA | Control |
| HAGAN, STEPHEN, MICHAEL | I | DIRECTOR OF INVESTMENT OVERSIGHT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| HOPKINS - CONDON, TRACY, ANN | I | VICE PRESIDENT-CASH STRATEGIES | NA | Control |
| JACOBS, MARK, NEIL | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JACOBS, MARK, NEIL | I | GENERAL COUNSEL | NA | Control |
| JACOBS, MARK, NEIL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JACOBS, MARK, NEIL | I | SECRETARY | NA | Control |
| JACOBS, MARK, NEIL | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JACOBS, MARK, NEIL | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JACOBS, MARK, NEIL | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JACOBS, MARK, NEIL | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JACOBS, MARK, NEIL | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JACOBS, MARK, NEIL | I | GENERAL COUNSEL | NA | Control |
| JACOBS, MARK, NEIL | I | VICE PRESIDENT | NA | Control |
| JACOBS, MARK, NEIL | I | SECRETARY | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| JACOBSEN, DWIGHT, DONALD | I | DIRECTOR | NA | Control |
| KELLY, ROBERT | I | DIRECTOR | NA | Control |
| KELLY, ROBERT | I | DIRECTOR | NA | Control |
| KELLY, ROBERT | I | DIRECTOR | NA | Control |
| KELLY, ROBERT | I | DIRECTOR | NA | Control |
| LAMERE, DAVID, FREDERICK | I | DIRECTOR | NA | Control |
| LAMERE, DAVID, FREDERICK | I | DIRECTOR | NA | Control |
| LAMERE, DAVID, FREDERICK | I | DIRECTOR | NA | Control |
| LAMERE, DAVID, FREDERICK | I | DIRECTOR | NA | Control |
| LAMERE, DAVID, FREDERICK | I | DIRECTOR | NA | Control |
| LAMERE, DAVID, FREDERICK | I | DIRECTOR | NA | Control |
| LAMERE, DAVID, FREDERICK | I | DIRECTOR | NA | Control |
| LAMERE, DAVID, FREDERICK | I | DIRECTOR | NA | Control |
| LANDAU, JEFFREY, DAVID | I | DIRECTOR | NA | Control |
| LANDAU, JEFFREY, DAVID | I | DIRECTOR | NA | Control |
| LANDAU, JEFFREY, DAVID | I | DIRECTOR | NA | Control |
| LANDAU, JEFFREY, DAVID | I | DIRECTOR | NA | Control |
| LANDAU, JEFFREY, DAVID | I | DIRECTOR | NA | Control |
| LANDAU, JEFFREY, DAVID | I | DIRECTOR | NA | Control |
| LAROCHE-MORRIS, RENEE, MICHELLE | I | PRESIDENT AND DIRECTOR | NA | Control |
| LAROCHE-MORRIS, RENEE, MICHELLE | I | PRESIDENT AND DIRECTOR | NA | Control |
| LAROCHE-MORRIS, RENEE, MICHELLE | I | PRESIDENT AND DIRECTOR | NA | Control |
| LAROCHE-MORRIS, RENEE, MICHELLE | I | PRESIDENT AND DIRECTOR | NA | Control |
| LAROCHE-MORRIS, RENEE, MICHELLE | I | PRESIDENT AND DIRECTOR | NA | Control |
| LAROCHE-MORRIS, RENEE, MICHELLE | I | PRESIDENT AND DIRECTOR | NA | Control |
| LAROCHE-MORRIS, RENEE, MICHELLE | I | PRESIDENT AND DIRECTOR | NA | Control |
| LAROCHE-MORRIS, RENEE, MICHELLE | I | PRESIDENT AND DIRECTOR | NA | Control |
| LITTLE, JONATHAN, MICHAEL | I | CHAIRMAN | NA | Control |
| LITTLE, JONATHAN, MICHAEL | I | CHAIRMAN | NA | Control |
| LITTLE, JONATHAN, MICHAEL | I | CHAIRMAN | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MACDOUGALL, BENNETT, ALLEN | I | CHIEF LEGAL OFFICER | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF INVESTMENT OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF INVESTMENT OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF INVESTMENT OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF INVESTMENT OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF INVESTMENT OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF INVESTMENT OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF INVESTMENT OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF INVESTMENT OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| MANNAN, BUSHRA | I | DIRECTOR | NA | Control |
| MANNAN, BUSHRA | I | DIRECTOR | NA | Control |
| MANNAN, BUSHRA | I | DIRECTOR | NA | Control |
| MANNAN, BUSHRA | I | DIRECTOR | NA | Control |
| MANNAN, BUSHRA | I | DIRECTOR | NA | Control |
| MANNAN, BUSHRA | I | DIRECTOR | NA | Control |
| MANNAN, BUSHRA | I | DIRECTOR | NA | Control |
| MANNAN, BUSHRA | I | DIRECTOR | NA | Control |
| MARESCA, WILLIAM, HOWARD | I | CONTROLLER | NA | Control |
| MARESCA, WILLIAM, HOWARD | I | CONTROLLER | NA | Control |
| MARESCA, WILLIAM, HOWARD | I | CONTROLLER | NA | Control |
| MARESCA, WILLIAM, HOWARD | I | CONTROLLER | NA | Control |
| MCGUINN, MARTIN, GREGORY | I | DIRECTOR | NA | Control |
| MCGUINN, MARTIN, GREGORY | I | DIRECTOR | NA | Control |
| MCGUINN, MARTIN, GREGORY | I | DIRECTOR | NA | Control |
| MCGUINN, MARTIN, GREGORY | I | DIRECTOR | NA | Control |
| MILLARD, MICHAEL, GERARD | I | DIRECTOR | NA | Control |
| MILLARD, MICHAEL, GERARD | I | PRESIDENT | NA | Control |
| MILLARD, MICHAEL, GERARD | I | PRESIDENT AND DIRECTOR | NA | Control |
| MILLARD, MICHAEL, GERARD | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| Maroni, Susan, Kay | I | SECRETARY | NA | Control |
| Maroni, Susan, Kay | I | SECRETARY | NA | Control |
| Maroni, Susan, Kay | I | SECRETARY | NA | Control |
| Maroni, Susan, Kay | I | SECRETARY | NA | Control |
| Maroni, Susan, Kay | I | SECRETARY | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'CONNOR, CHRISTOPHER, DAVID | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | VICE CHAIR AND DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | VICE CHAIRMAN | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | VICE CHAIR AND DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | VICE CHAIR AND DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | VICE CHAIR AND DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | VICE CHAIRMAN | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| OFFICER, JOHN, DAVID | I | CHIEF OPERATING OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| OFFICER, JOHN, DAVID | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| OFFICER, JOHN, DAVID | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| OFFICER, JOHN, DAVID | I | VICE CHAIR AND DIRECTOR | NA | Control |
| OFFICER, JOHN, DAVID | I | CHIEF OPERATING OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| OFFICER, JOHN, DAVID | I | CHIEF OPERATING OFFICER, VICE CHAIR AND DIRECTOR | NA | Control |
| OFFICER, JOHN, DAVID | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| OFFICER, JOHN, DAVID | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| PAK, JOHN, S | I | CHIEF LEGAL OFFICER | NA | Control |
| PAK, JOHN, S | I | CHIEF LEGAL OFFICER | NA | Control |
| PAK, JOHN, S | I | CHIEF LEGAL OFFICER | NA | Control |
| PAK, JOHN, S | I | CHIEF LEGAL OFFICER | NA | Control |
| PAK, JOHN, S | I | CHIEF LEGAL OFFICER | NA | Control |
| PAK, JOHN, S | I | CHIEF LEGAL OFFICER | NA | Control |
| PAPADOULIS, IRENE, DESPINA | I | DIRECTOR | NA | Control |
| PAPADOULIS, IRENE, DESPINA | I | DIRECTOR | NA | Control |
| PAPADOULIS, IRENE, DESPINA | I | DIRECTOR | NA | Control |
| PAPADOULIS, IRENE, DESPINA | I | DIRECTOR | NA | Control |
| PAPADOULIS, IRENE, DESPINA | I | DIRECTOR | NA | Control |
| PAPADOULIS, IRENE, DESPINA | I | DIRECTOR | NA | Control |
| PAPADOULIS, IRENE, DESPINA | I | DIRECTOR | NA | Control |
| PAPADOULIS, IRENE, DESPINA | I | DIRECTOR | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PIERCE, GARY, ROBERT | I | CONTROLLER | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PROVENCHER, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Pasquale, Gregory, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSENBERG, MICHAEL | I | CHIEF LEGAL OFFICER | NA | |
| ROSENBERG, MICHAEL | I | CHIEF LEGAL OFFICER | NA | |
| ROSENBERG, MICHAEL | I | CHIEF LEGAL OFFICER | NA | |
| ROSENBERG, MICHAEL | I | CHIEF LEGAL OFFICER | NA | |
| ROSENBERG, MICHAEL | I | CHIEF LEGAL OFFICER | NA | |
| ROSENBERG, MICHAEL | I | CHIEF LEGAL OFFICER | NA | |
| SABO, RICHARD, WALTER | I | DIRECTOR | NA | Control |
| SABO, RICHARD, WALTER | I | DIRECTOR | NA | Control |
| SABO, RICHARD, WALTER | I | DIRECTOR | NA | Control |
| SABO, RICHARD, WALTER | I | DIRECTOR | NA | Control |
| SANTERO, MARK, DAVID | I | CHAIRMAN, CEO AND PRESIDENT | NA | Control |
| SANTERO, MARK, DAVID | I | CHAIRMAN AND CEO | NA | Control |
| SANTERO, MARK, DAVID | I | CHAIRMAN, CEO AND PRESIDENT | NA | Control |
| SANTERO, MARK, DAVID | I | CHAIRMAN, CEO AND PRESIDENT | NA | Control |
| SANTORO, MARK, DAVID | I | CHAIRMAN AND CEO | NA | Control |
| SHEA, JOHN, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEA, JOHN, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEA, JOHN, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHELDON, CHRISTOPHER, EDWIN | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SHELDON, CHRISTOPHER, EDWIN | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SHELDON, CHRISTOPHER, EDWIN | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SHELDON, CHRISTOPHER, EDWIN | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SHELDON, CHRISTOPHER, EDWIN | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SHELDON, CHRISTOPHER, EDWIN | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SHELDON, CHRISTOPHER, EDWIN | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SHELDON, CHRISTOPHER, EDWIN | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SKAPYAK, BRADLEY, JOHN | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUILLACE, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEER, CYNTHIA, FRYER | I | DIRECTOR | NA | Control |
| STEER, CYNTHIA, FRYER | I | DIRECTOR | NA | Control |
| STEER, CYNTHIA, FRYER | I | DIRECTOR | NA | Control |
| STEER, CYNTHIA, FRYER | I | DIRECTOR | NA | Control |
| STEER, CYNTHIA, FRYER | I | DIRECTOR | NA | Control |
| STEER, CYNTHIA, FRYER | I | DIRECTOR | NA | Control |
| STEER, CYNTHIA, FRYER | I | DIRECTOR | NA | Control |
| SYRON, RICHARD, FRANCIS | I | DIRECTOR | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| Sullivan, Peter, Michael | I | CHIEF LEGAL OFFICER | NA | Control |
| TARAPOREVALA, CYRUS, RUSSI | I | DIRECTOR | NA | Control |
| TARAPOREVALA, CYRUS, RUSSI | I | DIRECTOR | NA | Control |
| TARAPOREVALA, CYRUS, RUSSI | I | DIRECTOR | NA | Control |
| TARAPOREVALA, CYRUS, RUSSI | I | DIRECTOR | NA | Control |
| TARAPOREVALA, CYRUS, RUSSI | I | DIRECTOR | NA | Control |
| TARAPOREVALA, CYRUS, RUSSI | I | DIRECTOR | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR | NA | Control |
| WENNERHOLM, SCOTT, EDWARD | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| Windels, James | I | DIRECTOR | NA | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MBC INVESTMENTS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MELLON BANK, N.A. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| MELLON FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MELLON FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| MELLON FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| MELLON FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MELLON FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MELLON FINANCIAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BNY MELLON IHC, LLC | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| MBC INVESTMENT CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| MBC INVESTMENT CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| MBC INVESTMENT CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| MBC INVESTMENT CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| MBC INVESTMENT CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MELLON BANK, N.A. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
Registrations
Federal
IA
Sep 20, 2025 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
240 GREENWICH STREETNEW YORK, NY 10286
United States
Phone: 212-635-8827