PGIM INVESTMENTS LLC
CRD #105670 SEC #801-31104 NEWARK, NJ 973-802-9908
SEC Registered Disclosures
Total AUM
$322.1B
Discretionary
$322.1B
Employees
490
Clients
--
Accounts
196
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SR. VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SENIOR VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SENIOR VICE PRESIDENT | NA | Control |
| AHRENS, BRIAN, KARL | I | SENIOR VICE PRESIDENT | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BARNARD, BRIAN, ANTHONY | I | TREASURER | NA | Control |
| BARNARD, BRIAN, ANTHONY | I | TREASURER | NA | Control |
| BARNARD, BRIAN, ANTHONY | I | TREASURER | NA | Control |
| BARNARD, BRIAN, ANTHONY | I | TREASURER | NA | Control |
| BARNARD, BRIAN, ANTHONY | I | TREASURER | NA | Control |
| BARNARD, BRIAN, ANTHONY | I | TREASURER | NA | Control |
| BARNARD, BRIAN, ANTHONY | I | TREASURER | NA | Control |
| BARNARD, BRIAN, ANTHONY | I | TREASURER | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUER, CATHERINE, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BUCKLEY, KEVIN | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN, CHARLES | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN, CHARLES | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN, CHARLES | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN, CHARLES | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN, CHARLES | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN, CHARLES | I | TREASURER | NA | Control |
| BUCKLEY, KEVIN, CHARLES | I | TREASURER | NA | Control |
| BYERLY, KURT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BYERLY, KURT | I | VICE PRESIDENT, FINANCE | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYERLY, KURT, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTER, JOHN, LAUGHLIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Capasso, Armando | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGIACOMO, CLAUDIA | I | CHIEF LEGAL OFFICER, EXECUTIVE VICE PRESIDENT, SECRETARY | NA | Control |
| DIGIACOMO, CLAUDIA | I | CHIEF LEGAL OFFICER, EXECUTIVE VICE PRESIDENT, SECRETARY | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DRAHZAL, JOHN, NOEL | I | DIRECTOR OF SALES AND DISTRIBUTION | NA | Control |
| DRAHZAL, JOHN, NOEL | I | DIRECTOR OF SALES AND DISTRIBUTION | NA | Control |
| Digiacomo, Claudia | I | CHIEF LEGAL OFFICER,EXECUTIVE VIDE PRESIDENT, SECRETARY | NA | Control |
| Digiacomo, Claudia | I | CHIEF LEGAL OFFICER,EXECUTIVE VICE PRESIDENT, SECRETARY | NA | Control |
| Digiacomo, Claudia | I | CHIEF LEGAL OFFICER,EXECUTIVE VIDE PRESIDENT, SECRETARY | NA | Control |
| Digiacomo, Claudia | I | CHIEF LEGAL OFFICER,EXECUTIVE VICE PRESIDENT, SECRETARY | NA | Control |
| Digiacomo, Claudia | I | CHIEF LEGAL OFFICER,EXECUTIVE VICE PRESIDENT, SECRETARY | NA | Control |
| Digiacomo, Claudia | I | CHIEF LEGAL OFFICER,EXECUTIVE VICE PRESIDENT, SECRETARY | NA | Control |
| EARNST, CHAD, A. | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEURANT, JOHN | I | EXEC. VP, CFO AND TREASURER | NA | Control |
| FLEURANT, JOHN | I | EXEC. VP, CFO AND TREASURER | NA | Control |
| FLEURANT, JOHN | I | EXEC. VP, CFO AND TREASURER | NA | Control |
| FLEURANT, JOHN | I | EXEC. VP, CFO AND TREASURER | NA | Control |
| FLEURANT, JOHN | I | EXEC. VP, CFO AND TREASURER | NA | Control |
| GILBREATH, TERESA M.G. | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GILBREATH, TERESA M.G. | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXEC. V.P. & CHIEF ADMIN. OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP, SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP, SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP, SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP, SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXEC. VP, SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| KARPATI, BRUCE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KARPATI, BRUCE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KARPATI, BRUCE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KARPATI, BRUCE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINE, MARC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MASTER, DAVID, BRET | I | DIRECTOR OF STRATEGIC INITIATIVES | NA | |
| MASTER, DAVID, BRET | I | DIRECTOR OF STRATEGIC INITIATIVES | NA | |
| MASTER, DAVID, BRET | I | DIRECTOR OF STRATEGIC INITIATIVES | NA | |
| MASTER, DAVID, BRET | I | DIRECTOR OF STRATEGIC INITIATIVES | NA | |
| MORRISON, MARGUERITE, HOWARD | I | SENIOR VICE PRESIDENT AND SECRETARY | NA | Control |
| MORRISON, MARGUERITE, HOWARD | I | SENIOR VICE PRESIDENT AND SECRETARY | NA | Control |
| MORRISON, MARGUERITE, HOWARD | I | SENIOR VICE PRESIDENT AND SECRETARY | NA | Control |
| MUHLHAUSER, JURGEN | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | NA | Control |
| MUHLHAUSER, JURGEN | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| Mattia, Brian, Michael | I | TREASURER | NA | Control |
| Mattia, Brian, Michael | I | TREASURER | NA | Control |
| NEE, BRIAN, DANIEL | I | EXECUTIVE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| NEE, BRIAN, DANIEL | I | EXECUTIVE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| NEE, BRIAN, DANIEL | I | EXECUTIVE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| NEE, BRIAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| NEE, BRIAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| NEE, BRIAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| NEE, BRIAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| NEE, BRIAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, A | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| O'HARA, RAYMOND, ANTHONY | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| ODENATH, DAVID, ROEHNER | I | PRESIDENT, CEO & COO | NA | Control |
| ODENATH, DAVID, ROEHNER | I | PRESIDENT, CEO & COO | NA | Control |
| ODENATH, DAVID, ROEHNER | I | PRESIDENT, CEO & COO | NA | Control |
| ODENATH, DAVID, ROEHNER | I | PRESIDENT, CEO & COO | NA | Control |
| OHARA, BERNARD, GERARD | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| OHARA, BERNARD, GERARD | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | SR. VICE PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | SR. VICE PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | SR. VICE PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | SR. VICE PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | SR. VICE PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, & PRESIDENT | NA | Control |
| PARKER, STUART, SHERMAN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, OFFICER-IN-CHARGE | NA | Control |
| PARKER, STUART, SHERMAN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, OFFICER-IN-CHARGE | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | EXEC. V.P., SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RICE, JUDY, ANN | I | CHAIRMAN | NA | Control |
| RICE, JUDY, ANN | I | CHAIRMAN | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| SAJOUS, ISABELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAUBER, JOEL, ROGER | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| SAUBER, JOEL, ROGER | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| SAUBER, JOEL, ROGER | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| SAWHNEY, AJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SAWHNEY, AJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SAWHNEY, AJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SAWHNEY, AJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STARK, EUGENE, SANDALL | I | SR.VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND TREASURER | NA | Control |
| TANJI, KENNETH, YUTAKA | I | EVP, CFO AND TREASURER | NA | Control |
| WALDVOGEL, LYNN, MARY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALDVOGEL, LYNN, MARY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALDVOGEL, LYNN, MARY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALDVOGEL, LYNN, MARY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALDVOGEL, LYNN, MARY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALDVOGEL, LYNN, MARY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WARMAN, KENNETH, EDWARD | I | CFO, TREASURER AND CONTROLLER | NA | Control |
| WARMAN, KENNETH, EDWARD | I | CFO, TREASURER AND CONTROLLER | NA | Control |
| WARMAN, KENNETH, EDWARD | I | CFO, TREASURER AND CONTROLLER | NA | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, INC. | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
| PIFM HOLDCO, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PGIM HOLDING COMPANY LLC | DE | PIFM HOLDCO, LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PGIM HOLDING COMPANY LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, INC. | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | DE | PIFM HOLDCO, LLC | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Dec 1, 2025 REGISTERED
Notice Filings (50)
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