VOYA INVESTMENT MANAGEMENT CO. LLC
CRD #106494 SEC #801-9046 NEW YORK, NY 212-309-8200
SEC Registered
Total AUM
$253.8B
Discretionary
$253.1B
Employees
880
Clients
0
Accounts
2,261
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 5, 2025
- Branch Offices
- 7
- LEI
- L1XJE5NM4QE6WXSI2J24
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, ERIC, HERBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER- SENIOR LOAN | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER- SENIOR LOAN | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER- SENIOR LOAN | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER- SENIOR LOAN | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER- SENIOR LOAN | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER- SENIOR LOAN | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO AND COO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO AND COO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO AND COO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | CFO | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| CORAPI, CHRISTOPHER, FRANCIS | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | CHAIRMAN | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | CHAIRMAN | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | CHAIRMAN | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | CHAIRMAN | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | DIRECTOR, CIO | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | CHAIRMAN | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | DIRECTOR, CIO | NA | Control |
| FALGOUT, HUEY, PAUL | I | MANAGING DIRECTOR - HEAD OF IM LEGAL | NA | Control |
| FALGOUT, HUEY, PAUL | I | MANAGING DIRECTOR - HEAD OF IM LEGAL | NA | Control |
| FALGOUT, HUEY, PAUL | I | MANAGING DIRECTOR - HEAD OF IM LEGAL | NA | Control |
| FALGOUT, HUEY, PAUL | I | MANAGING DIRECTOR - HEAD OF IM LEGAL | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FOX, JAMES, SCOTT | I | PRESIDENT/COO | NA | Control |
| FOX, JAMES, SCOTT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| FOX, JAMES, SCOTT | I | VICE CHAIRMAN | NA | Control |
| FOX, JAMES, SCOTT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| FOX, JAMES, SCOTT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | GENERAL COUNSEL | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | COUNSEL | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GYRA, PAUL, DAMIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GYRA, PAUL, DAMIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GYRA, PAUL, DAMIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GYRA, PAUL, DAMIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GYRA, PAUL, DAMIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CIO OF FIXED INCOME & PROPRIETARY INVESTMENTS AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| KALITA, ARTHUR, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KALITA, ARTHUR, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KALITA, ARTHUR, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KASE, JAMES, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KASE, JAMES, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KASE, JAMES, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KASE, JAMES, HOWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KAWAKAMI, BRIAN, KEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAWAKAMI, BRIAN, KEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEARY, ROBERT, GRAHAM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LEARY, ROBERT, GRAHAM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEARY, ROBERT, GRAHAM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEARY, ROBERT, GRAHAM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LEARY, ROBERT, GRAHAM | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCMAHON, KEVIN, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, KEVIN, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, KEVIN, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN | NA | Control |
| NORMAN, DANIEL, ALLEN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD - SENIOR LOAN | NA | Control |
| NORMAN, DANIEL, ALLEN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD - SENIOR LOAN | NA | Control |
| NORMAN, DANIEL, ALLEN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD - SENIOR LOAN | NA | Control |
| NORMAN, DANIEL, ALLEN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD - SENIOR LOAN | NA | Control |
| NORMAN, DANIEL, ALLEN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD - SENIOR LOAN | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | CHIEF RISK OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | CHIEF RISK OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER AND MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR, NMN | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR, NMN | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR, NMN | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR, NMN | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | SENIOR MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | SENIOR MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | SENIOR MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| SANTORO, DINA | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| SANTORO, DINA | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND SENIOR MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND SENIOR MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND SENIOR MANAGING DIRECTOR | NA | Control |
| STEIN, ERIC, ANDREW | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| STEIN, ERIC, ANDREW | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| STEIN, ERIC, ANDREW | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| STEIN, ERIC, ANDREW | I | CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| Stein, Eric, A | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| Stein, Eric, A | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| Stein, Eric, A | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME & PROPRIETARY INVESTMENTS AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME AND PROPRIETARY INVESTMENTS & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME AND PROPRIETARY INVESTMENTS & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | GLOBAL CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | GLOBAL CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | GLOBAL CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TULLIS, MARK, ALAN | I | DIRECTOR | NA | Control |
| TURNER, JOHN, G | I | DIRECTOR | NA | Control |
| TURNER, JOHN, G | I | DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| AETNA INVESTMENT ADVISER HOLDING CO., INC. (AIAHC) | DE | PARENT OF AELTUS INVESTMENT MANAGEMENT, INC. | E | Control |
| AETNA INVESTMENT ADVISER HOLDING CO., INC. (AIAHC) | DE | PARENT OF AELTUS INVESTMENT MANAGEMENT, INC. | E | Control |
| AETNA LIFE INS. AND ANNUITY COMPANY (ALIAC) | DE | PARENT OF AIAHC | E | Control |
| AETNA RETIREMENT HOLDINGS, INC. (ARH) | DE | PARENT OF ALIAC | E | Control |
| AETNA RETIREMENT HOLDINGS, INC. (ARH) | DE | PARENT OF ALIAC | E | Control |
| AETNA RETIREMENT SERVICES, INC. (ARS) | DE | PARENT OF ARH | E | Control |
| AETNA RETIREMENT SERVICES, INC. (ARS) | DE | PARENT OF ARH | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. (IAIH) | DE | PARENT OF LCH | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. (IAIH) | DE | PARENT OF LCH | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. (IAIH) | DE | PARENT OF LCH | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. (IAIH) | DE | PARENT OF LCH | E | Control |
| ING GROEP N.V. | FE | PARENT OF IVNV | E | Control |
| ING GROEP N.V. | FE | PARENT OF IVNV | E | Control |
| ING GROEP N.V. | FE | PARENT OF IVNV | E | Control |
| ING GROEP N.V. | FE | PARENT OF IVNV | E | Control |
| ING INSURANCE INTERNATIONAL B.V. (IIIBV) | FE | PARENT OF IAIH | E | Control |
| ING INSURANCE INTERNATIONAL B.V. (IIIBV) | FE | PARENT OF IAIH | E | Control |
| ING INSURANCE INTERNATIONAL B.V. (IIIBV) | FE | PARENT OF IAIH | E | Control |
| ING INSURANCE INTERNATIONAL B.V. (IIIBV) | FE | PARENT OF IAIH | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | PARENT OF APPLICANT | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | PARENT OF APPLICANT | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | PARENT OF APPLICANT | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | PARENT OF APPLICANT | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | PARENT OF APPLICANT | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| ING INVESTMENT MANAGEMENT LLC (IIM) | DE | PARENT OF APPLICANT | E | Control |
| ING INVESTMENT MANAGEMENT LLC (IIM) | DE | PARENT OF APPLICANT | E | Control |
| ING VERZEKERINGEN N.V. (IVNV) | FE | PARENT OF IIIBV | E | Control |
| ING VERZEKERINGEN N.V. (IVNV) | FE | PARENT OF IIIBV | E | Control |
| ING VERZEKERINGEN N.V. (IVNV) | FE | PARENT OF IIIBV | E | Control |
| ING VERZEKERINGEN N.V. (IVNV) | FE | PARENT OF IIIBV | E | Control |
| LION CONNECTICUT HOLDINGS INC. (LCH) | DE | PARENT OF ARS | E | Control |
| LION CONNECTICUT HOLDINGS INC. (LCH) | DE | PARENT OF IIM | E | Control |
| LION CONNECTICUT HOLDINGS INC. (LCH) | DE | PARENT OF ARS | E | Control |
| LION CONNECTICUT HOLDINGS INC. (LCH) | DE | PARENT OF IIM | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING AMERICA INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICAS INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING AMERICAS INSURANCE HOLDINGS INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING GROEP N.V | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN BV | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U. S., INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U. S., INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U. S., INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICAS HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICAS HOLDINGS INC. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | ING INVESTMENT MANAGEMENT CO. LLC | E | Control |
| ING INVESTMENT MANAGEMENT LLC | DE | ING INVESTMENT MANAGEMENT CO. LLC | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING VERZEKERINGEN MANAGEMENT LLC | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VIM HOLDINGS LLC | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS INC. | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | VOYA INVESTMENT MANAGEMENT CO. LLC | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | VOYA INVESTMENT MANAGEMENT CO. LLC | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | VOYA INVESTMENT MANAGEMENT CO. LLC | E | Control |
| VOYA INVESTMENT MANAGEMENT LLC | DE | VOYA INVESTMENT MANAGEMENT CO. LLC | E | Control |
| ING GROEP N.V. | FE | ING U. S., INC. | D | Control |
| ING GROEP N.V. | FE | ING U. S., INC. | D | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U. S., INC. | D | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
Registrations
Federal
IA
Aug 5, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
200 PARK AVENUENEW YORK, NY 10166
United States
Phone: 212-309-8200