WELLINGTON MANAGEMENT COMPANY LLP
CRD #106595 SEC #801-15908 BOSTON, MA 617-951-5000
SEC Registered Private Funds Disclosures
Total AUM
$1.3T
Discretionary
$1.2T
Employees
1,869
Clients
--
Accounts
1,540
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 4, 2025
- Branch Offices
- 6
- LEI
- 549300YHP12TEZNLCX41
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRAMS, KENNETH, LEE | I | PARTNER | NA | |
| ABRAMS, KENNETH, LEE | I | PARTNER | NA | |
| ABRAMS, KENNETH, LEE | I | PARTNER | NA | |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ADAMS, NICHOLAS, CHARLES | I | PARTNER | NA | Control |
| ALEXANDER, RAND, CHARLES | I | PARTNER | NA | |
| ALEXANDER, RAND, CHARLES | I | PARTNER | NA | |
| ALEXANDER, RAND, CHARLES | I | PARTNER | NA | |
| ALLINSON, DEBORAH, LOUISE | I | PARTNER | NA | |
| ALLISON, DEBORAH, LOUISE | I | PARTNER | NA | |
| ALLISON, DEBORAH, LOUISE | I | PARTNER | NA | |
| ANGELI, STEVEN, CARL | I | PARTNER | NA | |
| ANGELI, STEVEN, CARL | I | PARTNER | NA | |
| ANGELI, STEVEN, CARL | I | PARTNER | NA | |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ARGYLE, CHARLES, SEAN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JAMES, HALSEY | I | PARTNER | NA | |
| AVERILL, JAMES, HALSEY | I | PARTNER | NA | |
| AVERILL, JAMES, HALSEY | I | PARTNER | NA | |
| AVERILL, JOHN, FRANKLIN | I | PARTNER | NA | |
| AVERILL, JOHN, FRANKLIN | I | PARTNER | NA | |
| AVERILL, JOHN, FRANKLIN | I | PARTNER | NA | |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AVERILL, JOHN, FRANKLIN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BANDTEL, KARL, E | I | PARTNER | NA | |
| BANDTEL, KARL, E | I | PARTNER | NA | |
| BANDTEL, KARL, EDWARD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BANDTEL, KARL, EDWARD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BANDTEL, KARL, EDWARD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BANDTEL, KARL, EDWARD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BANDTEL, KARL, EDWARD | I | PARTNER | NA | |
| BARNARD, DAVID, WALLER | I | PARTNER | NA | |
| BECKWITH, MARK, J | I | PARTNER | NA | |
| BECKWITH, MARK, J | I | PARTNER | NA | |
| BECKWITH, MARK, JAMES | I | PARTNER | NA | |
| BEVILACQUA, JAMES, ALLEN | I | PARTNER | NA | |
| BEVILACQUA, JAMES, ALLEN | I | PARTNER | NA | |
| BLAKE, KEVIN, JOHN | I | PARTNER | NA | |
| BLAKE, KEVIN, JOHN | I | PARTNER | NA | |
| BLAKE, KEVIN, JOHN | I | PARTNER | NA | |
| BOOTH, WILLIAM, NICHOLAS | I | PARTNER | NA | |
| BOOTH, WILLIAM, NICHOLAS | I | PARTNER | NA | |
| BOOTH, WILLIAM, NICHOLAS | I | PARTNER | NA | |
| BOUDENS, MICHAEL, JOHN | I | PARTNER | NA | |
| BOUDENS, MICHAEL, JOHN | I | PARTNER | NA | |
| BOUDENS, MICHAEL, JOHN | I | PARTNER | NA | |
| BOUSA, EDWARD, PETER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BOUSA, EDWARD, PETER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BOUSA, EDWARD, PETER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BOUSA, EDWARD, PETER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BOUSA, EDWARD, PETER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BOUSA, EDWARD, PETER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BRAVERMAN, PAUL | I | PARTNER | NA | |
| BRAVERMAN, PAUL | I | PARTNER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRAVERMAN, PAUL, NONE | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| BRUNO, ROBERT, ANTHONY | I | PARTNER | NA | |
| BRUNO, ROBERT, ANTHONY | I | PARTNER | NA | |
| BRUNO, ROBERT, ANTHONY | I | PARTNER | NA | |
| Bruno, John, Edward | I | CHIEF LEGAL OFFICER | NA | |
| Bruno, John, Edward | I | CHIEF LEGAL OFFICER | NA | |
| Bruno, John, Edward | I | CHIEF LEGAL OFFICER | NA | |
| CARMEN, MICHAEL, TYLER | I | PARTNER | NA | |
| CARROLL, MARYANN, EVELYN | I | PARTNER | NA | |
| CARROLL, MARYANN, EVELYN | I | PARTNER | NA | |
| CARROLL, MARYANN, EVELYN | I | PARTNER | NA | |
| CARSMAN, CHRISTINE, CROUNSE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARSMAN, CHRISTINE, CROUNSE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHABRIER, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CHOUMENKOVITCH, NICOLAS, MILORAD | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CLARK, WILLIAM, ROBERT HYWEL | I | PARTNER | NA | |
| CLARK, WILLIAM, ROBERT HYWEL | I | PARTNER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | PARTNER AND CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| CLARKE, CYNTHIA, MARY | I | CHIEF LEGAL OFFICER | NA | |
| COFFMAN, RICHARD, MARSTON | I | PARTNER | NA | |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CROMWELL, WENDY, MILLER | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Coyne, Laura, Ann | I | HEAD OF LEGAL, AMERICAS | NA | |
| DACOSTA, JOHN, NONE | I | PARTNER | NA | |
| DIPPEL, PAMELA, NONE | I | PARTNER | NA | |
| DIPPEL, PAMELA, NONE | I | PARTNER | NA | |
| DIPPEL, PAMELA, NONE | I | PARTNER | NA | |
| DUCKWORTH, CHERYL, MCDANIEL | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DUCKWORTH, CHERYL, MCDANIEL | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DUCKWORTH, CHERYL, MCDANIEL | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DUCKWORTH, CHERYL, MCDANIEL | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DUCKWORTH, CHERYL, MCDANIEL | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DUCKWORTH, CHERYL, MCDANIEL | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ELLIOTT, SCOTT, MICHAEL | I | PARTNER | NA | |
| ELLIOTT, SCOTT, MICHAEL | I | PARTNER | NA | |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | Control |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | Control |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | Control |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | Control |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | Control |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | Control |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | Control |
| EVANS, ROBERT, LLOYD | I | PARTNER | NA | Control |
| FASSNACHT, DAVID, R | I | PARTNER | NA | |
| FASSNACHT, DAVID, R | I | PARTNER | NA | |
| FINKEL, LISA, DELAFUENTE | I | PARTNER | NA | |
| FINKEL, LISA, DELAFUENTE | I | PARTNER | NA | |
| FINKEL, LISA, DELAFUENTE | I | PARTNER | NA | |
| FLAHERTY, MARK | I | PARTNER | NA | |
| FLAHERTY, MARK | I | PARTNER | NA | |
| FLAHERTY, MARK, ANTHONY | I | PARTNER | NA | |
| FREEMAN, CHARLES, TOWNSEND | I | PARTNER | NA | |
| FREEMAN, CHARLES, TOWNSEND | I | PARTNER | NA | |
| FREEMAN, CHARLES, TOWNSEND | I | PARTNER | NA | |
| GABRIEL, LAURIE, ALLEN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GABRIEL, LAURIE, ALLEN | I | PARTNER | NA | Control |
| GALLO, ANN, CATHERINE | I | PARTNER | NA | |
| GOOCH, JOHN | I | PARTNER | NA | Control |
| GOOCH, JOHN, HERRICK | I | PARTNER | NA | Control |
| GOPALRAMAN, SUBBIAH, NONE | I | PARTNER | NA | |
| GREVILLE, NICHOLAS | I | PARTNER | NA | |
| GREVILLE, NICHOLAS, P | I | PARTNER | NA | |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | Control |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | Control |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | Control |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | Control |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | Control |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | Control |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | Control |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | Control |
| HAMEL, PAUL, JOSEPH | I | PARTNER | NA | |
| HANNIGAN, WILLIAM, JOSEPH | I | PARTNER | NA | |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HELFER, RAY, EUGENE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HILL, LUCIUS, TUTTLE | I | PARTNER | NA | |
| HILL, LUCIUS, TUTTLE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HILL, LUCIUS, TUTTLE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HILL, LUCIUS, TUTTLE | I | PARTNER | NA | |
| HILL, LUCIUS, TUTTLE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HILL, LUCIUS, TUTTLE | I | PARTNER | NA | |
| HILL, LUCIUS, TUTTLE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HILL, LUCIUS, TUTTLE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HOFFMAN, JAMES, PHILIP | I | PARTNER | NA | |
| HOFFMANN, JAMES, PHILIP | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HOFFMANN, JAMES, PHILIP | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HOFFMANN, JAMES, PHILIP | I | PARTNER | NA | Control |
| HOFFMANN, JAMES, PHILIP | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HOFFMANN, JAMES, PHILIP | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HYNES, JEAN, MARIE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HYNES, JEAN, MARIE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HYNES, JEAN, MARIE | I | PARTNER | NA | |
| HYNES, JEAN, MARIE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HYNES, JEAN, MARIE | I | PARTNER | NA | |
| HYNES, JEAN, MARIE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HYNES, JEAN, MARIE | I | PARTNER | NA | |
| HYNES, JEAN, MARIE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HYNES, JEAN, MARIE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HYNES, JEAN, MARIE | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HYNES, JEAN, MARIE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| IRONS, STEVEN, THOMAS | I | PARTNER | NA | |
| KAPLAN, PAUL, DAVID | I | PARTNER | NA | |
| KAPLAN, PAUL, DAVID | I | PARTNER | NA | |
| KAPLAN, PAUL, DAVID | I | PARTNER | NA | |
| KEADY, LORRAINE, ALMA | I | PARTNER | NA | |
| KEADY, LORRAINE, ALMA | I | PARTNER | NA | |
| KEOGH, JOHN, CHARLES | I | PARTNER | NA | |
| KEOGH, JOHN, CHARLES | I | PARTNER | NA | |
| KEOGH, JOHN, CHARLES | I | PARTNER | NA | |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KLAR, STEPHEN | I | PRESIDENT | NA | Control |
| KONZAL, GREGORY, SCOTT | I | CHIEF LEGAL OFFICER | NA | |
| KONZAL, GREGORY, SCOTT | I | CHIEF LEGAL OFFICER | NA | |
| KONZAL, GREGORY, SCOTT | I | CHIEF LEGAL OFFICER | NA | |
| KONZAL, GREGORY, SCOTT | I | CHIEF LEGAL OFFICER | NA | |
| KONZAL, GREGORY, SCOTT | I | CHIEF LEGAL OFFICER | NA | |
| KONZAL, GREGORY, SCOTT | I | CHIEF LEGAL OFFICER | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | CHIEF LEGAL OFFICER | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| KONZAL, GREGORY, SCOTT | I | HEAD OF LEGAL, AMERICAS | NA | |
| Kramer, Amy, Beth | I | CHIEF OPERATING OFFICER | NA | |
| LINK, IAN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LINK, IAN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LINK, IAN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LINK, IAN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LINK, IAN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LINK, IAN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LODGE, GEORGE, C | I | PARTNER | NA | Control |
| LODGE, GEORGE, C | I | PARTNER | NA | Control |
| LODGE, GEORGE, CABOT | I | PARTNER | NA | Control |
| LODGE, GEORGE, CABOT | I | PARTNER | NA | Control |
| LODGE, GEORGE, CABOT | I | PARTNER | NA | Control |
| LODGE, GEORGE, CABOT | I | PARTNER | NA | Control |
| LODGE, GEORGE, CABOT | I | PARTNER | NA | Control |
| LODGE, GEORGE, CABOT | I | PARTNER | NA | Control |
| LUKITSH, NANCY | I | PARTNER | NA | |
| LUKITSH, NANCY, T | I | PARTNER | NA | |
| LUKITSH, NANCY, THERESE | I | PARTNER | NA | |
| LYNCH, MARK, THOMAS | I | PARTNER | NA | |
| LYNCH, MARK, THOMAS | I | PARTNER | NA | |
| LYNCH, MARK, THOMAS | I | PARTNER | NA | |
| MANDEL, MARK, DAVID | I | PARTNER | NA | |
| MANDEL, MARK, DAVID | I | PARTNER | NA | |
| MANFREDI, CHRISTINE, SMITH | I | PARTNER | NA | |
| MANFREDI, CHRISTINE, SMITH | I | PARTNER | NA | |
| MANFREDI, CHRISTINE, SMITH | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| MANFREDI, CHRISTINE, SMITH | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| MANFREDI, CHRISTINE, SMITH | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| MANFREDI, CHRISTINE, SMITH | I | PARTNER | NA | |
| MCEVOY, EARL, EDWARD | I | PARTNER | NA | |
| MCEVOY, EARL, EDWARD | I | PARTNER | NA | |
| MCEVOY, EARL, EDWARD | I | PARTNER | NA | |
| MCFARLAND, DUNCAN, MATHIEU | I | PARTNER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MCFARLAND, DUNCAN, MATHIEU | I | PARTNER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MCFARLAND, DUNCAN, MATHIEU | I | PARTNER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MECRAY, PAUL, MULFORD | I | PARTNER | NA | |
| MECRAY, PAUL, MULFORD | I | PARTNER | NA | |
| MEGARGEL, MATTHEW, EDWARD | I | PARTNER | NA | |
| MEGARGEL, MATTHEW, EDWARD | I | PARTNER | NA | |
| MEGARGEL, MATTHEW, EDWARD | I | PARTNER | NA | |
| MORDY, JAMES, NELSON | I | PARTNER | NA | Control |
| MORDY, JAMES, NELSON | I | PARTNER | NA | Control |
| MORDY, JAMES, NELSON | I | PARTNER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, NANCY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| Murphy, Erin, Kimberly | I | CHIEF FINANCIAL OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORBERG, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORDIN, DIANE, CAROL | I | PARTNER | NA | |
| NORDIN, DIANE, CAROL | I | PARTNER | NA | |
| NORDIN, DIANE, CAROL | I | PARTNER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN, JUSTIN | I | PARTNER AND CHIEF COMPLIANCE OFFICER | NA | |
| O'BRIEN, STEPHEN, THOMAS | I | PARTNER | NA | |
| O'BRIEN, STEPHEN, THOMAS | I | PARTNER | NA | |
| O'BRIEN, STEPHEN, THOMAS | I | PARTNER | NA | |
| OFFIT, ANDREW, STERLING | I | PARTNER | NA | |
| OFFIT, ANDREW, STERLING | I | PARTNER | NA | |
| OFFIT, ANDREW, STERLING | I | PARTNER | NA | |
| OWENS, EDWARD, PAUL | I | PARTNER | NA | |
| OWENS, EDWARD, PAUL | I | PARTNER | NA | |
| OWENS, EDWARD, PAUL | I | PARTNER | NA | |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PANNELL, SAUL, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PAPPAS, THOMAS | I | PARTNER | NA | |
| PAPPAS, THOMAS, L | I | PARTNER | NA | |
| PAPPAS, THOMAS, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PAPPAS, THOMAS, LOUIS | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PAPPAS, THOMAS, LOUIS | I | PARTNER | NA | Control |
| PAPPAS, THOMAS, LOUIS | I | PARTNER | NA | Control |
| PAPPAS, THOMAS, LOUIS | I | PARTNER | NA | Control |
| PAPPAS, THOMAS, LOUIS | I | PARTNER | NA | |
| PAYSON, JONATHAN, MARTIN | I | PARTNER | NA | |
| PAYSON, JONATHAN, MARTIN | I | PARTNER | NA | |
| PAYSON, JONATHAN, MARTIN | I | PARTNER | NA | |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER | NA | |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PERELMUTER, PHILLIP, H | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETERSON, JAMES, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| RANDS, ROBERT, DOUGLAS | I | PARTNER | NA | |
| RANDS, ROBERT, DOUGLAS | I | PARTNER | NA | |
| RANDS, ROBERT, DOUGLAS | I | PARTNER | NA | |
| RECORD, EUGENE, EDWARD | I | PARTNER | NA | |
| RECORD, EUGENE, EDWARD | I | PARTNER | NA | |
| RULLO, JAMES | I | PARTNER | NA | |
| RULLO, JAMES | I | PARTNER | NA | |
| RULLO, JAMES, ALBERT | I | PARTNER | NA | |
| RYAN, JOHN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| RYAN, JOHN, ROBERT | I | PARTNER | NA | Control |
| SCHWARTZ, JOSEPH, HAROLD | I | PARTNER | NA | |
| SCHWARTZ, JOSEPH, HAROLD | I | PARTNER | NA | |
| SCHWARTZ, JOSEPH, HAROLD | I | PARTNER | NA | |
| SHAKIN, JAMES, HOWARD | I | PARTNER | NA | |
| SHAKIN, JAMES, HOWARD | I | PARTNER | NA | |
| SHAKIN, JAMES, HOWARD | I | PARTNER | NA | |
| SHASTA, THEODORE, EFTHIMION | I | PARTNER | NA | Control |
| SHASTA, THEODORE, EFTHIMION | I | PARTNER | NA | Control |
| SHASTA, THEODORE, EFTHIMION | I | PARTNER | NA | |
| SHILLING, ANDREW, JOHN | I | PARTNER | NA | |
| SHORTS, BINKLEY, CALHOUN | I | PARTNER | NA | |
| SHORTS, BINKLEY, CALHOUN | I | PARTNER | NA | |
| SHORTS, BINKLEY, CALHOUN | I | PARTNER | NA | |
| SIMPSON, SCOTT, EDDISON | I | PARTNER | NA | |
| SIMPSON, SCOTT, EDDISON | I | PARTNER | NA | |
| SIMPSON, SCOTT, EDDISON | I | PARTNER | NA | |
| SKRAMSTAD, TROND | I | PARTNER | NA | |
| SKRAMSTAD, TROND | I | PARTNER | NA | |
| SKRAMSTAD, TROND, NONE | I | PARTNER | NA | |
| SMITH, CATHERINE, ANNE | I | PARTNER | NA | |
| SMITH, CATHERINE, ANNE | I | PARTNER | NA | |
| SODERBERG, STEPHEN, ALBERT | I | PARTNER | NA | |
| SODERBERG, STEPHEN, ALBERT | I | PARTNER | NA | |
| SODERBERG, STEPHEN, ALBERT | I | PARTNER | NA | |
| SOYKAN, HALUK, NONE | I | PARTNER | NA | |
| SPEEDE, IHSAN, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEEDE, IHSAN, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEEDE, IHSAN, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEEDE, IHSAN, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEEDE, IHSAN, K. | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | PARTNER AND CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STEINBORN, EDWARD, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| STROMQUIST, ERIC | I | PARTNER | NA | |
| STROMQUIST, ERIC | I | PARTNER | NA | |
| STROMQUIST, ERIC, NONE | I | PARTNER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | PARTNER, PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWORDS, BRENDAN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Speede, Ihsan | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAGGART, HARRIETT, TEE | I | PARTNER | NA | |
| TAGGART, HARRIETT, TEE | I | PARTNER | NA | |
| TAGGART, HARRIETT, TEE | I | PARTNER | NA | |
| TEIXEIRA, FRANK, LUIS | I | PARTNER | NA | |
| TONER, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| TONER, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| TONER, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER | NA | |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | CHAIRMAN | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | CHAIRMAN | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | CHAIRMAN | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, PRESIDENT, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TRAQUINA, PERRY, MARQUES | I | PARTNER, CEO AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TREMBLAY, GENE, ROGER | I | PARTNER | NA | Control |
| TREMBLAY, GENE, ROGER | I | PARTNER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TROJAN, VERA, MARIA | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TYLER, MICHAEL, AARON | I | PARTNER | NA | |
| TYLER, MICHAEL, AARON | I | PARTNER | NA | |
| TYNAN, MARY, ANN | I | PARTNER | NA | |
| TYNAN, MARY, ANN | I | PARTNER | NA | |
| UNDAVIA, NILESH, PRAVIN | I | PARTNER | NA | |
| UNDAVIA, NILESH, PRAVIN | I | PARTNER | NA | |
| VALONE, JAMES, WILLIAM | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| VALONE, JAMES, WILLIAM | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| VALONE, JAMES, WILLIAM | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| VALONE, JAMES, WILLIAM | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| VALONE, JAMES, WILLIAM | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| VALONE, JAMES, WILLIAM | I | PARTNER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| VILLARI, CLARE, NONE | I | PARTNER | NA | Control |
| VILLARI, CLARE, NONE | I | PARTNER | NA | Control |
| VILLARI, CLARE, NONE | I | PARTNER | NA | |
| VON METZSCH, ERNST, HANS | I | PARTNER | NA | |
| VON METZSCH, ERNST, HANS | I | PARTNER | NA | |
| WALTERS, JAMES, LELAND | I | PARTNER | NA | |
| WALTERS, JAMES, LELAND | I | PARTNER | NA | |
| WILLIAMS, KIM, NONE | I | PARTNER | NA | |
| WILLIAMS, KIM, NONE | I | PARTNER | NA | |
| WILLIAMS, KIM, NONE | I | PARTNER | NA | |
| YAMASHITA, ITSUKI | I | PARTNER | NA | |
| YAMASHITA, ITSUKI, NONE | I | PARTNER | NA | |
| ZIMBLE, DAVID, SCOTT | I | PARTNER | NA | |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | DE | MANAGING PARTNER | E | Control |
| MCFARLAND, DUNCAN, MATHIEU | I | PARTNER | A | Control |
| MCFARLAND, DUNCAN, MATHIEU | I | PARTNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON GROUP HOLDINGS LLP | DE | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
| WELLINGTON MANAGEMENT GROUP LLP | DE | WELLINGTON GROUP HOLDINGS LLP | E | Control |
Registrations
Federal
IA
Nov 4, 2025 REGISTERED
Notice Filings (42)
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Address
280 CONGRESS STREETBOSTON, MA 02210
United States
Phone: 617-951-5000