NISA INVESTMENT ADVISORS, LLC
CRD #107313 SEC #801-45153 ST. LOUIS, MO 314-721-1900
SEC Registered Private Funds
Total AUM
$315.3B
Discretionary
$309B
Employees
393
Clients
0
Accounts
428
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
- LEI
- 549300L1IG2JOW7XNY28
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPLER, W., CHRISTOPHER | I | LEGAL OFFICER | NA | |
| BALACHANDRAN, RAM MOHAN | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BHATTACHARYA, BISWAJIT | I | DIRECTOR, FIXED INCOME | NA | |
| BYRON, MATTHEW, G | I | DIRECTOR, FIXED INCOME | NA | |
| BYRON, MATTHEW, G | I | DIRECTOR, FIXED INCOME | NA | |
| BYRON, MATTHEW, G | I | DIRECTOR, FIXED INCOME | NA | |
| BYRON, MATTHEW, G | I | DIRECTOR, FIXED INCOME | NA | |
| BYRON, MATTHEW, G | I | DIRECTOR, FIXED INCOME | NA | |
| BYRON, MATTHEW, G | I | DIRECTOR, FIXED INCOME | NA | |
| BYRON, MATTHEW, G | I | DIRECTOR, FIXED INCOME | NA | |
| BYRON, MATTHEW, G | I | CHIEF OPERATING OFFICER | NA | Control |
| BYRON, MATTHEW, G | I | CHIEF OPERATING OFFICER | NA | Control |
| BYRON, MATTHEW, G | I | CHIEF OPERATING OFFICER | NA | Control |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CHOE, JOHN, SOOK | I | DIRECTOR, DERIVATIVES | NA | |
| CRUMP, GABRIEL, EDWARD | I | DIRECTOR, CREDIT RESEARCH | NA | |
| CRUMP, GABRIEL, EDWARD | I | DIRECTOR, CREDIT RESEARCH | NA | |
| CRUMP, GABRIEL, EDWARD | I | DIRECTOR, CREDIT RESEARCH | NA | |
| CRUMP, GABRIEL, EDWARD | I | DIRECTOR, CREDIT RESEARCH | NA | |
| CRUMP, GABRIEL, EDWARD | I | DIRECTOR, CREDIT RESEARCH | NA | |
| CRUMP, GABRIEL, EDWARD | I | DIRECTOR, CREDIT RESEARCH | NA | |
| CRUMP, GABRIEL, EDWARD | I | DIRECTOR, CREDIT RESEARCH | NA | |
| DEMPSEY, MARYJO | I | DIRECTOR, CLIENT SERVICES | NA | |
| DEMPSEY, MARYJO | I | DIRECTOR, CLIENT SERVICES | NA | |
| DEMPSEY, MARYJO | I | DIRECTOR, CLIENT SERVICES | NA | |
| DEMPSEY, MARYJO | I | DIRECTOR, CLIENT SERVICES | NA | |
| DEMPSEY, MARYJO | I | DIRECTOR, CLIENT SERVICES | NA | |
| DEMPSEY, MARYJO | I | DIRECTOR, CLIENT SERVICES | NA | |
| DEMPSEY, MARYJO | I | DIRECTOR, TAXABLE CLIENT SERVICES | NA | |
| DEMPSEY, MARYJO | I | DIRECTOR, CLIENT SERVICES | NA | |
| DENIS, ELLEN | I | COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DENNIS, ELLEN, DOUGLAS | I | CHIEF RISK OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOLSON, RICHARD, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| Douglass, Stephen, Jones | I | SENIOR ECONOMIC STRATEGIST | NA | |
| Douglass, Stephen, Jones | I | SENIOR ECONOMIC STRATEGIST | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES & MEMBER | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES & MEMBER | NA | |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER | NA | |
| EICHHORN, DAVID, GORDON | I | DIRECTOR, INVESTMENT STRATEGIES & MEMBER | NA | |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | PRESIDENT AND HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | PRESIDENT AND HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | PRESIDENT AND HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | PRESIDENT AND HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | PRESIDENT AND HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | CHIEF EXECUTIVE OFFICER & HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | CHIEF EXECUTIVE OFFICER & HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | CHIEF EXECUTIVE OFFICER & HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | CHIEF EXECUTIVE OFFICER & HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | CHIEF EXECUTIVE OFFICER & HEAD OF INVESTMENT STRATEGIES | NA | Control |
| EICHHORN, DAVID, GORDON | I | CHIEF EXECUTIVE OFFICER & HEAD OF INVESTMENT STRATEGIES | NA | Control |
| FOLEY, PATRICK, RYAN | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| FOLEY, PATRICK, RYAN | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| FOLEY, PATRICK, RYAN | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| FOLEY, PATRICK, RYAN | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| FOLEY, PATRICK, RYAN | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| FOLEY, PATRICK, RYAN | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| FOLEY, PATRICK, RYAN | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FOLKINS, MARK, ALEXANDER | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FORTIER, MARK, NORMAND | I | DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION | NA | |
| FORTIER, MARK, NORMAND | I | DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION | NA | |
| FORTIER, MARK, NORMAND | I | DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION | NA | |
| FORTIER, MARK, NORMAND | I | DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION | NA | |
| FORTIER, MARK, NORMAND | I | DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION | NA | |
| FORTIER, MARK, NORMAND | I | DIRECTOR, DEFINED CONTRIBUTION PRODUCT DESIGN & IMPLEMENTATION | NA | |
| GEHRING, ANN MARIE, LANZA | I | DIRECTOR, CLIENT SERVICES | NA | |
| GEHRING, ANN MARIE, LANZA | I | DIRECTOR, CLIENT SERVICES | NA | |
| GEHRING, ANN MARIE, LANZA | I | DIRECTOR, CLIENT SERVICES | NA | |
| GOEBEL, CHRISTOPHER, ERIC | I | DIRECTOR, CLIENT SERVICES | NA | |
| GOEBEL, CHRISTOPHER, ERIC | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, L. | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, LEIGH | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, LEIGH | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, LEIGH | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, LEIGH | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, LEIGH | I | DIRECTOR, CLIENT SERVICES | NA | |
| HANSON, CHERYL, LEIGH | I | DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| HANSON, CHERYL, LEIGH | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| JOHNSON, AARON, MATHEW | I | DIRECTOR, FIXED INCOME | NA | |
| JOHNSON, AARON, MATHEW | I | DIRECTOR, FIXED INCOME | NA | |
| JOHNSON, AARON, MATHEW | I | DIRECTOR, FIXED INCOME | NA | |
| JOHNSON, AARON, MATHEW | I | DIRECTOR, FIXED INCOME | NA | |
| JOHNSON, AARON, MATHEW | I | DIRECTOR, FIXED INCOME | NA | |
| JOHNSON, AARON, MATHEW | I | DIRECTOR, FIXED INCOME | NA | |
| JOHNSON, AARON, MATHEW | I | DIRECTOR, FIXED INCOME | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JOHNSON, GREGORY, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| JONES, PAUL, LEROY | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KAPLAN, MATTHEW, DAVID | I | CHIEF RISK OFFICER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, DEFINED CONTRIBUTION SOLUTIONS | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, DEFINED CONTRIBUTION SOLUTIONS | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, DEFINED CONTRIBUTION SOLUTIONS | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, DEFINED CONTRIBUTION SOLUTIONS | NA | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, DEFINED CONTRIBUTION SOLUTIONS | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| KUEBLER, CARL, RICHARD | I | DIRECTOR, DERIVATIVES | NA | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | NA | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | NA | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | NA | Control |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MARSHALL, WILLIAM, PATRICK | I | DIRECTOR, DC PRODUCT STRATEGY AND IMPLEMENTATION | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, FIXED INCOME AND DERIVATIVES | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| MURPHY, JOSEPH, ANTHONY | I | DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ODOHERTY, MARIANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | DIRECTOR, FIXED INCOME & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | NA | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | NA | Control |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | Control |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | Control |
| RATKOWSKI, RICHARD, ROBERT | I | DIRECTOR, INVESTMENT STRATEGIES | NA | Control |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | LEGAL OFFICER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | Control |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL & MEMBER | NA | |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | Control |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | Control |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | Control |
| SANEVICH, BELLA, L.F. | I | GENERAL COUNSEL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SANEVICH, BELLA, L.F. | I | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | NA | Control |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, A | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHOLZ, DANIEL, ARTHUR | I | DIRECTOR, INVESTMENT STRATEGIES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SCHUMAN, KEVIN, DANIEL | I | DIRECTOR, CLIENT SERVICES | NA | |
| SHULTZ, KEVIN, MICHAEL | I | DIRECTOR, MARKETS AND PORTFOLIOS | NA | |
| SHULTZ, KEVIN, MICHAEL | I | DIRECTOR, MARKETS AND PORTFOLIOS | NA | |
| SMITH, AARON, WILLIAM | I | DIRECTOR, CLIENT SERVICES | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| VANOUS, MICHAEL, PATRICK | I | DIRECTOR, EQUITY PORTFOLIO MANAGEMENT | NA | |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| YESS, GREGORY, J. | I | DIRECTOR, CLIENT SERVICES & MEMBER | NA | |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER | NA | Control |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES | NA | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| NISA, LLC | DE | PARENT COMPANY | E | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MANAGING MEMBER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | CHIEF OPERATING OFFICER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MANAGING MEMBER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MANAGING MEMBER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MANAGING MEMBER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MANAGING MEMBER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MANAGING MEMBER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MANAGING MEMBER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MANAGING MEMBER | C | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| YAWITZ, JESS, BARRY | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER & MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER | B | |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER | B | |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER | B | |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER | B | |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| EICHHORN, DAVID, GORDON | I | MANAGING DIRECTOR, INVESTMENT STRATEGIES & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | DIRECTOR, FIXED INCOME | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES | B | |
| LESTER, KENNETH, LLOYD | I | DIRECTOR, FIXED INCOME | B | |
| LESTER, KENNETH, LLOYD | I | DIRECTOR, FIXED INCOME TRADING | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, FIXED INCOME AND DERIVATIVES & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| LESTER, KENNETH, LLOYD | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | B | |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| MARSHALL, WILLIAM, JAY | I | PRESIDENT & MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | A | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | A | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | A | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | A | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | A | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, PENSION SERVICES | A | |
| KREBS, CLARENCE, ROBERT | I | DIRECTOR, CLIENT SERVICES | A | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | A | |
| POPE, ANTHONY, RANDAL | I | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER | A | |
| YESS, GREGORY, J. | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER | A | |
| YESS, GREGORY, JERROLD | I | MANAGING DIRECTOR, CLIENT SERVICES, CHIEF OPERATING OFFICER & MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| EICHHORN, DAVID, GORDON | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| LESTER, KENNETH, LLOYD | I | NISA, LLC | F | Control |
| MARSHALL, WILLIAM, JAY | I | NISA, LLC | F | Control |
| MARSHALL, WILLIAM, JAY | I | NISA, LLC | F | Control |
| MARSHALL, WILLIAM, JAY | I | NISA, LLC | F | Control |
| MARSHALL, WILLIAM, JAY | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| POPE, ANTHONY, RANDAL | I | NISA, LLC | F | Control |
| YAWITZ, JESS, BARRY | I | NISA, LLC | F | Control |
| YAWITZ, JESS, BARRY | I | NISA, LLC | F | Control |
| YAWITZ, JESS, BARRY | I | NISA, LLC | F | Control |
| YAWITZ, JESS, BARRY | I | NISA, LLC | F | Control |
| YESS, GREGORY, JERROLD | I | NISA, LLC | F | Control |
| YESS, GREGORY, JERROLD | I | NISA, LLC | F | Control |
| YESS, GREGORY, JERROLD | I | NISA, LLC | F | Control |
| YESS, GREGORY, JERROLD | I | NISA, LLC | F | Control |
| YESS, GREGORY, JERROLD | I | NISA, LLC | F | Control |
| YESS, GREGORY, JERROLD | I | NISA, LLC | F | Control |
| YESS, GREGORY, JERROLD | I | NISA, LLC | F | Control |
| YESS, GREGORY, JERROLD | I | NISA, LLC | F | Control |
| PARKRIDGE, INC. | DE | NISA, LLC | D | Control |
| PARKRIDGE, INC. | DE | NISA, LLC | D | Control |
| PARKRIDGE, INC. | DE | NISA, LLC | D | Control |
| PARKRIDGE, INC. | DE | NISA, LLC | D | Control |
| MARSHALL HOLDINGS, INC. | DE | NISA, LLC | C | Control |
| MARSHALL HOLDINGS, INC. | DE | NISA, LLC | C | Control |
| MARSHALL HOLDINGS, INC. | DE | NISA, LLC | C | Control |
| MARSHALL HOLDINGS, INC. | DE | NISA, LLC | C | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (8)
CA CT IL MO NY PA TX WI
Address
7676 FORSYTH BLVD SUITE 1100ST. LOUIS, MO 63105-4141
United States
Phone: 314-721-1900