COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD #108257 SEC #801-25943 BOSTON, MA 800-225-2365
SEC Registered Private Funds
Total AUM
$457.5B
Discretionary
$456.6B
Employees
910
Clients
0
Accounts
6,061
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2025
- Branch Offices
- 8
- LEI
- 6YVO3H2OUHJXER5SGR23
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR, PRESIDENT | NA | Control |
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR, PRESIDENT | NA | Control |
| ARMSTRONG, WARD, DOUGLAS | I | DIRECTOR, PRESIDENT | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| ASSELTA, FRANCINE | I | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | NA | Control |
| BANNIGAN, PATRICK, THOMAS | I | DIRECTOR AND SENIOR VICE PRESIDENT-ASSET MANAGEMENT, PRODUCTS AND MARKETING | NA | Control |
| BANNIGAN, PATRICK, THOMAS | I | DIRECTOR AND SENIOR VICE PRESIDENT-ASSET MANAGEMENT, PRODUCTS AND MARKETING | NA | Control |
| BANNIGAN, PATRICK, THOMAS | I | DIRECTOR AND SENIOR VICE PRESIDENT-ASSET MANAGEMENT, PRODUCTS AND MARKETING | NA | Control |
| BANNIGAN, PATRICK, THOMAS | I | SENIOR VICE PRESIDENT-ASSET MANAGEMENT, PRODUCTS AND MARKETING GROUP | NA | Control |
| BERMAN, WALTER, S | I | TREASURER | NA | Control |
| BERMAN, WALTER, S | I | TREASURER | NA | Control |
| BERMAN, WALTER, S | I | TREASURER | NA | Control |
| BERMAN, WALTER, S | I | TREASURER | NA | Control |
| BRADLEY, ROBERT, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADLEY, ROBERT, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, BETH ANN | I | SENIOR VICE PRESIDENT-INTERMEDIARY DISTRIBUTION ASSET MANAGEMENT | NA | Control |
| BROWN, BETH ANN | I | SENIOR VICE PRESIDENT-INTERMEDIARY DISTRIBUTION ASSET MANAGEMENT | NA | Control |
| BROWN, BETH ANN | I | SENIOR VICE PRESIDENT-INTERMEDIARY DISTRIBUTION ASSET MANAGEMENT | NA | Control |
| BUCK, LORI, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| BUCK, LORI, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| BUCK, LORI, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| BUCK, LORI, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| BUCK, LORI, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| BUCK, LORI, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | NA | Control |
| CLARKE, MICHAEL, GERALD | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLARKE, MICHAEL, GERALD | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | NA | Control |
| CLEASBY, JONATHAN, C | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | SENIOR VICE PRESIDENT AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | MANAGING DIRECTOR AND GENERAL MANAGER MUTUAL FUND PRODUCTS | NA | Control |
| Cielinski, James, Robert | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| Cielinski, James, Robert | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| Cielinski, James, Robert | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| Couto, Scott, Edward | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DEFAO, MICHAEL, E | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, AND ASSISTANT SECRETARY | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ENGELKING, BRIAN, MICHAEL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CONFLICTS OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CONFLICTS OFFICER | NA | Control |
| FARIA, LEE, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FARIA, LEE, A | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| GALLUS, PETER, ARTHUR | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| GOUCHER, PAUL, BRIAN | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HARASIMOWICZ, STEPHEN, J | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HAUGEN, ANTHONY, PAUL | I | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JANVIER, NICOLAS, J | I | HEAD OF EQUITIES, NORTH AMERICA | NA | |
| JANVIER, NICOLAS, J | I | HEAD OF EQUITIES, NORTH AMERICA | NA | |
| JOHNSON, AMY, KATHLEEN | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND HEAD OF US OPERATIONS AND MUTUAL FUND SERVICES | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND HEAD OF US OPERATIONS AND MUTUAL FUND SERVICES | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND HEAD OF US OPERATIONS AND MUTUAL FUND SERVICES | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JOHNSON, AMY, KATHLEEN | I | MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS | NA | Control |
| JONES, MICHAEL, ANTHONY | I | MEMBER, BOARD OF GOVERNORS, AND PRESIDENT | NA | Control |
| JONES, MICHAEL, ANTHONY | I | MEMBER, BOARD OF GOVERNORS, AND PRESIDENT | NA | Control |
| JONES, MICHAEL, ANTHONY | I | DIRECTOR AND PRESIDENT | NA | Control |
| KEATING, CHRISTOPHER, PAUL | I | DIRECTOR, VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | NA | Control |
| KEATING, CHRISTOPHER, PAUL | I | DIRECTOR, VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | NA | Control |
| KEATING, CHRISTOPHER, PAUL | I | VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | NA | Control |
| KEATING, CHRISTOPHER, PAUL | I | DIRECTOR, VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | NA | Control |
| KEATING, CHRISTOPHER, PAUL | I | VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | NA | Control |
| KEATING, CHRISTOPHER, PAUL | I | VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | NA | Control |
| KEATING, CHRISTOPHER, PAUL | I | VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | NA | Control |
| KEATING, CHRISTOPHER, PAUL | I | VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT - EQUITY AND FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT - EQUITY AND FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, SENIOR VICE PRESIDENT - FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT - EQUITY AND FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT - EQUITY AND FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, SENIOR VICE PRESIDENT - FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, SENIOR VICE PRESIDENT - FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, SENIOR VICE PRESIDENT - FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR, SENIOR VICE PRESIDENT - FIXED INCOME | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR | NA | Control |
| KEELEY, MICHELLE, MARIE | I | DIRECTOR | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF INVESTMENT SOLUTIONS AND HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KNIGHT, JEFFREY, L | I | MANAGING DIRECTOR, GLOBAL HEAD OF SOLUTIONS AND CO-HEAD OF GLOBAL ASSET ALLOCATION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KRINGDON, JOSEPH, DALE | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF ASSET ALLOCATION, NORTH AMERICA | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF ASSET ALLOCATION, NORTH AMERICA | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF ASSET ALLOCATION, NORTH AMERICA | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF ASSET ALLOCATION, NORTH AMERICA | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF ASSET ALLOCATION, NORTH AMERICA | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF ASSET ALLOCATION, NORTH AMERICA | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF MULTI-ASSET SOLUTIONS, NORTH AMERICA | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF MULTI-ASSET SOLUTIONS, NORTH AMERICA | NA | Control |
| KUTIN, JOSHUA, BARRY | I | HEAD OF MULTI-ASSET SOLUTIONS, NORTH AMERICA | NA | Control |
| LAMMERS, JENNIFER, DAVIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMMERS, JENNIFER, DAVIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMMERS, JENNIFER, DAVIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMMERS, JENNIFER, DAVIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT AND HEAD OF GLOBAL INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT AND HEAD OF GLOBAL INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY HEAD OF GLOBAL INVESTMENT SOLUTIONS AND HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | SENIOR VICE PRESIDENT, DEPUTY GLOBAL HEAD OF SOLUTIONS AND GLOBAL HEAD OF ALTERNATIVES | NA | Control |
| LANDES, WILLIAM, JOHN | I | GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LANDES, WILLIAM, JOHN | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | SENIOR VICE PRESIDENT AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| LUNDGREN, COLIN, JAMES | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| Landes, William, John | I | HEAD OF NORTH AMERICA INSTITUTIONAL SALES AND GLOBAL CO-HEAD OCIO | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND GLOBAL HEAD OF RESEARCH | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND GLOBAL RESEARCH DIRECTOR | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND GLOBAL HEAD OF RESEARCH | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND GLOBAL HEAD OF RESEARCH | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND GLOBAL HEAD OF RESEARCH | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND GLOBAL HEAD OF RESEARCH | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MCCONNAUGHEY, ROBERT, KENDALL | I | MANAGING DIRECTOR AND GLOBAL RESEARCH DIRECTOR | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | DIRECTOR, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | DIRECTOR, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | DIRECTOR, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRANE, BRIAN, JOSEPH | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MERGEN, MELDA | I | DIRECTOR OF U.S. EQUITY INVESTMENTS | NA | Control |
| MERGEN, MELDA | I | DIRECTOR OF U.S. EQUITY INVESTMENTS | NA | Control |
| MERGEN, MELDA | I | DIRECTOR OF U.S. EQUITY INVESTMENTS | NA | Control |
| MERGEN, MELDA | I | DIRECTOR OF U.S. EQUITY INVESTMENTS | NA | Control |
| MERGEN, MELDA | I | DIRECTOR OF U.S. EQUITY INVESTMENTS | NA | Control |
| MERGEN, MELDA | I | DIRECTOR OF U.S. EQUITY INVESTMENTS | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MERGEN, MELDA | I | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | NA | Control |
| MEYER, PAULA, RAE | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, PAULA, RAE | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, PAULA, RAE | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, PAULA, RAE | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, PAULA, RAE | I | SENIOR VICE PRESIDENT | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, AND CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, AND CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, AND CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, AND CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| MOORE, COLIN | I | MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | SENIOR VICE PRESIDENT AND HEAD OF INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | SENIOR VICE PRESIDENT AND HEAD OF INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | SENIOR VICE PRESIDENT AND HEAD OF INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND GLOBAL HEAD OF INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND GLOBAL HEAD OF INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PETERS, JEFFREY, FRANKLIN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF GLOBAL INSTITUTIONAL DISTRIBUTION | NA | Control |
| PLUMMER, SCOTT, ROANE | I | CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| PLUMMER, SCOTT, ROANE | I | SENIOR VICE PRESIDENT, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | NA | Control |
| POOLE, KEVIN, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POOLE, KEVIN, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POOLE, KEVIN, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHEY, ROBERT, KERN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| RICHEY, ROBERT, KERN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| RICHEY, ROBERT, KERN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| RICHEY, ROBERT, KERN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVERA, DANIEL, JAMES | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| RIVERA, DANIEL, JAMES | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| RIVERA, DANIEL, JAMES | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| RIVERA, DANIEL, JAMES | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| ROSZELL, STEPHEN, WESLEY | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| ROSZELL, STEPHEN, WESLEY | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| ROSZELL, STEPHEN, WESLEY | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| ROSZELL, STEPHEN, WESLEY | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| TANNUZZO, GENE, RICHARD | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | SENIOR VICE PRESIDENT AND HEAD OF INVESTMENT PRODUCTS AND MARKETING | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | SENIOR VICE PRESIDENT AND HEAD OF INVESTMENT PRODUCTS AND MARKETING | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | SENIOR VICE PRESIDENT AND HEAD OF INVESTMENT PRODUCTS AND MARKETING | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION, MARKETING AND PRODUCT | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INVESTMENT PRODUCTS AND MARKETING | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INTERMEDIARY DISTRIBUTION, MARKETING AND PRODUCT | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INTERMEDIARY DISTRIBUTION, MARKETING AND PRODUCT | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND HEAD OF INVESTMENT PRODUCTS AND MARKETING | NA | Control |
| THOMPSON, CHRISTOPHER, C | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF INTERMEDIARY DISTRIBUTION, MARKETING AND PRODUCT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | DIRECTOR, PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | DIRECTOR, PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | DIRECTOR, PRESIDENT, CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| TRUSCOTT, WILLIAM, FREDERICK | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| UNCKLESS, AMY, LYNN | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF PRIVATE WEALTH MANAGEMENT AND INVESTMENT ONLY | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR, HEAD OF PRIVATE WEALTH MANAGEMENT AND GLOBAL CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS AND MANAGING DIRECTOR, HEAD OF PRIVATE WEALTH MANAGEMENT | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF PRIVATE WEALTH MANAGEMENT AND INVESTMENT ONLY | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF PRIVATE WEALTH MANAGEMENT AND INVESTMENT ONLY | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT, HEAD OF PRIVATE WEALTH MANAGEMENT AND GLOBAL CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF PRIVATE WEALTH MANAGEMENT AND INVESTMENT ONLY | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT, HEAD OF PRIVATE WEALTH MANAGEMENT AND GLOBAL CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR, HEAD OF PRIVATE WEALTH MANAGEMENT AND GLOBAL CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| UNCKLESS, AMY, LYNN | I | MEMBER, BOARD OF GOVERNORS, MANAGING DIRECTOR AND HEAD OF PRIVATE WEALTH MANAGEMENT AND INVESTMENT ONLY | NA | Control |
| WALDNER, MATT, M | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| WALDNER, MATT, M | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| WALDNER, MATT, M | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| WALDNER, MATT, M | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| WALDNER, MATT, M | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| WALDNER, MATT, M | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| WALDNER, MATT, M | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| WALDNER, MATT, M | I | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | NA | Control |
| WEIMER, BETH, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WHITE, TODD, A | I | SENIOR VICE PRESIDENT AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF GLOBAL INSURANCE AND ALTERNATIVES | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF GLOBAL INSURANCE AND ALTERNATIVES | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF GLOBAL INSURANCE AND ALTERNATIVES | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WHITE, TODD, A | I | MANAGING DIRECTOR AND HEAD OF ALTERNATIVE AND ABSOLUTE RETURN INVESTMENTS | NA | Control |
| WONDRACK, LINDA, JEAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WONDRACK, LINDA, JEAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WONDRACK, LINDA, JEAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| YASHAR, KAREN, LISA | I | CHIEF LEGAL OFFICER | NA | |
| YASHAR, KAREN, LISA | I | CHIEF LEGAL OFFICER | NA | |
| YOWAN, DAVID, L. | I | TREASURER | NA | Control |
| YOWAN, DAVID, L. | I | TREASURER | NA | Control |
| YOWAN, DAVID, L. | I | TREASURER | NA | Control |
| YOWAN, DAVID, L. | I | TREASURER | NA | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER OF APPLICANT | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
Registrations
Federal
IA
Dec 17, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
290 CONGRESS STREETBOSTON, MA 02210
United States
Phone: 800-225-2365