PRINCIPAL GLOBAL INVESTORS, LLC
Legal name: PRINCIPAL ASSET MANAGEMENT
CRD #109002 SEC #801-55959 DES MOINES, IA 800-787-1621
SEC Registered Private Funds
Total AUM
$364B
Discretionary
$355.6B
Employees
1,350
Clients
--
Accounts
7,399
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 18, 2025
- Branch Offices
- 21
- LEI
- 549300BABIOZPCNHMB89
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNES, CRAIG, RICHARD | I | VICE PRESIDENT - INTERNATIONAL PRODUCTS | NA | Control |
| BARNES, CRAIG, RICHARD | I | VICE PRESIDENT - INTERNATIONAL PRODUCTS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - PRINCIPAL FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BEER, MICHAEL, JON | I | EXECUTIVE DIRECTOR - FUNDS | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | HEAD OF GLOBAL INVESTMENTS | NA | Control |
| BHATIA, KAMAL | I | DIRECTOR | NA | Control |
| BHATIA, KAMAL | I | HEAD OF GLOBAL INVESTMENTS | NA | Control |
| BHATIA, KAMAL | I | HEAD OF GLOBAL INVESTMENTS | NA | Control |
| BHATIA, KAMAL | I | HEAD OF GLOBAL INVESTMENTS | NA | Control |
| BHATIA, KAMAL | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BHATIA, KAMAL | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BHATIA, KAMAL | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BHATIA, KAMAL | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BHATIA, KAMAL | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BHATIA, KAMAL | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BHATIA, KAMAL | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BHATIA, KAMAL | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | GLOBAL HEAD OF PUBLIC MARKETS | NA | Control |
| BLAKE, DAVID, MICHAEL | I | SENIOR EXECUTIVE DIRECTOR - FIXED INCOME | NA | Control |
| BLAKE, DAVID, MICHAEL | I | GLOBAL HEAD OF PUBLIC MARKETS | NA | Control |
| BOGART, JERALD, LEE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| BOGART, JERALD, LEE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DJURASOVIC, GEORGE | I | GENERAL COUNSEL | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| EVERETT, TODD, EUGENE | I | GLOBAL HEAD OF PRIVATE MARKETS | NA | Control |
| FRANCIS, DENNIS, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANCIS, DENNIS, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOOSAY, MICHAEL | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GOOSAY, MICHAEL, JASON | I | CIO & GLOBAL HEAD OF FIXED INCOME | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| GRISWELL, JOHN, BARRY | I | BOARD CHAIRMAN | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR - REAL ESTATE | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR - REAL ESTATE | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | EXECUTIVE DIRECTOR | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR - REAL ESTATE | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR - REAL ESTATE | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR - REAL ESTATE | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HALTER, PATRICK, GREGORY | I | SENIOR EXECUTIVE DIRECTOR/CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| HAUSER, GREGORY, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAUSER, GREGORY, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HIBBS, RICHARD, W | I | EXECUTIVE DIRECTOR | NA | Control |
| HIBBS, RICHARD, W | I | EXECUTIVE DIRECTOR | NA | Control |
| HIBBS, RICHARD, W | I | EXECUTIVE DIRECTOR - MARKETING | NA | Control |
| HIBBS, RICHARD, W | I | EXECUTIVE DIRECTOR - MARKETING | NA | Control |
| HIBBS, RICHARD, W | I | EXECUTIVE DIRECTOR | NA | Control |
| HILL, TIMOTHY, ALLEN | I | SENIOR EXECUTIVE MANAGING DIRECTOR | NA | Control |
| HILL, TIMOTHY, ALLEN | I | SENIOR EXECUTIVE MANAGING DIRECTOR | NA | Control |
| HILL, TIMOTHY, ALLEN | I | SENIOR EXECUTIVE MANAGING DIRECTOR | NA | Control |
| HILL, TIMOTHY, ALLEN | I | SENIOR EXECUTIVE MANAGING DIRECTOR | NA | Control |
| HILL, TIMOTHY, ALLEN | I | SENIOR EXECUTIVE MANAGING DIRECTOR, U.S. AND EUROPE CLIENT GROUP | NA | Control |
| HILL, TIMOTHY, ALLEN | I | SENIOR EXECUTIVE MANAGING DIRECTOR, U.S. AND EUROPE CLIENT GROUP | NA | Control |
| HILL, TIMOTHY, ALLEN | I | SENIOR EXECUTIVE MANAGING DIRECTOR, U.S. AND EUROPE CLIENT GROUP | NA | Control |
| HILL, TIMOTHY, ALLEN | I | SENIOR EXECUTIVE MANAGING DIRECTOR, U.S. AND EUROPE CLIENT GROUP | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER-GLOBAL | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | EXECUTIVE DIRECTOR/CHIEF FINANCIAL OFFICER PGI | NA | Control |
| HITTNER, JILL, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOWALD, TIM | I | EXECUTIVE DIRECTOR | NA | Control |
| HOWALD, TIM | I | CFO AND COMPLIANCE OFFICER | NA | Control |
| HOWALD, TIM | I | CFO AND COMPLIANCE OFFICER | NA | Control |
| JABLONSKI, TODD, A | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, A | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, A | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, A | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, A | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, A | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO-PGAA | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO & GLOBAL HEAD OF MULTI-ASSET AND QUANTITATIVE STRATEGIES | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO & GLOBAL HEAD OF MULTI-ASSET AND QUANTITATIVE STRATEGIES | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO & GLOBAL HEAD OF MULTI-ASSET AND QUANTITATIVE STRATEGIES | NA | Control |
| JABLONSKI, TODD, ANTHONY | I | CIO & GLOBAL HEAD OF MULTI-ASSET AND QUANTITATIVE STRATEGIES | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lange, Justin, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIS, GEORGE | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MARIS, GEORGE, PETER | I | CIO & GLOBAL HEAD OF EQUITIES | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | EXECUTIVE VP AND GLOBAL HEAD OF ASSET MANAGEMENT | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCULLUM, KENNETH, A. | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, A. | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, A. | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, A. | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, A. | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, A. | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | SVP & CHIEF RISK OFFICER | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | DIRECTOR | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | DIRECTOR | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | DIRECTOR | NA | Control |
| MCCULLUM, KENNETH, ALLEN | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER - BOUTIQUE OPERATIONS | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER - BOUTIQUE OPERATIONS | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER - BOUTIQUE OPERATIONS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER - BOUTIQUE OPERATIONS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR/CHIEF OPERATIONS OFFICER - BOUTIQUE OPERATIONS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA, A | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA, ANN | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA, ANN | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA, ANN | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCKENZIE, BARBARA, ANN | I | SENIOR EXECUTIVE DIRECTOR - INVESTMENTS | NA | Control |
| MCNEILAGE, HAZEL | I | EXECUTIVE DIRECTOR | NA | Control |
| MCNEILAGE, HAZEL | I | EXECUTIVE DIRECTOR | NA | Control |
| MCNELIS, PATRICK, JAMES | I | EXECUTIVE DIRECTOR | NA | Control |
| MCNELIS, PATRICK, JAMES | I | EXECUTIVE DIRECTOR | NA | Control |
| MCNELIS, PATRICK, JAMES | I | EXECUTIVE DIRECTOR | NA | Control |
| MIGRO, MICHAEL | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | VICE PRESIDENT - SECURITIES | NA | Control |
| MUNDT, RANDALL, CRAIG | I | VICE PRESIDENT - SECURITIES | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | SENIOR EXECUTIVE DIRECTOR - REAL ESTATE | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | SENIOR EXECUTIVE DIRECTOR - REAL ESTATE | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| MUNDT, RANDALL, CRAIG | I | EXECUTIVE DIRECTOR | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| NESS, BRIAN, STEVEN | I | EXECUTIVE DIRECTOR & CIO PGAM & PI | NA | Control |
| REEG, GLORIA, DARLENE | I | GLOBAL HEAD OF FIXED INCOME | NA | Control |
| REEG, GLORIA, DARLENE | I | GLOBAL HEAD OF FIXED INCOME | NA | Control |
| REICHART, DAVID, LINN | I | EXECUTIVE DIRECTOR | NA | Control |
| REICHART, DAVID, LINN | I | EXECUTIVE DIRECTOR | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | COUNSEL | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | COUNSEL | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | COUNSEL | NA | Control |
| SCALES, WILLIAM, CORNELIUS | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SCALES, WILLIAM, CORNELIUS | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SERAJI-SPELLERBERG, MINOO | I | CHIEF COMPLIANCE OFFICER - NORTH AMERICA | NA | Control |
| SERAJI-SPELLERBERG, MINOO | I | CHIEF COMPLIANCE OFFICER - NORTH AMERICA | NA | Control |
| SERAJI-SPELLERBERG, MINOO | I | CHIEF COMPLIANCE OFFICER - NORTH AMERICA | NA | Control |
| SERAJI-SPELLERBERG, MINOO | I | CHIEF COMPLIANCE OFFICER - NORTH AMERICA | NA | Control |
| SERAJI-SPELLERBERG, MINOO | I | CHIEF COMPLIANCE OFFICER - NORTH AMERICA | NA | Control |
| SERAJI-SPELLERBERG, MINOO | I | CHIEF COMPLIANCE OFFICER - NORTH AMERICA | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | GLOBAL HEAD OF PRODUCT | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | GLOBAL HEAD OF PRODUCT | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | GLOBAL HEAD OF PRODUCT | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | GLOBAL HEAD OF PRODUCT | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, WILSON | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, D. | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, D. | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, D. | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, D. | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, D. | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, D. | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| STRABLE-SOETHOUT, DEANNA, DAWNETTE | I | DIRECTOR | NA | Control |
| WAUGH, RICHARD, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| WAUGH, RICHARD, WILLIAM | I | VICE PRESIDENT - SECURITIES | NA | Control |
| WAUGH, RICHARD, WILLIAM | I | VICE PRESIDENT - SECURITIES | NA | Control |
| WENIG, BARBARA | I | GLOBAL HEAD OF OPERATIONS | NA | Control |
| WENIG, BARBARA | I | GLOBAL HEAD OF OPERATIONS | NA | Control |
| WENIG, BARBARA | I | GLOBAL HEAD OF OPERATIONS | NA | Control |
| WENIG, BARBARA | I | GLOBAL HEAD OF OPERATIONS | NA | Control |
| WENIG, BARBARA | I | CHIEF BUSINESS OFFICER | NA | Control |
| WENIG, BARBARA | I | CHIEF BUSINESS OFFICER | NA | Control |
| WENIG, BARBARA | I | CHIEF BUSINESS OFFICER | NA | Control |
| WENIG, BARBARA | I | CHIEF BUSINESS OFFICER | NA | Control |
| WOLTJEN, ROLLIN, CLARK | I | EXECUTIVE DIRECTOR | NA | Control |
| WOLTJEN, ROLLIN, CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN, CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOODS, CLINTON, LEE | I | COUNSEL | NA | Control |
| WOODS, CLINTON, LEE | I | COUNSEL | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | BOARD CHAIRMAN | NA | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US) LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
Registrations
Federal
IA
Sep 18, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
801 GRAND AVEDES MOINES, IA 50392-0001
United States
Phone: 800-787-1621