ROGERSCASEY, INC.
CRD #111774 SEC #801-39989 DARIEN, CT 203-656-5900
SEC Registered
Total AUM
$309B
Discretionary
$9.6B
Employees
51
Clients
0
Accounts
118
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, MARK, GRIFFITH | I | COO | NA | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| FERRARA, JOHN | I | CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATING OFFICER | NA | Control |
| FERRARA, JOHN | I | CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATING OFFICER | NA | Control |
| GREENE, KEVIN, ROBERT | I | CHAIRMAN | NA | Control |
| GREENE, KEVIN, ROBERT | I | CHAIRMAN | NA | Control |
| GREENE, KEVIN, ROBERT | I | CHAIRMAN | NA | Control |
| RESLER, ALAN, JAY | I | CHIEF COMPLIANCE OFFICER, TREASURER, CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| RESLER, ALAN, JAY | I | CHIEF COMPLIANCE OFFICER, TREASURER, CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| RESLER, ALAN, JAY | I | CHIEF COMPLIANCE OFFICER, TREASURER, CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| RESLER, ALAN, JAY | I | CHIEF COMPLIANCE OFFICER, TREASURER, CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| RESLER, ALAN, JAY | I | CHIEF COMPLIANCE OFFICER, TREASURER, CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| RESLER, ALAN, JAY | I | CHIEF COMPLIANCE OFFICER, TREASURER, CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| RESLER, ALAN, JAY | I | CHIEF COMPLIANCE OFFICER, TREASURER, CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS, LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS,LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS,LLC | DE | SHAREHOLDER | E | Control |
| CAPITAL RESOURCE HOLDINGS,LLC | DE | SHAREHOLDER | E | Control |
| CRA GROUP LP | DE | SHAREHOLDER | D | Control |
| CRA GROUP LP | DE | SHAREHOLDER | D | Control |
| CRA GROUP LP | DE | SHAREHOLDER | D | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | A | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | A | Control |
| BARRON, TIMOTHY, REED | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| AMMERMAN, ROBERT, CHARLES | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| CAPITAL RESOURCE PARTNERS IV, LLC | DE | CAPITAL RESOURCE PARTNERS IV, L.P. | F | Control |
| JENKS, STEPHEN, MARSHALL | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| JENKS, STEPHEN, MARSHALL | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| JENKS, STEPHEN, MARSHALL | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| JENKS, STEPHEN, MARSHALL | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| MCGRATH, ALEXANDER, SEARLE | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| MCGRATH, ALEXANDER, SEARLE | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| MCGRATH, ALEXANDER, SEARLE | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| MCGRATH, ALEXANDER, SEARLE | I | CAPITAL RESOURCE PARTNERS IV, LLC | F | Control |
| CAPITAL RESOURCE PARTNERS CRA INVESTMENT CORP. | DE | CAPITAL RESOURCE HOLDINGS LLC | E | Control |
| CAPITAL RESOURCE PARTNERS CRA INVESTMENT CORP. | DE | CAPITAL RESOURCE HOLDINGS LLC | E | Control |
| CAPITAL RESOURCE PARTNERS CRA INVESTMENT CORP. | DE | CAPITAL RESOURCE HOLDINGS LLC | E | Control |
| CAPITAL RESOURCE PARTNERS CRA INVESTMENT CORP. | DE | CAPITAL RESOURCE HOLDINGS LLC | E | Control |
| CAPITAL RESOURCE PARTNERS CRA INVESTMENT CORP. | DE | CAPITAL RESOURCE HOLDINGS LLC | E | Control |
| CAPITAL RESOURCE PARTNERS CRA INVESTMENT CORP. | DE | CAPITAL RESOURCE HOLDINGS LLC | E | Control |
| CAPITAL RESOURCE PARTNERS CRA INVESTMENT CORP. | DE | CAPITAL RESOURCE HOLDINGS LLC | E | Control |
| CAPITAL RESOURCE PARTNERS CRA INVESTMENT CORP. | DE | CAPITAL RESOURCE HOLDINGS LLC | E | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
| CAPITAL RESOURCE PARTNERS IV, L.P. | DE | CAPITAL RESOURCE HOLDINGS LLC | C | Control |
Registrations
Federal
IA
May 26, 2011 REGISTERED
Notice Filings (34)
AR AZ CA CO CT DC FL GA HI IA ID IL IN KY LA MA MD MI MN MO MS NC NE NJ NY OH OR PA SC TN TX VA WA WI
Address
ONE PARKLANDS DRIVEDARIEN, CT 6820
United States
Phone: 203-656-5900