INSTITUTIONAL SHAREHOLDER SERVICES INC.
CRD #111940 SEC #801-55092 ROCKVILLE, MD 301-556-0500
SEC Registered
Total AUM
--
Discretionary
--
Employees
3,900
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 29, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLISON, DWIGHT, L. | I | CFO, DIRECTOR, TREASURER, SECRETARY | NA | Control |
| ALLISON, DWIGHT, L. | I | CFO, DIRECTOR, TREASURER, SECRETARY | NA | Control |
| ARNOLD, CORINNA, M | I | DIRECTOR | NA | Control |
| BABCOCK, BRUCE, ANDREW | I | PRESIDENT | NA | Control |
| BAER, ROBERT, J | I | EXECUTIVE V.P., TREASURER, CFO | NA | Control |
| BAER, ROBERT, J | I | EXECUTIVE V.P., TREASURER, CFO | NA | Control |
| BAER, ROBERT, J | I | EXECUTIVE V.P. AND TREASURER | NA | Control |
| BAER, ROBERT, J | I | EXECUTIVE V.P. AND TREASURER | NA | Control |
| BERMAN, MARC, ETHAN | I | DIRECTOR AND PRESIDENT | NA | Control |
| BERMAN, MARC, ETHAN | I | DIRECTOR | NA | Control |
| BERMAN, MARC, ETHAN | I | DIRECTOR AND ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| BERMAN, MARC, ETHAN | I | DIRECTOR AND ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| BERMAN, MARC, ETHAN | I | DIRECTOR AND PRESIDENT | NA | Control |
| BOGDAN, FREDERICK, W | I | PRESIDENT AND DIRECTOR | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BOGDAN, FREDERICK, W | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| BRIGEMAN, BENJAMIN, L. | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| CAVANNA, ANDREW, JOHN MURPHY | I | DIRECTOR | NA | Control |
| COLE, GARY, MICHAEL | I | VICE PRESIDENT OF FINANCE AND ADMINISTRATION | NA | |
| COLE, GARY, MICHAEL | I | VICE PRESIDENT OF FINANCE AND ADMINISTRATION | NA | |
| COLODNY, MARK | I | DIRECTOR | NA | Control |
| COLODNY, MARK | I | DIRECTOR | NA | Control |
| COLODNY, MARK | I | DIRECTOR | NA | Control |
| CONNOLLY, JOHN, M. | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| CONNOLLY, JOHN, M. | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| DANZIGER, MICHAEL | I | DIRECTOR | NA | Control |
| DANZIGER, MICHAEL | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DELLA ROCCA, STEVEN | I | DIRECTOR | NA | Control |
| DORFMAN, RICHARD, ALAN | I | DIRECTOR | NA | |
| EDKINS, MICHELLE | I | DIRECTOR | NA | |
| EDKINS, MICHELLE | I | DIRECTOR | NA | |
| FRIEDMAN, STEVEN, E. | I | SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | SECRETARY, CHIEF LEGAL OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | SECRETARY, CHIEF LEGAL OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | SECRETARY, CHIEF LEGAL OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | SECRETARY, CHIEF LEGAL OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | SECRETARY, CHIEF LEGAL OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | SECRETARY, CHIEF LEGAL OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, E. | I | GENERAL COUNSEL | NA | |
| FRIEDMAN, STEVEN, E. | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FRIEDMAN, STEVEN, E. | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, STEVEN, E. | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, E. | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, E. | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| FRIEDMAN, STEVEN, EDWARD | I | GENERAL COUNSEL | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| GUTOWSKI, ROBERT, J | I | DIRECTOR AND SECRETARY | NA | Control |
| HACKETT, PATRECK, THOMAS | I | DIRECTOR | NA | Control |
| HACKETT, PATRECK, THOMAS | I | DIRECTOR | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | HEAD OF ISS | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HARVEY, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| HEARD, JAMES, E. | I | CEO, DIRECTOR | NA | Control |
| HEARD, JAMES, E. | I | CEO, DIRECTOR | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER | NA | Control |
| HEERY, ALLEN, PETER | I | EXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER | NA | Control |
| JONES, RHEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, RHEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, RHEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUT, KJAER, N | I | PRESIDENT | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANTZ, DANIEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAPIDUS, SIDNEY, NMN | I | DIRECTOR | NA | Control |
| LAPIDUS, SIDNEY, NMN | I | DIRECTOR | NA | Control |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY, SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MICHEL, GARY | I | DIRECTOR | NA | Control |
| MICHEL, GARY | I | DIRECTOR | NA | Control |
| MICHEL, GARY, SCOTT | I | DIRECTOR | NA | Control |
| MICHEL, GARY, SCOTT | I | DIRECTOR | NA | Control |
| MICHEL, GARY, SCOTT | I | DIRECTOR | NA | Control |
| MICHEL, GARY, SCOTT | I | DIRECTOR | NA | Control |
| MICHEL, GARY, SCOTT | I | DIRECTOR | NA | Control |
| MICHEL, GARY, SCOTT | I | DIRECTOR | NA | Control |
| MICHEL, GARY, SCOTT | I | DIRECTOR | NA | Control |
| MILLER, GEOFFREY, IAN | I | DIRECTOR | NA | Control |
| MILLER, GEOFFREY, IAN | I | DIRECTOR | NA | Control |
| MILLER, GEOFFREY, IAN | I | DIRECTOR | NA | Control |
| MILLER, GEOFFREY, IAN | I | DIRECTOR | NA | Control |
| MILLER, GEOFFREY, IAN | I | DIRECTOR | NA | Control |
| MILLER, GEOFFREY, IAN | I | DIRECTOR | NA | Control |
| MILLER, GEOFFREY, IAN | I | DIRECTOR | NA | Control |
| MONKS, ROBERT, C.S. | I | CHAIRMAN, DIRECTOR | NA | Control |
| MONKS, ROBERT, C.S. | I | CHAIRMAN, DIRECTOR | NA | Control |
| MONKS, ROBERT, C.S. | I | CHAIRMAN, DIRECTOR | NA | Control |
| NIEHAUS, SCOTT, ANDREW | I | DIRECTOR | NA | Control |
| NIEHAUS, SCOTT, ANDREW | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| O'KEEFE, KENNETH, JOHN | I | DIRECTOR | NA | Control |
| OBSTLER, DAVID, MICHAEL | I | TREASURER | NA | Control |
| OBSTLER, DAVID, MICHAEL | I | TREASURER, DIRECTOR | NA | Control |
| OBSTLER, DAVID, MICHAEL | I | TREASURER | NA | Control |
| OBSTLER, DAVID, MICHAEL | I | TREASURER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENIRAN, OLAYINKA, ABENY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINNELL, MARIA CARMEN, SUBRAMANIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINNELL, MARIA CARMEN, SUBRAMANIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINNELL, MARIA CARMEN, SUBRAMANIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINNELL, MARIA CARMEN, SUBRAMANIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINNELL, MARIA CARMEN, SUBRAMANIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINNELL, MARIA CARMEN, SUBRAMANIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINNELL, MARIA CARMEN, SUBRAMANIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| QUTUB, ROBERT | I | CFO AND TREASURER | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| RETELNY, GARY | I | EXECUTIVE DIRECTOR AND PRESIDENT | NA | Control |
| ROSENZWEIG, ARTHUR | I | VICE PRESIDENT | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| ROSNER, ROBERT, LAURENCE | I | DIRECTOR AND CHAIRMAN | NA | Control |
| RUS, THOMAS, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SALEWSKI, ANTHONY, JON | I | DIRECTOR | NA | Control |
| SCOTT, GUY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEN, TERRENCE, L | I | GENERAL COUNSEL | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | DIRECTOR | NA | Control |
| INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ISS HOLDCO INC. | DE | DIRECT SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| VISS INTERMEDIATE, LLC | DE | DIRECT SHAREHOLDER | E | Control |
| WARBURG PRIVATE EQUITY VIII, L.P. | DE | SHAREHOLDER | C | Control |
| WARBURG PRIVATE EQUITY VIII, L.P. | DE | SHAREHOLDER | C | Control |
| ARNOLD, PETER, RYLEY | I | SHAREHOLDER | B | |
| HEARD, JAMES, E. | I | CEO, DIRECTOR | B | Control |
| HERMES INVESTMENT VENTURE, L.L.C. | DE | SHAREHOLDER | B | Control |
| HERMES INVESTMENT VENTURE, L.L.C. | DE | SHAREHOLDER | B | Control |
| MONKS, ROBERT, C.S. | I | CHAIRMAN | B | Control |
| ROSENZWEIG, ARTHUR | I | PRESIDENT, DIRECTOR | B | Control |
| ALLISON, DWIGHT, L. | I | CFO, DIRECTOR | A | Control |
| COHEN, RICHARD, LAWRENCE | I | DIRECTOR | A | |
| RAM CAPITAL LLC | DE | SHAREHOLDER | A | Control |
| RAM CAPITAL LLC | DE | SHAREHOLDER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| CLARK, J. RYAN | I | GENSTAR CAPITAL, LLC | F | Control |
| HERMES INVESTMENT MANAGEMENT LIMITED | FE | HERMES USA INVESTORS VENTURE, L.L.C. | F | Control |
| HERMES INVESTMENT MANAGEMENT LIMITED | FE | HERMES USA INVESTORS VENTURE, L.L.C. | F | Control |
| HIGGINS, JOHN, PEABODY MONKS | I | RAM CAPITAL LLC | F | Control |
| HIGGINS, JOHN, PEABODY MONKS | I | RAM CAPITAL LLC | F | Control |
| LOWELL, KAREN, CONSTANCE | I | RAM CAPITAL LLC | F | Control |
| LOWELL, KAREN, CONSTANCE | I | RAM CAPITAL LLC | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| VESTAR MANAGERS VI LTD., | FE | VESTAR ASSOCIATES VI, L.P. | F | Control |
| WARBURG, PINCUS & CO. | DE | WARBURG PRIVATE EQUITY VIII, L.P. | F | Control |
| WARBURG, PINCUS & CO. | DE | WARBURG PRIVATE EQUITY VIII, L.P. | F | Control |
| WARBURG, PINCUS & CO. | DE | WARBURG PRIVATE EQUITY VIII, L.P. | F | Control |
| DEUTSCHE BÖRSE AG | FE | ISS HOLDCO INC. | E | Control |
| DEUTSCHE BÖRSE AG | FE | ISS HOLDCO INC. | E | Control |
| DEUTSCHE BÖRSE AG | FE | ISS HOLDCO INC. | E | Control |
| DEUTSCHE BÖRSE AG | FE | ISS HOLDCO INC. | E | Control |
| DEUTSCHE BÖRSE AG | FE | ISS HOLDCO INC. | E | Control |
| DEUTSCHE BÖRSE AG | FE | ISS STOXX GMBH | E | Control |
| DEUTSCHE BÖRSE AG | FE | ISS STOXX GMBH | E | Control |
| DEUTSCHE BÖRSE AG | FE | ISS STOXX GMBH | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GC LIGHTHOUSE HOLDINGS, INC. | DE | VISS HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| GENSTAR CAPITAL, LLC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| ISS HOLDCO INC. | DE | ISS INTERMEDIATE INC | E | Control |
| ISS INTERMEDIATE INC | DE | GC LIGHTHOUSE HOLDINGS, INC. | E | Control |
| ISS STOXX GMBH | FE | ISS HOLDCO INC. | E | Control |
| ISS STOXX GMBH | FE | ISS HOLDCO INC. | E | Control |
| ISS STOXX GMBH | FE | ISS HOLDCO INC. | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, INC. | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, LLC | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, LLC | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, LLC | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, LLC | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, INC. | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, LLC | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, INC. | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, INC. | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, LLC | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, INC. | E | Control |
| MSCI INC. | DE | RISKMETRICS GROUP, LLC | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | E | Control |
| RISKMETRICS GROUP HOLDINGS LLC | DE | INSTITUTIONAL SHAREHOLDER SERVICES HOLDINGS, INC. | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, INC. | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, LLC | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, LLC | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, LLC | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, LLC | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, LLC | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, LLC | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| RISKMETRICS GROUP, LLC | DE | RISKMETRICS GROUP HOLDINGS LLC | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR / ISS INVESTMENTS I L.P. | DE | VISS HOLDINGS, INC. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VESTAR ASSOCIATES VI, L.P. | FE | VESTAR / ISS INVESTMENTS I L.P. | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| VISS HOLDINGS, INC. | DE | VISS INTERMEDIATE, LLC | E | Control |
| BRITEL FUND TRUSTEES LIMITED | FE | HERMES USA INVESTORS VENTURE, L.L.C. | C | Control |
| BRITEL FUND TRUSTEES LIMITED | FE | HERMES USA INVESTORS VENTURE, L.L.C. | C | Control |
| GENERAL ATLANTIC PARTNERS 78, L.P | DE | RISKMETRICS GROUP, INC. | C | Control |
| GENERAL ATLANTIC PARTNERS 78, L.P | DE | RISKMETRICS GROUP, INC. | C | Control |
| GENERAL ATLANTIC PARTNERS 78, L.P | DE | RISKMETRICS GROUP, INC. | C | Control |
| POSSFUND CUSTODIAN TRUSTEE LIMITED | FE | HERMES USA INVESTORS VENTURE, L.L.C. | C | Control |
| POSSFUND CUSTODIAN TRUSTEE LIMITED | FE | HERMES USA INVESTORS VENTURE, L.L.C. | C | Control |
| SPECTRUM EQUITY INVESTORS IV, L.P | DE | RISKMETRICS GROUP, INC. | C | Control |
| SPECTRUM EQUITY INVESTORS IV, L.P | DE | RISKMETRICS GROUP, INC. | C | Control |
| SPECTRUM EQUITY INVESTORS IV, L.P | DE | RISKMETRICS GROUP, INC. | C | Control |
| WARBURG PRIVATE EQUITY VIII, L.P. | DE | ISS HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Jul 29, 2025 REGISTERED
Notice Filings (8)
CA DC IL MA MD ME NY OK
Address
702 KING FARM BLVD.SUITE 300
ROCKVILLE, MD 20850
United States
Phone: 301-556-0500