ANDERSEN TAX LLC
Legal name: ANDERSEN
CRD #124205 SEC #801-61693 MCLEAN, VA 571-382-0020
SEC Registered
Total AUM
$6.1B
Discretionary
$0
Employees
1,970
Clients
--
Accounts
584
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 6
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AQUILINA, GERARD, ROBERT | I | BOARD MEMBER | NA | Control |
| AQUILINA, GERARD, ROBERT | I | BOARD MEMBER | NA | Control |
| AQUILINA, GERARD, ROBERT | I | BOARD MEMBER | NA | Control |
| AQUILINA, GERARD, ROBERT | I | BOARD MEMBER | NA | Control |
| AUBIN, JOHN | I | DIRECTOR | NA | Control |
| AUBIN, JOHN | I | MANAGING DIRECTOR | NA | Control |
| AUBIN, JOHN, PAUL | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| AUBIN, JOHN, PAUL | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| AUBIN, JOHN, PAUL | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| BAINS, LESLIE, ELIZABETH | I | CHAIRPERSON OF THE BOARD/SENIOR EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| BERARDI, STEPHEN, HERMAN | I | MANAGER | NA | Control |
| BRADT, DAVID, M | I | BOARD MEMBER/MANAGING DIRECTOR/HEAD OF THE INVESTMENT COMMITTEE | NA | Control |
| BRADT, DAVID, M | I | BOARD MEMBER/MANAGING DIRECTOR/HEAD OF THE INVESTMENT COMMITTEE | NA | Control |
| BRADT, DAVID, MORRIS | I | MANAGING DIRECTOR/CHAIRMAN OF THE INVESTMENT COMMITTEE/BOARD MEMBER | NA | Control |
| BRADT, DAVID, MORRIS | I | MANAGING DIRECTOR/CHAIRMAN OF THE INVESTMENT COMMITTEE/BOARD MEMBER | NA | Control |
| BRADT, DAVID, MORRIS | I | BOARD MEMBER/MANAGING DIRECTOR/HEAD OF THE INVESTMENT COMMITTEE | NA | Control |
| BRADT, DAVID, MORRIS | I | BOARD MEMBER/MANAGING DIRECTOR/HEAD OF THE INVESTMENT COMMITTEE | NA | Control |
| BRADT, DAVID, MORRIS | I | MANAGING DIRECTOR/CHAIRMAN OF THE INVESTMENT COMMITTEE/BOARD MEMBER | NA | Control |
| BRUNE, KURT, L | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| BRUNE, KURT, L | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| BRUNE, KURT, L | I | MANAGING DIRECTOR | NA | Control |
| BRUNE, KURT, L | I | MANAGING DIRECTOR | NA | Control |
| BURLANT, GAIL, ANN | I | LEGAL OFFICER | NA | Control |
| BURLANT, GAIL, ANN | I | LEGAL OFFICER | NA | Control |
| BURLANT, GAIL, ANN | I | LEGAL OFFICER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| BURLANT, GAIL, ANN | I | LEGAL OFFICER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| CAFERO, WILLIAM, JOSEPH | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| CAFERO, WILLIAM, JOSEPH | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CASSIDY, FRANK | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHONG, MORGAN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| COMEAU, L, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| COMEAU, L, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| COMEAU, LOUIS, JOSEPH | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| COMEAU, LOUIS, JOSEPH | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| COMEAU, LOUIS, JOSEPH | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| CORRICK, STEPHEN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| CORRICK, STEPHEN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| CORRICK, STEPHEN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| CORRICK, STEPHEN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| CORRICK, STEPHEN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| CORRICK, STEPHEN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| CORRICK, STEPHEN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| CORRICK, STEPHEN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| COWHEY, GREGORY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| COWHEY, GREGORY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| CURRAN, DAVID, JEFFREY | I | MANAGER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| CURRAN, DAVID, JEFFREY | I | MANAGER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Coscia, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Crocco, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Crocco, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Crocco, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Crocco, Peter | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DECKELMAN, WILLIAM, LEROY | I | MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| DEGIROLAMO, JOSEPH, ANTHONY | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| DEGIROLAMO, JOSEPH, ANTHONY | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| DEGIROLAMO, JOSEPH, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| DEGIROLAMO, JOSEPH, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DEPAOLI, DANIEL, GERALD | I | COUNTRY MANAGING DIRECTOR | NA | Control |
| DES ROCHES, GERALD | I | MANAGING DIRECTOR | NA | Control |
| DES ROCHES, GERALD | I | MANAGING DIRECTOR | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/INVESMENT COMMITTEE MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/INVESMENT COMMITTEE MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/INVESMENT COMMITTEE MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES ROCHES, GERALD, DOUGLAS | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DES-ETAGES, SIMON, LARRY | I | DEPUTY GENERAL COUNSEL/CORPORATE SECRETARY | NA | Control |
| DES-ETAGES, SIMON, LARRY | I | DEPUTY GENERAL COUNSEL/CORPORATE SECRETARY | NA | Control |
| DES-ETAGES, SIMON, LARRY | I | DEPUTY GENERAL COUNSEL/CORPORATE SECRETARY | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| DUFFY, MARY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| EPSTEIN, ARMAND, E | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| GUIDICE, STEVEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| GUIDICE, STEVEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| GUIDICE, STEVEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| GUIDICE, STEVEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| GUIDICE, STEVEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| GUIDICE, STEVEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| GUIDICE, STEVEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| GUIDICE, STEVEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| GURWITZ, ART | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| JUFFER, MATTHEW, ALLAN | I | MANAGING DIRECTOR - DES MOINES ICS | NA | |
| JUFFER, MATTHEW, ALLAN | I | MANAGING DIRECTOR - DES MOINES ICS | NA | |
| JUFFER, MATTHEW, ALLAN | I | MANAGING DIRECTOR - DES MOINES ICS | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KAPNICK, DAVID | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KARCZEWSKI, JOSEPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| KYRIACOU, ANDREW | I | MANAGING DIRECTOR/INVESMENT COMMITTEE MEMBER | NA | Control |
| KYRIACOU, ANDREW | I | MANAGING DIRECTOR/INVESMENT COMMITTEE MEMBER | NA | Control |
| KYRIACOU, ANDREW | I | MANAGING DIRECTOR/INVESMENT COMMITTEE MEMBER | NA | Control |
| KYRIACOU, ANDREW | I | MANAGING DIRECTOR - BOSTON ICS | NA | |
| KYRIACOU, ANDREW | I | MANAGING DIRECTOR - BOSTON ICS | NA | |
| KYRIACOU, ANDREW | I | MANAGING DIRECTOR - BOSTON ICS | NA | |
| KYRIACOU, ANDREW | I | MANAGING DIRECTOR - BOSTON ICS | NA | |
| KYRIAZI, ADRIAN, ALEXANDER IPHESTION | I | GLOBAL HEAD/BOARD MEMBER | NA | Control |
| KYRIAZI, ADRIAN, ALEXANDER IPHESTION | I | BOARD MEMBER/GLOBAL HEAD/CHIEF EXECUTIVE, HSBC PRIVATE BANK, WEST COAST | NA | Control |
| KYRIAZI, ADRIAN, ALEXANDER IPHESTION | I | BOARD MEMBER/GLOBAL HEAD/CHIEF EXECUTIVE, HSBC PRIVATE BANK, WEST COAST | NA | Control |
| KYRIAZI, ADRIAN, ALEXANDER IPHESTION | I | BOARD MEMBER/CHIEF EXECUTIVE, HSBC REPUBLIC (UK) PLC-GLOBAL PRACTICES | NA | Control |
| KYRIAZI, ADRIAN, ALEXANDER IPHESTION | I | BOARD MEMBER/CHIEF EXECUTIVE, HSBC REPUBLIC (UK) PLC-GLOBAL PRACTICES | NA | Control |
| LANGHAM, GARY, CHARLES | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| LANGHAM, GARY, CHARLES | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| LAWRENCE, PAUL, JOSEPH | I | BOARD MEMBER, CHAIRMAN | NA | Control |
| LAWRENCE, PAUL, JOSEPH | I | BOARD MEMBER, CHAIRMAN | NA | Control |
| LEVY, ADAM, SCOTT | I | MANAGING DIRECTOR - NEW YORK ICS | NA | |
| LEVY, ADAM, SCOTT | I | MANAGING DIRECTOR - NEW YORK ICS | NA | |
| LEVY, ADAM, SCOTT | I | MANAGING DIRECTOR - NEW YORK ICS | NA | |
| LEVY, ADAM, SCOTT | I | MANAGING DIRECTOR - NEW YORK ICS | NA | |
| LIVINGSTON, NEAL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| LUCKENBACH, SID | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | BOARD MEMBER/MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | BOARD MEMBER/MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| MACPHERSON, GILBERT, RANDOLPH | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Malo, Jeff | I | MANAGING DIRECTOR, BOARD MEMBER | NA | |
| Malo, Jeff | I | MANAGING DIRECTOR, BOARD MEMBER | NA | |
| Malo, Jeff | I | MANAGING DIRECTOR, BOARD MEMBER | NA | |
| Malo, Jeff | I | MANAGING DIRECTOR, BOARD MEMBER | NA | |
| Malo, Jeff | I | MANAGING DIRECTOR, BOARD MEMBER | NA | |
| O'MALLEY, JOHN, MARTIN | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| O'MALLEY, JOHN, MARTIN | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| O'MALLEY, JOHN, MARTIN | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| PACE, JR, WILLIAM, MICHAEL | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| PACE, JR, WILLIAM, MICHAEL | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| PACE, JR, WILLIAM, MICHAEL | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| PACE, JR, WILLIAM, MICHAEL | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| POLAYES, FAYE, M. | I | BOARD MEMBER/EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| POLAYES, FAYE, M. | I | BOARD MEMBER/EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| POLAYES, FAYE, MARION | I | EXECUTIVE VICE PRESIDENT, HSBC BANK USA/BOARD MEMBER | NA | Control |
| POLAYES, FAYE, MARION | I | EXECUTIVE VICE PRESIDENT, HSBC BANK USA/BOARD MEMBER | NA | Control |
| POLAYES, FAYE, MARION | I | BOARD MEMBER/EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| POLAYES, FAYE, MARION | I | BOARD MEMBER/EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| POLAYES, FAYE, MARION | I | EXECUTIVE VICE PRESIDENT, HSBC BANK USA/BOARD MEMBER | NA | Control |
| RAASCH, BARBARA, JOAN | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| RAASCH, BARBARA, JOAN | I | MANAGING DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| ROBASON, RANDY, DEATON | I | CHIEF OPERATING OFFICER | NA | Control |
| ROBASON, RANDY, DEATON | I | CHIEF OPERATING OFFICER | NA | Control |
| SEBOK, H | I | DIRECTOR | NA | Control |
| SEBOK, HAROLD, KENNETH | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| SEBOK, HAROLD, KENNETH | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| SEBOK, HAROLD, KENNETH | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| SPOONER, CHRISTOPHER, D | I | HEAD OF GROUP PLANNING AND TAX/BOARD MEMBER | NA | Control |
| SPOONER, CHRISTOPHER, D | I | HEAD OF GROUP PLANNING AND TAX/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| SWARTZ, SUSAN, KAY | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| Steinberger, Adam | I | MANAGING DIRECTOR/BOARD MEMBER | NA | |
| Steinberger, Adam | I | MANAGING DIRECTOR/BOARD MEMBER | NA | |
| THIEL, CHAD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | |
| THIEL, CHAD | I | MANAGING DIRECTOR/BOARD MEMBER | NA | |
| TOCE, JOSEPH, P. | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| TOCE, JOSEPH, P. | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| TOCE, JOSEPH, PAUL | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| TOCE, JOSEPH, PAUL | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| TOCE, JOSEPH, PAUL | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| TOCE, JOSEPH, PAUL | I | BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| TOCE, JOSEPH, PAUL | I | MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| ULLSPERGER, BRIAN, STEVEN | I | MANAGER/INVESTMENT COMMITTEE MEMBER | NA | Control |
| ULLSPERGER, BRIAN, STEVEN | I | MANAGING DIRECTOR - MCLEAN ICS | NA | |
| ULLSPERGER, BRIAN, STEVEN | I | MANAGING DIRECTOR - MCLEAN ICS | NA | |
| ULLSPERGER, BRIAN, STEVEN | I | MANAGING DIRECTOR - MCLEAN ICS | NA | |
| ULLSPERGER, BRIAN, STEVEN | I | MANAGING DIRECTOR - MCLEAN ICS | NA | |
| VORSATZ, MARK, L. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VORSATZ, MARK, L. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/BOARD MEMBER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR/BOARD MEMBER | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | NA | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR/CHAIRMAN OF BOARD | NA | Control |
| WOLFF, JOHN, HARRY | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| WOLFF, JOHN, HARRY | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| WOLFF, JOHN, HARRY | I | DIRECTOR/INVESTMENT COMMITTEE MEMBER | NA | Control |
| WOLFF, JOHN, HARRY | I | DIRECTOR | NA | Control |
| WYMAN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| WYMAN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| WYMAN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| WYMAN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| WYMAN, RICHARD | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| YOUNG, MARLON, PE | I | BOARD MEMBER | NA | Control |
| YOUNG, MARLON, PE | I | BOARD MEMBER | NA | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| ANDERSEN TAX HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| HSBC BANK USA | DE | BANK | E | Control |
| HSBC BANK USA | DE | BANK | E | Control |
| HSBC USA INC. | DE | HOLDING COMPANY | E | Control |
| HSBC USA INC. | DE | HOLDING COMPANY | E | Control |
| HSBC USA INC. | DE | HOLDING COMPANY | E | Control |
| HSBC USA INC. | DE | HOLDING COMPANY | E | Control |
| HSBC USA INC. | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| WTAS HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
| VORSATZ, MARK, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | WTAS HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| MD MANAGEMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | F | Control |
| HSBC FINANCE (NETHERLANDS) | FE | HSBC HOLDINGS B.V. | E | Control |
| HSBC FINANCE (NETHERLANDS) | FE | HSBC HOLDINGS B.V. | E | Control |
| HSBC HOLDINGS B.V. | FE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC HOLDINGS B.V. | FE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC FINANCE (NETHERLANDS) | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC FINANCE (NETHERLANDS) | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | WTAS HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
| MD INVESTMENT LLC | DE | ANDERSEN TAX HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1861 INTERNATIONAL DRIVESUITE 501
MCLEAN, VA 22102
United States
Phone: 571-382-0020