RIA Intelligence

ABS INVESTMENT MANAGEMENT LLC

Legal name: ABS GLOBAL INVESTMENTS

CRD #127290 SEC #801-62188 STAMFORD, CT 203-618-3700

SEC Registered Private Funds

Total AUM

$8.2B

Discretionary

$7.1B

Employees

45

Clients

0

Accounts

18

Fund Name	Type	GAV	Investors	Auditor
ABS DIRECT EQUITY FUND LLC - ASIA SERIES 1	Other Private Fund	$4.4M	5	RSM US LLP
ABS DIRECT EQUITY FUND LLC - ASIA SERIES 1	Other Private Fund	$4.4M	5	RSM US LLP
ABS INVESTMENT FUND LLC - EMERGING MARKETS ALPHA OPPORTUNITIES FUND	Hedge Fund	$3.1M	2	KPMG
ABS INVESTMENT FUND LLC - EMERGING MARKETS ALPHA OPPORTUNITIES FUND	Hedge Fund	$3.1M	2	KPMG
ABS DIRECT EQUITY FUND LLC - EM XC DIRECT PORTFOLIO	Other Private Fund	$3M	18	RSM US LLP
ABS DIRECT EQUITY FUND LLC - EM XC DIRECT PORTFOLIO	Other Private Fund	$3M	18	RSM US LLP
ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES V	Other Private Fund	$2.8M	8	KPMG
ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES V	Other Private Fund	$2.8M	8	KPMG
ABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND II	Private Equity Fund	$2.3M	16	KPMG
ABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND II	Private Equity Fund	$2.3M	16	KPMG
ABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND I	Private Equity Fund	$2.1M	14	KPMG
ABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND I	Private Equity Fund	$2.1M	14	KPMG
ABS DIRECT EQUITY FUND LLC - AUSTRALIA SERIES 1	Other Private Fund	$2.1M	1	RSM US LLP
ABS DIRECT EQUITY FUND LLC - AUSTRALIA SERIES 1	Other Private Fund	$2.1M	1	RSM US LLP
ABS DIRECT EQUITY FUND LLC - CANADA SERIES 2	Other Private Fund	$2M	1	RSM US LLP
ABS DIRECT EQUITY FUND LLC - CANADA SERIES 2	Other Private Fund	$2M	1	RSM US LLP
ABS DIRECT EQUITY FUND LLC - EUROPE SERIES 2	Other Private Fund	$1.9M	1	RSM US LLP
ABS DIRECT EQUITY FUND LLC - EUROPE SERIES 2	Other Private Fund	$1.9M	1	RSM US LLP
ABS DIRECT EQUITY FUND LLC - INTERNATIONAL SMALL CAP DIRECT PORTFOLIO	Other Private Fund	$1.6M	2	RSM US LLP
ABS DIRECT EQUITY FUND LLC - INTERNATIONAL SMALL CAP DIRECT PORTFOLIO	Other Private Fund	$1.6M	2	RSM US LLP
ABS DIRECT EQUITY FUND LLC - EUROPE SERIES 3	Other Private Fund	$1.6M	1	RSM US LLP
ABS DIRECT EQUITY FUND LLC - EUROPE SERIES 3	Other Private Fund	$1.6M	1	RSM US LLP
ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES T	Other Private Fund	$1.3M	7	KPMG
ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES T	Other Private Fund	$1.3M	7	KPMG
ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES J	Other Private Fund	$959.2K	14	KPMG

Fund NameABS DIRECT EQUITY FUND LLC - ASIA SERIES 1

TypeOther Private Fund

GAV$4.4M

Investors5

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - ASIA SERIES 1

TypeOther Private Fund

GAV$4.4M

Investors5

AuditorRSM US LLP

Fund NameABS INVESTMENT FUND LLC - EMERGING MARKETS ALPHA OPPORTUNITIES FUND

TypeHedge Fund

GAV$3.1M

Investors2

AuditorKPMG

Fund NameABS INVESTMENT FUND LLC - EMERGING MARKETS ALPHA OPPORTUNITIES FUND

TypeHedge Fund

GAV$3.1M

Investors2

AuditorKPMG

Fund NameABS DIRECT EQUITY FUND LLC - EM XC DIRECT PORTFOLIO

TypeOther Private Fund

GAV$3M

Investors18

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - EM XC DIRECT PORTFOLIO

TypeOther Private Fund

GAV$3M

Investors18

AuditorRSM US LLP

Fund NameABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES V

TypeOther Private Fund

GAV$2.8M

Investors8

AuditorKPMG

Fund NameABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES V

TypeOther Private Fund

GAV$2.8M

Investors8

AuditorKPMG

Fund NameABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND II

TypePrivate Equity Fund

GAV$2.3M

Investors16

AuditorKPMG

Fund NameABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND II

TypePrivate Equity Fund

GAV$2.3M

Investors16

AuditorKPMG

Fund NameABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND I

TypePrivate Equity Fund

GAV$2.1M

Investors14

AuditorKPMG

Fund NameABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND I

TypePrivate Equity Fund

GAV$2.1M

Investors14

AuditorKPMG

Fund NameABS DIRECT EQUITY FUND LLC - AUSTRALIA SERIES 1

TypeOther Private Fund

GAV$2.1M

Investors1

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - AUSTRALIA SERIES 1

TypeOther Private Fund

GAV$2.1M

Investors1

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - CANADA SERIES 2

TypeOther Private Fund

GAV$2M

Investors1

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - CANADA SERIES 2

TypeOther Private Fund

GAV$2M

Investors1

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - EUROPE SERIES 2

TypeOther Private Fund

GAV$1.9M

Investors1

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - EUROPE SERIES 2

TypeOther Private Fund

GAV$1.9M

Investors1

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - INTERNATIONAL SMALL CAP DIRECT PORTFOLIO

TypeOther Private Fund

GAV$1.6M

Investors2

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - INTERNATIONAL SMALL CAP DIRECT PORTFOLIO

TypeOther Private Fund

GAV$1.6M

Investors2

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - EUROPE SERIES 3

TypeOther Private Fund

GAV$1.6M

Investors1

AuditorRSM US LLP

Fund NameABS DIRECT EQUITY FUND LLC - EUROPE SERIES 3

TypeOther Private Fund

GAV$1.6M

Investors1

AuditorRSM US LLP

Fund NameABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES T

TypeOther Private Fund

GAV$1.3M

Investors7

AuditorKPMG

Fund NameABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES T

TypeOther Private Fund

GAV$1.3M

Investors7

AuditorKPMG

Fund NameABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES J

TypeOther Private Fund

GAV$959.2K

Investors14

AuditorKPMG