MSI FINANCIAL SERVICES, INC.
CRD #14251 SEC #801-22306 SPRINGFIELD, MA 800-638-8378
SEC Registered Broker-Dealer Disclosures
Total AUM
$13.8B
Discretionary
$3.7B
Employees
8,508
Clients
--
Accounts
105,831
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 3, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACSELROD, DAVID | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID M. | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID M. | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID M. | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID M. | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID M. | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID M. | I | DIRECTOR | NA | Control |
| ACSELROD, DAVID M. | I | DIRECTOR | NA | Control |
| AQUINO, VIRGELAN ERNESTO | I | CO-CHIEF OPERATIONS OFFICER | NA | Control |
| AQUINO, VIRGELAN ERNESTO | I | DIRECTOR OF OPERATIONS AND SERVICES | NA | Control |
| AQUINO, VIRGELAN ERNESTO | I | DIRECTOR OF OPERATIONS AND SERVICES | NA | Control |
| AQUINO, VIRGELAN ERNESTO | I | DIRECTOR OF OPERATIONS AND SERVICES | NA | Control |
| AQUINO, VIRGELAN ERNESTO | I | DIRECTOR OF OPERATIONS AND SERVICES | NA | Control |
| BAKAL, LEONARD MARK | I | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT & COMPLIANCE DIRECTOR | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT & COMPLIANCE DIRECTOR | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT & COMPLIANCE DIRECTOR | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT & COMPLIANCE DIRECTOR | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT & COMPLIANCE DIRECTOR | NA | Control |
| BAKAL, LEONARD MARK | I | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT, COMPLIANCE DIRECTOR & MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BAKAL, LEONARD MARK | I | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| BAKAL, LEONARD MARK | I | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT & COMPLIANCE DIRECTOR | NA | Control |
| BAKAL, LEONARD MARK | I | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT, COMPLIANCE DIRECTOR & MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT, COMPLIANCE DIRECTOR & MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT & COMPLIANCE DIRECTOR | NA | Control |
| BAKAL, LEONARD MARK | I | VICE-PRESIDENT, COMPLIANCE DIRECTOR & MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BAUER, THOMAS K | I | VICE PRESIDENT | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CO-CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BEGUN, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BENSON, WENDY ANN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BRECKER, NICHOLAS LAWRENCE III | I | DIRECTOR | NA | Control |
| BRECKER, NICHOLAS LAWRENCE III | I | DIRECTOR | NA | Control |
| BRECKER, NICHOLAS LAWRENCE III | I | DIRECTOR | NA | Control |
| BRECKER, NICHOLAS LAWRENCE III | I | DIRECTOR | NA | Control |
| BRECKER, NICHOLAS LAWRENCE III | I | DIRECTOR | NA | Control |
| BRECKER, NICHOLAS LAWRENCE III | I | DIRECTOR | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | CHAIRMAN OF THE BOARD | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| BRETT, JOHN JOSEPH | I | PRESIDENT AND CHAIRMAN | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARR, GWENN | I | SECRETARY | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARRIER, ANDRE THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CELLUPICA, PAUL G. | I | CHIEF LEGAL OFFICER | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHICARES, ELIZABETH WARD | I | DIRECTOR | NA | Control |
| CHRIST, GEORGE | I | PRESIDENT | NA | Control |
| CHRIST, GEORGE | I | PRESIDENT | NA | Control |
| CHRIST, GEORGE | I | PRESIDENT | NA | Control |
| CHRIST, GEORGE | I | PRESIDENT | NA | Control |
| CHRIST, GEORGE | I | PRESIDENT | NA | Control |
| CHRIST, GEORGE | I | PRESIDENT | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC ALLAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COSTELLO, ROBERT JOSEPH | I | DIRECTOR OF OPERATIONS AND SERVICES | NA | Control |
| COSTELLO, ROBERT JOSEPH | I | DIRECTOR OF OPERATIONS AND SERVICES | NA | Control |
| COSTELLO, ROBERT JOSEPH | I | DIRECTOR OF OPERATIONS AND SERVICES | NA | Control |
| COSTELLO, ROBERT JOSEPH | I | DIRECTOR OF OPERATIONS AND SERVICES | NA | Control |
| COSTELLO, ROBERT JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| COSTELLO, ROBERT JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| COSTELLO, ROBERT JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| CRUZ, ORLANDO RAFAEL JR | I | PRESIDENT AND DIRECTOR | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DAY, STEVEN CHARLES | I | SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION | NA | Control |
| DILODOVICO, WILLIAM MICHAEL | I | OPERATIONS PRINCIPAL | NA | Control |
| DILODOVICO, WILLIAM MICHAEL | I | OPERATIONS PRINCIPAL | NA | Control |
| DILODOVICO, WILLIAM MICHAEL | I | OPERATIONS PRINCIPAL | NA | Control |
| DILODOVICO, WILLIAM MICHAEL | I | OPERATIONS PRINCIPAL | NA | Control |
| DILODOVICO, WILLIAM MICHAEL | I | OPERATIONS PRINCIPAL | NA | Control |
| DILODOVICO, WILLIAM MICHAEL | I | OPERATIONS PRINCIPAL | NA | Control |
| DILODOVICO, WILLIAM MICHAEL | I | OPERATIONS PRINCIPAL | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| DWYER, JAMES | I | VICE PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FANNING, MICHAEL ROBERT | I | DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| FARRELL, MICHAEL KEVIN | I | DIRECTOR | NA | Control |
| FECHTMANN, MARGARET CLAIRE | I | CO-PRESIDENT, MSI OPERATIONS AND DIRECTOR | NA | Control |
| FECHTMANN, MARGARET CLAIRE | I | CO-PRESIDENT, MSI OPERATIONS AND DIRECTOR | NA | Control |
| FECHTMANN, MARGARET CLAIRE | I | CO-PRESIDENT, MSI OPERATIONS AND DIRECTOR | NA | Control |
| FECHTMANN, MARGARET CLAIRE | I | CO-PRESIDENT, MSI OPERATIONS AND DIRECTOR | NA | Control |
| FECHTMANN, MARGARET CLAIRE | I | CO-PRESIDENT, MSI OPERATIONS AND DIRECTOR | NA | Control |
| FLYNN, DANIEL JOSEPH | I | NATIONAL SALES DIRECTOR | NA | Control |
| FLYNN, DANIEL JOSEPH | I | NATIONAL SALES DIRECTOR | NA | Control |
| FLYNN, DANIEL JOSEPH | I | NATIONAL SALES DIRECTOR | NA | Control |
| FLYNN, DANIEL JOSEPH | I | NATIONAL SALES DIRECTOR | NA | Control |
| FLYNN, DANIEL JOSEPH | I | NATIONAL SALES DIRECTOR | NA | Control |
| FLYNN, DANIEL JOSEPH | I | NATIONAL SALES DIRECTOR | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | PRESIDENT AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FORGET, ELIZABETH MARY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | VP & ASSOCIATE GENERAL COUNSEL | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRANCELLA, AMY | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| FRISBIE, BRUCE CARTER | I | ASSISTANT TREASURER | NA | Control |
| FRISBIE, BRUCE CARTER | I | ASSISTANT TREASURER | NA | Control |
| FRISBIE, BRUCE CARTER | I | ASSISTANT TREASURER | NA | Control |
| FRISBIE, BRUCE CARTER | I | ASSISTANT TREASURER | NA | Control |
| FRISBIE, BRUCE CARTER | I | ASSISTANT TREASURER | NA | Control |
| FULLER, CHARLES EDWARD JR | I | DIRECTOR OF ADVISORY PRODUCTS | NA | Control |
| FULLER, CHARLES EDWARD JR | I | DIRECTOR OF ADVISORY PRODUCTS | NA | Control |
| FULLER, CHARLES EDWARD JR | I | DIRECTOR OF ADVISORY PRODUCTS | NA | Control |
| FULLER, CHARLES EDWARD JR | I | DIRECTOR OF ADVISORY PRODUCTS | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| GOULART, STEVEN JEFFREY | I | TREASURER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HALPERIN, JEFFREY PAUL | I | CHIEF COMPLIANCE OFFICER, BROKER-DEALER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIPWORTH, PAUL DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | CO-PRESIDENT, MSI MLR DISTRIBUTION AND DIRECTOR | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | CO-PRESIDENT, MSI MLR DISTRIBUTION AND DIRECTOR | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | CO-PRESIDENT, MSI MLR DISTRIBUTION AND DIRECTOR | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | CO-PRESIDENT, MSI MLR DISTRIBUTION AND DIRECTOR | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | CO-PRESIDENT, MSI MLR DISTRIBUTION AND DIRECTOR | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOGAN, THOMAS GEORGE JR | I | SENIOR VICE PRESIDENT, MLR DISTRIBUTION | NA | Control |
| HOLTZER, DAVID MICHAEL | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| HOLTZER, DAVID MICHAEL | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| HOLTZER, DAVID MICHAEL | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| HOLTZER, DAVID MICHAEL | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| HOLTZER, DAVID MICHAEL | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| HOLTZER, DAVID MICHAEL | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| HOLTZER, DAVID MICHAEL | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| HOLTZER, DAVID MICHAEL | I | PRESIDENT | NA | Control |
| HOLTZER, DAVID MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| HOLTZER, DAVID MICHAEL | I | PRESIDENT | NA | Control |
| HOLTZER, DAVID MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| HOLTZER, DAVID MICHAEL | I | PRESIDENT | NA | Control |
| HOLTZER, DAVID MICHAEL | I | PRESIDENT | NA | Control |
| HOLTZER, DAVID MICHAEL | I | PRESIDENT | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| HONKUS, TINA MARIE | I | VICE-PRESIDENT, LICENSING AND REGISTRATION | NA | Control |
| ISMAIL, RASHID | I | PRESIDENT AND CHAIRMAN | NA | Control |
| ISMAIL, RASHID | I | PRESIDENT AND CHAIRMAN | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| JORDAN, JOSEPH WILLIAM | I | DIRECTOR | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KAPLAN, DONALD ROY | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LACEK, MICHAEL J | I | CHIEF LEGAL OFFICER | NA | Control |
| LAMBERT, MYLES JOSEPH | I | DIRECTOR | NA | Control |
| LAMBERT, MYLES JOSEPH | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL A | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| LAPIANA, PAUL A | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| LAPIANA, PAUL A | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| LAPIANA, PAUL A | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| LAPIANA, PAUL A | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | DIRECTOR | NA | Control |
| LAPIANA, PAUL ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| LAUNER, LELAND C. | I | TREASURER | NA | Control |
| LAUNER, LELAND C. | I | TREASURER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER, MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | PRESIDENT | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARKHAM, CRAIG WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOHN GREGORY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MARTINEZ, JOSE ISIDRO | I | ASSISTANT VICE PRESIDENT | NA | Control |
| MARTINEZ, JOSE ISIDRO | I | ASSISTANT VICE PRESIDENT | NA | Control |
| MARTINEZ, JOSE ISIDRO | I | ASSISTANT VICE PRESIDENT | NA | Control |
| MARTINEZ, JOSE ISIDRO | I | ASSISTANT VICE PRESIDENT | NA | Control |
| MCCONNELL, THOMAS WARREN | I | DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| MCCONNELL, THOMAS WARREN | I | DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| MCCONNELL, THOMAS WARREN | I | DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| MCCONNELL, THOMAS WARREN | I | DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| MCCONNELL, THOMAS WARREN | I | DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| MCCONNELL, THOMAS WARREN | I | DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| MCCONNELL, THOMAS WARREN | I | DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MINK, DAVID MYERS | I | VICE PRESIDENT | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | CO-PRESIDENT, MSI EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | CO-PRESIDENT, MSI EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| MORRIS, MARIA | I | CO-PRESIDENT, MSI EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| MORRIS, MARIA | I | CO-PRESIDENT, MSI EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | CO-PRESIDENT, MSI EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MORRIS, MARIA | I | DIRECTOR | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| MURPHY, SEAN ANDREW | I | VICE-PRESIDENT | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| NUGENT, ANTHONY JAY | I | EXECUTIVE VICE PRESIDENT, EMPLOYEE BENEFITS AND DIRECTOR | NA | Control |
| REGARD, PAUL ETIENNE | I | DIRECTOR OF ADVISORY PRODUCTS | NA | Control |
| REGARD, PAUL ETIENNE | I | DIRECTOR OF ADVISORY PRODUCTS | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| REYNOLDS, TYLA LYNN | I | SECRETARY | NA | Control |
| RICCIARDI, NANCY LOUISE | I | OPTIONS PRINCIPAL | NA | Control |
| RICCIARDI, NANCY LOUISE | I | OPTIONS PRINCIPAL | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SAUL, MYRA LESLIE | I | SECRETARY | NA | Control |
| SHARER, DONN GEORGE JR | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| SHARER, DONN GEORGE JR | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| SHARER, DONN GEORGE JR | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| SHARER, DONN GEORGE JR | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| SHARER, DONN GEORGE JR | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| SHARER, DONN GEORGE JR | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| SHARER, DONN GEORGE JR | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| SKANDALIS, BETTE | I | VICE-PRESIDENT, FINANCIAL PLANNING SERVICES | NA | Control |
| SKANDALIS, BETTE | I | VICE-PRESIDENT, FINANCIAL PLANNING SERVICES | NA | Control |
| SKANDALIS, BETTE | I | VICE-PRESIDENT, FINANCIAL PLANNING SERVICES | NA | Control |
| SKANDALIS, BETTE | I | VICE-PRESIDENT, FINANCIAL PLANNING SERVICES | NA | Control |
| SKANDALIS, BETTE | I | VICE-PRESIDENT, FINANCIAL PLANNING SERVICES | NA | Control |
| SKANDALIS, BETTE | I | VICE-PRESIDENT, FINANCIAL PLANNING SERVICES | NA | Control |
| STEIGERWALT, ERIC | I | TREASURER | NA | Control |
| STEIGERWALT, ERIC | I | TREASURER | NA | Control |
| STEIGERWALT, ERIC | I | TREASURER | NA | Control |
| STEIGERWALT, ERIC | I | TREASURER | NA | Control |
| STEIGERWALT, ERIC | I | TREASURER | NA | Control |
| TARTRE, RICHARD RAYMOND | I | DIRECTOR | NA | Control |
| TARTRE, RICHARD RAYMOND | I | DIRECTOR | NA | Control |
| TARTRE, RICHARD RAYMOND | I | DIRECTOR | NA | Control |
| TARTRE, RICHARD RAYMOND | I | DIRECTOR | NA | Control |
| TARTRE, RICHARD RAYMOND | I | DIRECTOR | NA | Control |
| TARTRE, RICHARD RAYMOND | I | DIRECTOR | NA | Control |
| TARTRE, RICHARD RAYMOND | I | DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TOPPETA, WILLIAM JOHN | I | MEMBER OF THE BOARD AND DIRECTOR | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| TORRES, ISAAC | I | SECRETARY | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | CO-PRESIDENT, MSI DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | CO-PRESIDENT, MSI DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | CO-PRESIDENT, MSI DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | CO-PRESIDENT, MSI DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | CO-PRESIDENT, MSI DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VIETRI, MICHAEL JOSEPH | I | EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | NA | Control |
| VITIELLO, VINCENT GERARD | I | DIRECTOR | NA | Control |
| VITIELLO, VINCENT GERARD | I | DIRECTOR | NA | Control |
| VITIELLO, VINCENT GERARD | I | DIRECTOR | NA | Control |
| VITIELLO, VINCENT GERARD | I | DIRECTOR | NA | Control |
| VITIELLO, VINCENT GERARD | I | DIRECTOR | NA | Control |
| VITIELLO, VINCENT GERARD | I | DIRECTOR | NA | Control |
| VITIELLO, VINCENT GERARD | I | DIRECTOR | NA | Control |
| WELIKSON, JEFFREY A | I | SECRETARY | NA | Control |
| WHEELER, WILLIAM JAMES | I | TREASURER | NA | Control |
| WHEELER, WILLIAM JAMES | I | TREASURER | NA | Control |
| WHEELER, WILLIAM JAMES | I | TREASURER | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILK, JEFFREY ALEXANDER | I | DIRECTOR | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | DIRECTOR | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | DIRECTOR | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILKINSON, MARY BEA | I | VICE PRESIDENT | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY J | I | TREASURER | NA | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METLIFE, INC. | DE | DIRECT OWNER | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
| METROPOLITAN LIFE INSURANCE COMPANY | DE | MUTUAL INSURANCE COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN LIFE INSURANCE COMPANY | E | Control |
Registrations
Federal
IA
Jan 3, 2017 REGISTERED
Notice Filings (49)
AK AL AR CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1295 STATE STREETSPRINGFIELD, MA 01111
United States
Phone: 800-638-8378