PARK AVENUE SECURITIES LLC

CRD #46173 SEC #801-58108 NEW YORK, NY 1-888-600-4667

SEC Registered Broker-Dealer Disclosures

Total AUM

$15B

Discretionary

$13.1B

Employees

1,984

Clients

Accounts

71,074

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 8, 2025
Branch Offices: 427

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELFER, BARRY IVAN	I	VP TREASURER	NA	Control
BELLARO, THOMAS JOHN	I	INTERIM CHIEF COMPLIANCE OFFICER PARK AVENUE SECURITIES REGISTERED INVESTMENT ADVISOR	NA	Control
BELLARO, THOMAS JOHN	I	INTERIM CHIEF COMPLIANCE OFFICER PARK AVENUE SECURITIES REGISTERED INVESTMENT ADVISOR	NA	Control
BELLARO, THOMAS JOHN	I	INTERIM CHIEF COMPLIANCE OFFICER PARK AVENUE SECURITIES REGISTERED INVESTMENT ADVISOR	NA	Control
BODOVITZ, JAMES PHILIP	I	CHIEF COMPLIANCE OFFICER	NA	Control
BODOVITZ, JAMES PHILIP	I	CHIEF COMPLIANCE OFFICER	NA	Control
BODOVITZ, JAMES PHILIP	I	CHIEF COMPLIANCE OFFICER	NA	Control
BODOVITZ, JAMES PHILIP	I	CHIEF COMPLIANCE OFFICER	NA	Control
BODOVITZ, JAMES PHILIP	I	CHIEF COMPLIANCE OFFICER	NA	Control
BODOVITZ, JAMES PHILIP	I	CHIEF COMPLIANCE OFFICER	NA	Control
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	REGISTERED OPTIONS PRINCIPAL	NA
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BOGGS, ALLEN WARREN	I	HEAD OF PRODUCT & SUPERVISION	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BONO, BRIAN DAVID	I	FIELD VICE PRESIDENT, PROGRAM MANAGER AND RIA HEAD	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	DIRECTOR	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	DIRECTOR	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BROATCH, ROBERT ERNEST	I	LLC MANAGER	NA	Control
BUELL, STEPHEN JAMES	I	INTERIM CHIEF COMPLIANCE OFFICER PARK AVENUE SECURITIES LLC	NA	Control
BUELL, STEPHEN JAMES	I	INTERIM CHIEF COMPLIANCE OFFICER PARK AVENUE SECURITIES LLC	NA	Control
BUELL, STEPHEN JAMES	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
BUELL, STEPHEN JAMES	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
BUELL, STEPHEN JAMES	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
BUELL, STEPHEN JAMES	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
BUELL, STEPHEN JAMES	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BURNS, WILLIAM J	I	CHIEF COMPLIANCE OFFICER	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
BUTSCHER, JEFFREY JOSEPH	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CAHILL JR, THOMAS LAWRENCE	I	SECOND VICE PRESIDENT, INDIVIDUAL MARKETS CONTROLLER	NA	Control
CALLAHAN, DENNIS S	I	LLC MANAGER	NA	Control
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SR. VICE PRESIDENT, ASSOCIATE CORPORATE SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SR. VICE PRESIDENT, ASSOCIATE CORPORATE SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	LLC MANAGER, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	DIRECTOR, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SR. VICE PRESIDENT, ASSOCIATE CORPORATE SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	DIRECTOR, SECRETARY	NA
CARUSO, JOSEPH ANTHONY	I	SR. VICE PRESIDENT, ASSOCIATE CORPORATE SECRETARY	NA
CASWELL, MARIANNE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CASWELL, MARIANNE GRACE	I	PRESIDENT AND ELECTED MEMBER	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CEFOLE, MICHAEL B	I	CHAIRMAN OF THE BOARD OF MANAGERS OF PARK AVENUE SECURITIES LLC	NA	Control
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CHAMERDA, ROBERT STEPHEN	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	SENIOR VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CLEMENTS, JAMES EDMOND	I	VICE PRESIDENT INVESTMENT ADVISORY SERVICES	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
CONWAY, JAMES ROBERT	I	CONTROLLER	NA	Control
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/	NA
COOLEY, JILL DIANE	I	PRESIDENT / LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT / LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT	NA
COOLEY, JILL DIANE	I	PRESIDENT / LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT / LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT / LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/	NA
COOLEY, JILL DIANE	I	PRESIDENT / LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COOLEY, JILL DIANE	I	PRESIDENT /CHIEF OPERATING OFFICER PAS/LLC MANAGER	NA
COREJ, CARRIE ANN	I	INTERIM CONTROLLER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	LLC MANAGER	NA	Control
COSTANTINI, MARC	I	MANAGING MEMBER	NA	Control
CRAWFORD, CHERYL LYNN	I	FINANCE/ACCOUNTING OFFICER	NA	Control
CRAWFORD, CHERYL LYNN	I	FINANCE/ACCOUNTING OFFICER	NA	Control
CRAWFORD, CHERYL LYNN	I	FINANCE/ACCOUNTING OFFICER	NA	Control
CRAWFORD, CHERYL LYNN	I	FINANCE/ACCOUNTING OFFICER	NA	Control
CROSSMAN, DOUGLAS SCOTT	I	VICE PRESIDENT, SALES DIRECTOR	NA
CROSSMAN, DOUGLAS SCOTT	I	VICE PRESIDENT, SALES DIRECTOR	NA
CROSSMAN, DOUGLAS SCOTT	I	VICE PRESIDENT, SALES DIRECTOR	NA
CROSSMAN, DOUGLAS SCOTT	I	VICE PRESIDENT, SALES DIRECTOR	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DAVARASHVILI, KATE	I	FINOP/PRINCIPAL FINANCIAL OFFICER.	NA
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	LLC MANAGER	NA	Control
DEPALO, ARMAND MICHAEL	I	DIRECTOR	NA	Control
DEPALO, ARMAND MICHAEL	I	DIRECTOR	NA	Control
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DESROCHERS, CARL	I	ELECTED MEMBER	NA
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DOLFI, D. SCOTT	I	LLC MANAGER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DROGAN, THOMAS JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DUBITSKY, DOUGLAS BRUCE	I	VICE PRESIDENT, WHOLESALE DIVISION	NA
DURSO, ALFRED JOSEPH	I	VP COMPLIANCE	NA	Control
DURSO, ALFRED JOSEPH	I	VP COMPLIANCE	NA	Control
DURSO, ALFRED JOSEPH	I	VP COMPLIANCE	NA	Control
DURSO, ALFRED JOSEPH	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	VP COMPLIANCE	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	VP COMPLIANCE	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	VP COMPLIANCE	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	ACTING CHIEF COMPLIANCE OFFICER	NA	Control
DURSO, ALFRED JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	SVP, HEAD OF INDIVIDUAL MARKETS ADMINISTRATION AND WEALTH MANAGEMENT	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	SVP, HEAD OF INDIVIDUAL MARKETS ADMINISTRATION AND WEALTH MANAGEMENT	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER & HEAD OF INDIVIDUAL MARKETS ADMINISTRATION/WEALTH MANAGEMENT	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	ELECTED MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	MANAGING MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	ELECTED MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	ELECTED MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	ELECTED MEMBER	NA	Control
DYRHAUG, CHRISTOPHER SIVERT	I	ELECTED MEMBER	NA	Control
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
ETHIRVEERASINGAM, NAHULAN N	I	SECOND VICE PRESIDENT, WHOLESALE DIVISION	NA
FERIK, MICHAEL NICHOLAS	I	LLC MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	LLC MANAGER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	MANAGING MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA	Control
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FERIK, MICHAEL NICHOLAS	I	ELECTED MEMBER	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FLEMING, MICHAEL DAVID	I	VICE PRESIDENT, DIRECTOR OPERATIONS	NA
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, OPERATIONS AND SERVICE	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, OPERATIONS AND SERVICE	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, OPERATIONS AND SERVICE	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, OPERATIONS AND SERVICE	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, OPERATIONS AND SERVICE	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, BUSINESS ADMINISTRATION & CONTROLS	NA	Control
FUENTEZ, BARBARA JEAN	I	VICE PRESIDENT, OPERATIONS AND SERVICE	NA	Control
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GAIDULA, GEORGIA LEE	I	MUNICIPAL SECURITIES PRINCIPAL	NA
GALLO, JOSEPH M	I	CHIEF COMPLIANCE OFFICER	NA	Control
GALLO, JOSEPH MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
GALLO, JOSEPH MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
GALLO, JOSEPH MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
GALLO, JOSEPH MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
GILLETT, LARA	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
GILLETT, LARA	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
GILLETT, LARA	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOODALL, KENNETH RAY	I	CHIEF COMPLIANCE OFFICER	NA	Control
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HAFNER, GRETCHEN TECKLA	I	MANAGER	NA
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HARRY, EARL	I	TREASURER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER - RIA	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	PAS GENERAL COUNSEL	NA	Control
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HERGAN, JOSHUA NEIL	I	GENERAL COUNSEL	NA
HUTCHINGS, PETER LOUNSBERY	I	DIRECTOR	NA	Control
HUTCHINGS, PETER LOUNSBERY	I	DIRECTOR	NA	Control
HUTCHINGS, PETER LOUNSBERY	I	DIRECTOR	NA	Control
HUTCHINGS, PETER LOUNSBERY	I	DIRECTOR	NA	Control
INGRAHAM, FRANK TODD	I	SECOND VICE PRESIDENT, SUPERVISION AND BUSINESS RISK	NA	Control
INGRAHAM, FRANK TODD	I	SECOND VICE PRESIDENT, SUPERVISION AND BUSINESS RISK	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
JONES, FRANK JOSEPH	I	DIRECTOR	NA	Control
LAIETTA, MARIA	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
LAIETTA, MARIA	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
LAIETTA, MARIA	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
LAIETTA, MARIA J	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
LAIETTA, MARIA J	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
LAIETTA, MARIA J	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
LAIETTA, MARIA J	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LAKE, JAMES PATRICK JR	I	FIELD VICE PRESIDENT, NATIONAL SALES MANAGER, WHOLESALE DIVISION	NA
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	LLC MANAGER	NA	Control
LENDERINK, GARY BERT	I	DIRECTOR	NA	Control
LENDERINK, GARY BERT	I	DIRECTOR	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER AND INTERIM PRESIDENT	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER AND INTERIM PRESIDENT	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LESINA, LEYLA ADA	I	ELECTED MEMBER	NA	Control
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LIGUORI, DAVID JOSEPH JR	I	SENIOR COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA
LONG, BRUCE CARSON	I	LLC MANAGER	NA	Control
LONG, BRUCE CARSON	I	LLC MANAGER	NA	Control
LONG, BRUCE CARSON	I	LLC MANAGER	NA	Control
LONG, BRUCE CARSON	I	LLC MANAGER	NA	Control
LONG, BRUCE CARSON	I	LLC MANAGER	NA	Control
LONG, BRUCE CARSON	I	LLC MANAGER	NA	Control
LONG, BRUCE CARSON	I	LLC MANAGER	NA	Control
LONG, BRUCE CARSON	I	DIRECTOR	NA	Control
LONG, BRUCE CARSON	I	DIRECTOR	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MACK, JOANNE BASSO	I	PRESIDENT	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	PAS OPERATING OFFICER	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MAHER, CARLY PRITCHARD	I	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	LLC MANAGER	NA	Control
MANNING, DENNIS	I	DIRECTOR	NA	Control
MANNING, DENNIS	I	DIRECTOR	NA	Control
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MCMAHON, ANDREW JOHN MR.	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MOLLOY, KEVIN	I	ELECTED MEMBER	NA
MORRISSEY, WILLIAM PAUL	I	PRESIDENT AND ELECTED MEMBER	NA	Control
MORRISSEY, WILLIAM PAUL	I	PRESIDENT AND ELECTED MEMBER	NA	Control
MORRISSEY, WILLIAM PAUL	I	PRESIDENT AND ELECTED MEMBER	NA	Control
MORRISSEY, WILLIAM PAUL	I	PRESIDENT AND ELECTED MEMBER	NA	Control
NEARY, JOSEPH DANIEL JR	I	CHIEF COMPLIANCE OFFICER	NA
NEARY, JOSEPH DANIEL JR	I	CHIEF COMPLIANCE OFFICER	NA
NEARY, JOSEPH DANIEL JR	I	CHIEF COMPLIANCE OFFICER	NA
NEARY, JOSEPH DANIEL JR	I	CHIEF COMPLIANCE OFFICER	NA
NOAH, SCOTT IVES	I	CHIEF COMPLIANCE OFFICER	NA
NOAH, SCOTT IVES	I	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER BD/RIA	NA
NOAH, SCOTT IVES	I	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER BD/RIA	NA
NOAH, SCOTT IVES	I	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER BD/RIA	NA
NOAH, SCOTT IVES	I	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER BD/RIA	NA
NOAH, SCOTT IVES	I	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER BD/RIA	NA
NOAH, SCOTT IVES	I	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER BD/RIA	NA
NOAH, SCOTT IVES	I	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER BD/RIA	NA
NOAH, SCOTT IVES	I	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER BD/RIA	NA
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATIONS OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGE-ALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF INFORMATION OFFICER	NA	Control
NURGEALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
NURGEALWS, THERESA E	I	CHIEF OPERATING OFFICER	NA	Control
PABST, SUSAN ELIZABETH	I	INVESTMENT ADVISORY SERVICES CONSULTANT	NA
PABST, SUSAN ELIZABETH	I	INVESTMENT ADVISORY SERVICES CONSULTANT	NA
PABST, SUSAN ELIZABETH	I	INVESTMENT ADVISORY SERVICES CONSULTANT	NA
PABST, SUSAN ELIZABETH	I	INVESTMENT ADVISORY SERVICES CONSULTANT	NA
PABST, SUSAN ELIZABETH	I	INVESTMENT ADVISORY SERVICES CONSULTANT	NA
PABST, SUSAN ELIZABETH	I	INVESTMENT ADVISORY SERVICES CONSULTANT	NA
PABST, SUSAN ELIZABETH	I	INVESTMENT ADVISORY SERVICES CONSULTANT	NA
PABST, SUSAN ELIZABETH	I	INVESTMENT ADVISORY SERVICES CONSULTANT	NA
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND MANAGING MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PALAZZETTI, JOHN	I	PRESIDENT AND ELECTED MEMBER	NA	Control
PERRY, MICHAEL ANDREW	I	ELECTED MEMBER	NA	Control
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
POTTER, RICHARD THOMAS JR	I	VICE PRESIDENT/COUNSEL	NA
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RICH, TRACY L	I	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY	NA	Control
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
RILEY, THOMAS WILLIAM	I	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROFSP)	NA
RILEY, THOMAS WILLIAM	I	MUNICIPAL SECURITIES REGISTERED PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH PINHAS	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH PINHAS	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH PINHAS	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH PINHAS	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSANEL, JOSEPH PINHAS	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
ROSENTHAL, MERYL ARLENE	I	VICE PRESIDENT BUSINESS DEVELOPMENT	NA	Control
ROSENTHAL, MERYL ARLENE	I	VICE PRESIDENT BUSINESS DEVELOPMENT	NA	Control
ROSENTHAL, MERYL ARLENE	I	VICE PRESIDENT BUSINESS DEVELOPMENT	NA	Control
ROSENTHAL, MERYL ARLENE	I	VICE PRESIDENT BUSINESS DEVELOPMENT	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATING OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	CHIEF OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
RYNIKER, MICHAEL JOHN	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SARGENT, JOSEPH DUDLEY	I	CHAIRMAN/DIRECTOR	NA	Control
SENKER, LINDA ELLEN	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
SENKER, LINDA ELLEN	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
SENKER, LINDA ELLEN	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
SENKER, LINDA ELLEN	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
SENKER, LINDA ELLEN	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
SENKER, LINDA ELLEN	I	SECOND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, WHOLESALE DIVISION	NA	Control
SHAINBERG, ANDREW MEAD	I	INTERIM CHIEF COMPLIANCE OFFICER - BROKER/DEALER	NA	Control
SHAINBERG, ANDREW MEAD	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
SHAINBERG, ANDREW MEAD	I	INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF FINANICAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF FINANICAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF FINANICAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF FINANICAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF FINANICAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	PRESIDENT/ CHIEF OPERATING OFFICER/ INVESTMENT ADVISORY SERVICES	NA	Control
SILBERMAN, MARK AVERY	I	PRESIDENT/ CHIEF OPERATING OFFICER/ INVESTMENT ADVISORY SERVICES	NA	Control
SILBERMAN, MARK AVERY	I	PRESIDENT/ CHIEF OPERATING OFFICER/ INVESTMENT ADVISORY SERVICES	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF FINANICAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF FINANICAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER & SVP INVESTMENT ADVISORY SERVICES	NA	Control
SILBERMAN, MARK AVERY	I	CHIEF FINANCIAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	CHIEF FINANCIAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	CHIEF FINANCIAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	CHIEF FINANCIAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER & SVP INVESTMENT ADVISORY SERVICES	NA	Control
SILBERMAN, MARK AVERY	I	SENIOR VICE PRESIDENT & CHIEF FINANICAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	CHIEF FINANCIAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	CHIEF FINANCIAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	CHIEF FINANCIAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	PRESIDENT/ CHIEF OPERATING OFFICER/ INVESTMENT ADVISORY SERVICES	NA	Control
SILBERMAN, MARK AVERY	I	CHIEF FINANCIAL OFFICER	NA	Control
SILBERMAN, MARK AVERY	I	PRESIDENT/ CHIEF OPERATING OFFICER/ INVESTMENT ADVISORY SERVICES	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SKINNER, MARGARET W	I	LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETAR	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETAR	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETAR	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETAR	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	PRESIDENT	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY/LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY/LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETAR	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY/LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY/LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY/LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETAR	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY/LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS/CORPORATE SECRETARY	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
SULLIVAN, DONALD PAUL JR	I	SENIOR VICE PRESIDENT, AGENCY DISTRIBUTION AND PAS / LLC MANAGER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
TROIA, SALVATORE C	I	VICE PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
WALTER, JOHN H.	I	INTERIM CHIEF FINANCIAL OFFICER	NA	Control
WALTER, JOHN H.	I	INTERIM CHIEF FINANCIAL OFFICER	NA	Control
WALTER, JOHN H.	I	INTERIM CHIEF FINANCIAL OFFICER	NA	Control
WALTER, JOHN H.	I	INTERIM CHIEF FINANCIAL OFFICER	NA	Control
WALTER, JOHN H.	I	INTERIM CHIEF FINANCIAL OFFICER	NA	Control
WALTER, JOHN H.	I	INTERIM CHIEF FINANCIAL OFFICER	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	VICE PRESIDENT, FINANCIAL OFFICER, WHOLESALE DIVISION	NA	Control
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER	NA
WALTER, JOHN HAROLD	I	FINOP/PRINCIPAL FINANCIAL OFFICER	NA
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE & ANNUITY CO., INC.	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	DE	THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.	E	Control

Registrations

Federal

Oct 8, 2025 REGISTERED

Notice Filings (52)

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Address

10 HUDSON YARDS
NEW YORK, NY 10001
United States

Phone: 1-888-600-4667