CHARLES SCHWAB & CO., INC.
CRD #5393 SEC #801-29938 LONE TREE, CO 415-667-7000
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
30,065
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 11, 2025
- Branch Offices
- 448
- LEI
- 549300ZP8XN77GK5BS04
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SVP AND CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SVP AND CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SVP AND CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SVP AND CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | SENIOR VICE PRESIDENT AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMELI, BARBARA JEAN | I | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| ATWELL, WILLIAM LISLE | I | EXECUTIVE VICE PRESIDENT - CLIENT SALES AND SERVICE | NA | |
| ATWELL, WILLIAM LISLE | I | EXECUTIVE VICE PRESIDENT - CLIENT SALES AND SERVICE | NA | |
| ATWELL, WILLIAM LISLE | I | EXECUTIVE VICE PRESIDENT - CLIENT SALES AND SERVICE | NA | |
| ATWELL, WILLIAM LISLE | I | EXECUTIVE VICE PRESIDENT - CLIENT SALES AND SERVICE | NA | |
| ATWELL, WILLIAM LISLE | I | EXECUTIVE VICE PRESIDENT - CLIENT SALES AND SERVICE | NA | |
| ATWELL, WILLIAM LISLE | I | EXECUTIVE VICE PRESIDENT - CLIENT SALES AND SERVICE | NA | |
| ATWELL, WILLIAM LISLE | I | EXECUTIVE VICE PRESIDENT - CLIENT SALES AND SERVICE | NA | |
| ATWELL, WILLIAM LISLE | I | EXECUTIVE VICE PRESIDENT - CLIENT SALES AND SERVICE | NA | |
| BEATTY, JONATHAN SCOTT | I | MANAGING DIRECTOR - HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | MANAGING DIRECTOR - HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | MANAGING DIRECTOR - HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BEATTY, JONATHAN SCOTT | I | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP AND PRESIDENT OF INDIVIDUAL INVESTOR ENTERPRISE | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP AND PRESIDENT OF INDIVIDUAL INVESTOR ENTERPRISE | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP AND PRESIDENT OF INDIVIDUAL INVESTOR ENTERPRISE | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP AND PRESIDENT OF INDIVIDUAL INVESTOR ENTERPRISE | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP AND PRESIDENT OF INDIVIDUAL INVESTOR ENTERPRISE | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP AND PRESIDENT OF INDIVIDUAL INVESTOR ENTERPRISE | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EXECUTIVE VICE PRESIDENT - INVESTOR CENTER NETWORK | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EVP AND PRESIDENT OF INDIVIDUAL INVESTOR ENTERPRISE | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | EXECUTIVE VICE PRESIDENT - INVESTOR CENTER NETWORK | NA | |
| BETTINGER, WALTER WILLIAM II | I | EXECUTIVE VICE PRESIDENT - INVESTOR CENTER NETWORK | NA | |
| BETTINGER, WALTER WILLIAM II | I | EXECUTIVE VICE PRESIDENT - INVESTOR CENTER NETWORK | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BETTINGER, WALTER WILLIAM II | I | PRESIDENT AND CEO | NA | Control |
| BILNEY, JODY LYNN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | |
| BILNEY, JODY LYNN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | |
| BILNEY, JODY LYNN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | |
| BILNEY, JODY LYNN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | |
| BILNEY, JODY LYNN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | |
| BILNEY, JODY LYNN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | |
| BRIGEMAN, BENJAMIN L. | I | EVP, SCHWAB INVESTOR SERVICES | NA | Control |
| BRIGEMAN, BENJAMIN L. | I | EVP, SCHWAB INVESTOR SERVICES | NA | |
| BRIGEMAN, BENJAMIN L. | I | EVP, SCHWAB INVESTOR SERVICES | NA | Control |
| BRIGEMAN, BENJAMIN L. | I | EVP, SCHWAB INVESTOR SERVICES | NA | Control |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| BROWN, JEFFREY THOMAS | I | GENERAL COUNSEL | NA | |
| CALLCOTT, WILFRID HARDY | I | SENIOR VICE PRESIDENT - GENERAL COUNSEL | NA | |
| CALLCOTT, WILFRID HARDY | I | SENIOR VICE PRESIDENT - GENERAL COUNSEL | NA | |
| CALLCOTT, WILFRID HARDY | I | SENIOR VICE PRESIDENT - GENERAL COUNSEL | NA | |
| CALLCOTT, WILFRID HARDY | I | SENIOR VICE PRESIDENT - GENERAL COUNSEL | NA | |
| CALLCOTT, WILFRID HARDY | I | SENIOR VICE PRESIDENT - GENERAL COUNSEL | NA | |
| CALLCOTT, WILFRID HARDY | I | SENIOR VICE PRESIDENT - GENERAL COUNSEL | NA | |
| CALLCOTT, WILFRID HARDY | I | SENIOR VICE PRESIDENT - GENERAL COUNSEL | NA | |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | SVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CARTER, RON SYLVAN | I | EVP, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EVP OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EVP OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EVP OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EVP OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EVP OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EVP OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EVP OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EVP OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| CLAGUE, JASON CHRISTOPHER | I | EXECUTIVE VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| COGHLAN, JOHN PHILIP | I | VICE CHAIRMAN, ENTERPRISE PRESIDENT - RETIREMENT PLAN SERVICES AND SERVICES FOR INVESTMENT MANAGERS | NA | Control |
| COGHLAN, JOHN PHILIP | I | VICE CHAIRMAN, ENTERPRISE PRESIDENT - RETIREMENT PLAN SERVICES AND SERVICES FOR INVESTMENT MANAGERS | NA | Control |
| COGHLAN, JOHN PHILIP | I | VICE CHAIRMAN, ENTERPRISE PRESIDENT - RETIREMENT PLAN SERVICES AND SERVICES FOR INVESTMENT MANAGERS | NA | Control |
| COGHLAN, JOHN PHILIP | I | VICE CHAIRMAN, ENTERPRISE PRESIDENT - RETIREMENT PLAN SERVICES AND SERVICES FOR INVESTMENT MANAGERS | NA | Control |
| COGHLAN, JOHN PHILIP | I | VICE CHAIRMAN, ENTERPRISE PRESIDENT - RETIREMENT PLAN SERVICES AND SERVICES FOR INVESTMENT MANAGERS | NA | Control |
| COGHLAN, JOHN PHILIP | I | VICE CHAIRMAN, ENTERPRISE PRESIDENT - RETIREMENT PLAN SERVICES AND SERVICES FOR INVESTMENT MANAGERS | NA | Control |
| COGHLAN, JOHN PHILIP | I | VICE CHAIRMAN, ENTERPRISE PRESIDENT - RETIREMENT PLAN SERVICES AND SERVICES FOR INVESTMENT MANAGERS | NA | Control |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COOK, SCOTT ANDREW | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT, REGISTRATION SERVICES | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT, REGISTRATION SERVICES | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT, REGISTRATION SERVICES | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT, REGISTRATION SERVICES | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT | NA | |
| COSTA, MARY JOSE | I | VICE PRESIDENT | NA | |
| CRAIG, JONATHAN M | I | DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAIG, JONATHAN M | I | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | NA | Control |
| CRAWFORD, PETER BROOKS | I | EVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | NA | Control |
| CRAWFORD, PETER BROOKS | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | NA | Control |
| DEILY, LINNET FRAZIER | I | VICE CHAIRMAN - OFFICE OF THE PRESIDENT | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER VINCENT | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | Control |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | Control |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | Control |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | Control |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | Control |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | Control |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | Control |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EVP - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| DWYER, CARRIE ELIZABETH | I | EXECUTIVE VICE PRESIDENT - CORPORATE OVERSIGHT AND CORPORATE SECRETARY | NA | |
| FISHEL, THOMAS CHAPMAN | I | VP - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| FISHEL, THOMAS CHAPMAN | I | VP - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| FISHEL, THOMAS CHAPMAN | I | VP - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| FISHEL, THOMAS CHAPMAN | I | VP - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| FISHEL, THOMAS CHAPMAN | I | VP - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| FISHEL, THOMAS CHAPMAN | I | VP - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | CHIEF LEGAL OFFICER | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GILKERSON, CHRISTOPHER PAUL | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GORMAN, LON | I | VICE CHAIRMAN AND ENTERPRISE PRESIDENT - CAPITAL MARKETS & TRADING | NA | Control |
| GORMAN, LON | I | VICE CHAIRMAN AND ENTERPRISE PRESIDENT - CAPITAL MARKETS & TRADING | NA | Control |
| GORMAN, LON | I | VICE CHAIRMAN AND ENTERPRISE PRESIDENT - CAPITAL MARKETS & TRADING | NA | Control |
| GORMAN, LON | I | VICE CHAIRMAN - SCHWAB INSTITUTIONAL AND ASSET MANAGEMENT | NA | |
| GORMAN, LON | I | VICE CHAIRMAN AND ENTERPRISE PRESIDENT - CAPITAL MARKETS & TRADING | NA | Control |
| GORMAN, LON | I | VICE CHAIRMAN AND ENTERPRISE PRESIDENT - CAPITAL MARKETS & TRADING | NA | Control |
| GORMAN, LON | I | VICE CHAIRMAN AND ENTERPRISE PRESIDENT - CAPITAL MARKETS & TRADING | NA | Control |
| GORMAN, LON | I | VICE CHAIRMAN AND ENTERPRISE PRESIDENT - CAPITAL MARKETS & TRADING | NA | Control |
| GORMAN, LON | I | VICE CHAIRMAN - SCHWAB INSTITUTIONAL AND ASSET MANAGEMENT | NA | |
| GORMAN, LON | I | VICE CHAIRMAN - SCHWAB INSTITUTIONAL AND ASSET MANAGEMENT | NA | |
| GORMAN, LON | I | VICE CHAIRMAN - SCHWAB INSTITUTIONAL AND ASSET MANAGEMENT | NA | |
| GORMAN, LON | I | VICE CHAIRMAN - SCHWAB INSTITUTIONAL AND ASSET MANAGEMENT | NA | |
| GORMAN, LON | I | VICE CHAIRMAN - SCHWAB INSTITUTIONAL AND ASSET MANAGEMENT | NA | |
| HACKLEY, JAMES MARTIN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HATHI, NEESHA K | I | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | NA | Control |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HAVLIK, BARI MANZARI | I | SVP, GLOBAL COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HIER, JAN K MS. | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EVP AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| HOWARD, DENNIS WILLARD | I | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | NA | |
| KNOLL, LINDLEY ALAN | I | VICE PRESIDENT COMPLIANCE REGISTRATION | NA | |
| KNOLL, LINDLEY ALAN | I | VICE PRESIDENT COMPLIANCE REGISTRATION | NA | |
| KNOLL, LINDLEY ALAN | I | VICE PRESIDENT COMPLIANCE REGISTRATION | NA | |
| KNOLL, LINDLEY ALAN | I | VICE PRESIDENT COMPLIANCE REGISTRATION | NA | |
| KNOLL, LINDLEY ALAN | I | VICE PRESIDENT COMPLIANCE REGISTRATION | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VP, CROP | NA | |
| KONOP, LYNN MARIE | I | VICE PRESIDENT | NA | |
| KONOP, LYNN MARIE | I | VICE PRESIDENT | NA | |
| KONOP, LYNN MARIE | I | VICE PRESIDENT | NA | |
| KONOP, LYNN MARIE | I | VICE PRESIDENT | NA | |
| KONOP, LYNN MARIE | I | VICE PRESIDENT | NA | |
| KONOP, LYNN MARIE | I | VICE PRESIDENT | NA | |
| KRIEGER, FREDERIC MICHAEL | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| KRIEGER, FREDERIC MICHAEL | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| KRIEGER, FREDERIC MICHAEL | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | Control |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | Control |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | Control |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | Control |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | Control |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | Control |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | Control |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | |
| LEEMON, DANIEL OREN | I | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | NA | |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | Control |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | Control |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | NA | Control |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY, OPERATIONS AND ADMINISTRATION | NA | |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY AND ADMINISTRATION | NA | Control |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY AND ADMINISTRATION | NA | Control |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY AND ADMINISTRATION | NA | Control |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY AND ADMINISTRATION | NA | Control |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY, OPERATIONS AND ADMINISTRATION | NA | |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY, OPERATIONS AND ADMINISTRATION | NA | |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY, OPERATIONS AND ADMINISTRATION | NA | |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY, OPERATIONS AND ADMINISTRATION | NA | |
| LEPORE, DAWN GOULD | I | VICE CHAIRMAN, EXECUTIVE VICE PRESIDENT - TECHNOLOGY, OPERATIONS AND ADMINISTRATION | NA | |
| LINDENMAYER, ELAINE ACKERMAN | I | SR. VICE PRESIDENT AND ACTING GENERAL COUNSEL | NA | |
| LINDENMAYER, ELAINE ACKERMAN | I | SR. VICE PRESIDENT AND ACTING GENERAL COUNSEL | NA | |
| LINDENMAYER, ELAINE ACKERMAN | I | SR. VICE PRESIDENT AND ACTING GENERAL COUNSEL | NA | |
| LINDENMAYER, ELAINE ACKERMAN | I | SR. VICE PRESIDENT AND ACTING GENERAL COUNSEL | NA | |
| LINDENMAYER, ELAINE ACKERMAN | I | SR. VICE PRESIDENT AND ACTING GENERAL COUNSEL | NA | |
| LYONS, JEFFREY MARK | I | EXECUTIVE VICE PRESIDENT - ACTIVE TRADER ENTERPRISE | NA | |
| LYONS, JEFFREY MARK | I | EXECUTIVE VICE PRESIDENT - ACTIVE TRADER ENTERPRISE | NA | |
| LYONS, JEFFREY MARK | I | EXECUTIVE VICE PRESIDENT - ACTIVE TRADER ENTERPRISE | NA | |
| LYONS, JEFFREY MARK | I | EXECUTIVE VICE PRESIDENT - ACTIVE TRADER ENTERPRISE | NA | |
| LYONS, JEFFREY MARK | I | EXECUTIVE VICE PRESIDENT - ACTIVE TRADER ENTERPRISE | NA | |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- FINANCE & RISK MANAGEMENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- FINANCE & RISK MANAGEMENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | EVP- CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MARTINETTO, JOSEPH RAYMOND | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| MCLEOD, MARY SNYDER | I | EXECUTIVE VICE PRESIDENT - HUMAN RESOURCES | NA | |
| MCLEOD, MARY SNYDER | I | EXECUTIVE VICE PRESIDENT - HUMAN RESOURCES | NA | |
| MCLEOD, MARY SNYDER | I | EXECUTIVE VICE PRESIDENT - HUMAN RESOURCES | NA | |
| MCLEOD, MARY SNYDER | I | EXECUTIVE VICE PRESIDENT - HUMAN RESOURCES | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MCWHINNEY, DEBORAH DOYLE | I | EXECUTIVE VICE PRESIDENT - SCHWAB INSTITUTIONAL | NA | |
| MILLER, GREGORY JOHN | I | VP - SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MILLER, GREGORY JOHN | I | VP - SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MILLER, GREGORY JOHN | I | VP - SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MILLER, GREGORY JOHN | I | VP - SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MILLER, GREGORY JOHN | I | VP - SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| MILLER, GREGORY JOHN | I | VP - SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLS, CHARLES | I | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| NOTELOVITZ, SELWYN J. | I | SENIOR VICE PRESIDENT - GLOBAL COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PELLATI, ROBERT LOUIS | I | MANAGING DIRECTOR | NA | |
| PENNEY, GEOFFREY JOHN | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| PENNEY, GEOFFREY JOHN | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| PENNEY, GEOFFREY JOHN | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| PENNEY, GEOFFREY JOHN | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR | NA | Control |
| POTTRUCK, DAVID STEVEN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR | NA | Control |
| ROSSEAU, ROBERT H | I | EXECUTIVE VICE PRESIDENT - INTERNATIONAL | NA | Control |
| ROSSEAU, ROBERT H | I | EXECUTIVE VICE PRESIDENT - INTERNATIONAL | NA | Control |
| ROSSEAU, ROBERT H | I | EXECUTIVE VICE PRESIDENT - INTERNATIONAL | NA | Control |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SASSON, GIDEON | I | EXECUTIVE VICE PRESIDENT - CHIEF INFORMATION OFFICER | NA | |
| SAWI, ELIZABETH GIBSON | I | EXECUTIVE VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SAWI, ELIZABETH GIBSON | I | EXECUTIVE VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SAWI, ELIZABETH GIBSON | I | EXECUTIVE VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SCHEID, STEVEN L | I | VICE CHAIRMAN AND PRESIDENT SCHWAB RETAIL GROUP | NA | Control |
| SCHEID, STEVEN L | I | VICE CHAIRMAN AND PRESIDENT SCHWAB RETAIL GROUP | NA | Control |
| SCHEID, STEVEN L | I | VICE CHAIRMAN AND PRESIDENT SCHWAB RETAIL GROUP | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD AND DIRECTOR | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CEO & CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD AND DIRECTOR | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD AND DIRECTOR | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD AND DIRECTOR | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHWAB, CHARLES ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SMOTHERMON, JAMES ALAN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| SOMMERFIELD, MAURISA | I | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | SENIOR VICE PRESIDENT, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, OPERATIONAL SERVICES | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STARR, JEFFREY HAROLD | I | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, MARC CHRISTOPHER | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VERDESCHI, MICHAEL DANIEL | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD A | I | PRESIDENT | NA | Control |
| WURSTER, RICHARD ANDREW | I | PRESIDENT, DIRECTOR | NA | Control |
| WURSTER, RICHARD ANDREW | I | PRESIDENT, DIRECTOR | NA | Control |
| WURSTER, RICHARD ANDREW | I | PRESIDENT, DIRECTOR | NA | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Dec 11, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
9800 SCHWAB WAYLONE TREE, CO 80124
United States
Phone: 415-667-7000