NEW ENGLAND SECURITIES CORPORATION

CRD #615 SEC #801-47061 NEW YORK, NY 212.578.0594

SEC Registered Broker-Dealer

Total AUM

$5.3B

Discretionary

$846.7M

Employees

2,514

Clients

Accounts

35,099

Firm Details

Organization Type: Corporation
State of Formation: Massachusetts
Fiscal Year End: SEPTEMBER
Registration Date: --
Latest Filing: Dec 23, 2014
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALBERTALLI, ROY THOMAS	I	DIRECTOR	NA	Control
AQUINO, VIRGELAN ERNESTO	I	CO-CHIEF OPERATIONS OFFICER	NA	Control
AQUINO, VIRGELAN ERNESTO	I	CO-CHIEF OPERATIONS OFFICER	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	DIRECTOR OF OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	DIRECTOR OF OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
AQUINO, VIRGELAN ERNESTO	I	VP OPERATIONS	NA	Control
BAKAL, LEONARD MARK	I	CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER	NA	Control
BAKAL, LEONARD MARK	I	CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER	NA	Control
BAKAL, LEONARD MARK	I	CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER	NA	Control
BAKAL, LEONARD MARK	I	CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER	NA	Control
BAKAL, LEONARD MARK	I	CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER	NA	Control
BAKAL, LEONARD MARK	I	CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CO-CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CO-CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BEGUN, ROBERT	I	CHIEF OPERATIONS OFFICER	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRENEMAN, BRIAN KEITH	I	SENIOR VICE PRESIDENT, INDIVIDUAL DISTRIBUTION	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	CHAIRMAN OF THE BOARD	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
BRETT, JOHN JOSEPH	I	PRESIDENT AND CHAIRMAN	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARR, GWENN	I	SECRETARY	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CARRIER, ANDRE THEODORE	I	CHIEF OPERATIONS OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
CELLUPICA, PAUL G.	I	CHIEF LEGAL OFFICER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COHN, MARC ALLAN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER	NA	Control
COOK, RICHARD DONALD JR	I	REGIONAL VICE PRESIDENT, WESTERN REGION	NA	Control
COSTELLO, ROBERT JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
COSTELLO, ROBERT JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
COSTELLO, ROBERT JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
CRUZ, ORLANDO RAFAEL JR	I	PRESIDENT AND CHAIRMAN	NA	Control
CRUZ, ORLANDO RAFAEL JR	I	PRESIDENT AND CHAIRMAN	NA	Control
DIGGINS, MARY M	I	VICE PRESIDENT, CLO, AND CLERK	NA
DIGGINS, MARY M	I	VICE PRESIDENT, CLO, AND CLERK	NA
DIGGINS, MARY M	I	VICE PRESIDENT, CLO, AND CLERK	NA
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
DWYER, JAMES	I	VICE PRESIDENT, LICENSING AND REGISTRATION	NA	Control
ETWAROO, JOHANNES AUGUSTUS	I	VICE PRESIDENT OPERATIONS	NA	Control
FARIA, THOM ARTHUR	I	DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
FARRELL, MICHAEL KEVIN	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FECHTMANN, MARGARET CLAIRE	I	DIRECTOR	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	DIRECTOR	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
FORGET, ELIZABETH MARY	I	PRESIDENT AND CHAIRMAN	NA	Control
GIOIELLA, EDWARD NOEL	I	COMPLIANCE OFFICER	NA	Control
GIOIELLA, EDWARD NOEL	I	COMPLIANCE OFFICER	NA	Control
GOGGIN, ANNE MARIE	I	DIRECTOR	NA	Control
GOGGIN, ANNE MARIE	I	DIRECTOR	NA	Control
GOGGIN, ANNE MARIE	I	DIRECTOR	NA	Control
GOGGIN, ANNE MARIE	I	DIRECTOR	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
GOULART, STEVEN JEFFREY	I	TREASURER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HALPERIN, JEFFREY PAUL	I	ANTI-MONEY LAUNDERING OFFICER	NA	Control
HALPERIN, JEFFREY PAUL	I	CHIEF COMPLIANCE OFFICER, BROKER-DEALER	NA	Control
HART, GERALD	I	REGIONAL VICE PRESIDENT, CENTRAL REGION	NA	Control
HIPWORTH, PAUL DAVID	I	CHIEF FINANCIAL OFFICER	NA	Control
HIPWORTH, PAUL DAVID	I	CHIEF FINANCIAL OFFICER	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CHIEF FINANCIAL OFFICER	NA	Control
HIPWORTH, PAUL DAVID	I	CHIEF FINANCIAL OFFICER	NA	Control
HIPWORTH, PAUL DAVID	I	CHIEF FINANCIAL OFFICER	NA	Control
HIPWORTH, PAUL DAVID	I	CHIEF FINANCIAL OFFICER	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HIPWORTH, PAUL DAVID	I	CFO	NA	Control
HOLTZER, DAVID MICHAEL	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
HOLTZER, DAVID MICHAEL	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
HOLTZER, DAVID MICHAEL	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
HOLTZER, DAVID MICHAEL	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
HOLTZER, DAVID MICHAEL	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
HOLTZER, DAVID MICHAEL	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
HOLTZER, DAVID MICHAEL	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
HOLTZER, DAVID MICHAEL	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
HONKUS, TINA MARIE	I	VICE-PRESIDENT, LICENSING AND REGISTRATION	NA	Control
HONKUS, TINA MARIE	I	VICE-PRESIDENT, LICENSING AND REGISTRATION	NA	Control
HONKUS, TINA MARIE	I	VICE-PRESIDENT, LICENSING AND REGISTRATION	NA	Control
HUTNER, LAURA ALINE	I	VICE PRESIDENT	NA	Control
HUTNER, LAURA ALINE	I	VICE PRESIDENT	NA	Control
HUTNER, LAURA ALINE	I	VICE PRESIDENT	NA	Control
HUTNER, LAURA ALINE	I	VICE PRESIDENT	NA	Control
HUTNER, LAURA ALINE	I	VICE PRESIDENT	NA	Control
HUTNER, LAURA ALINE	I	VICE PRESIDENT	NA	Control
HUTNER, LAURA ALINE	I	VICE PRESIDENT	NA	Control
ISMAIL, RASHID	I	PRESIDENT AND CHAIRMAN	NA	Control
ISMAIL, RASHID	I	PRESIDENT AND CHAIRMAN	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
KAPLAN, DONALD ROY	I	CHIEF COMPLIANCE OFFICER, BROKER DEALER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LACEK, MICHAEL J	I	CHIEF LEGAL OFFICER	NA	Control
LAPIANA, PAUL ANTHONY	I	SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	SENIOR VICE-PRESIDENT INDIVIDUAL DISTRIBUTION	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LAPIANA, PAUL ANTHONY	I	DIRECTOR	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	NA	Control
LOGUE, JOANNE ELIZABETH	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT, CEO AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT, CEO AND DIRECTOR	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	PRESIDENT	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARKHAM, CRAIG WILLIAM	I	CHIEF OPERATING OFFICER	NA	Control
MARTINEZ, JOHN GREGORY	I	CHIEF FINANCIAL OFFICER	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL AND OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	CHIEF FINANCIAL OFFICER	NA	Control
MARTINEZ, JOHN GREGORY	I	CHIEF FINANCIAL OFFICER	NA	Control
MARTINEZ, JOHN GREGORY	I	CHIEF FINANCIAL OFFICER	NA	Control
MARTINEZ, JOHN GREGORY	I	CHIEF FINANCIAL OFFICER	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	CHIEF FINANCIAL OFFICER	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MARTINEZ, JOHN GREGORY	I	VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL	NA	Control
MCCONNELL, THOMAS WARREN	I	PRESIDENT, CEO, AND CHAIRMAN	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCDONNELL, EILEEN CLAIRE	I	DIRECTOR	NA	Control
MCKINNON, STEPHEN FRANCIS	I	ASSISTANT REGIONAL VICE PRESIDENT, EASTERN REGION	NA	Control
MINK, DAVID MYERS	I	CHIEF OPERATIONS OFFICER	NA	Control
MINK, DAVID MYERS	I	CHIEF OPERATIONS OFFICER	NA	Control
MINK, DAVID MYERS	I	CHIEF OPERATIONS OFFICER	NA	Control
MINK, DAVID MYERS	I	CHIEF OPERATIONS OFFICER	NA	Control
MURPHY, SEAN ANDREW	I	VICE-PRESIDENT	NA	Control
MURPHY, SEAN ANDREW	I	VICE-PRESIDENT	NA	Control
MURPHY, SEAN ANDREW	I	VICE-PRESIDENT	NA	Control
MURPHY, SEAN ANDREW	I	VICE-PRESIDENT	NA	Control
MURPHY, SEAN ANDREW	I	VICE-PRESIDENT	NA	Control
MURPHY, SEAN ANDREW	I	VICE-PRESIDENT	NA	Control
PERUZZI, JOHN LAWRENCE	I	VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	NA	Control
REGARD, PAUL ETIENNE	I	DIRECTOR OF ADVISORY PRODUCTS	NA	Control
REGARD, PAUL ETIENNE	I	DIRECTOR OF ADVISORY PRODUCTS	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
REYNOLDS, TYLA LYNN	I	SECRETARY	NA	Control
RICCIARDI, NANCY LOUISE	I	OPTIONS PRINCIPAL	NA	Control
RICCIARDI, NANCY LOUISE	I	OPTIONS PRINCIPAL	NA	Control
ROZEK, JONATHAN MARC	I	VICE PRESIDENT	NA	Control
STEIGERWALT, ERIC T.	I	TREASURER	NA	Control
STEIGERWALT, ERIC T.	I	TREASURER	NA	Control
STEIGERWALT, ERIC T.	I	TREASURER	NA	Control
STEIGERWALT, ERIC T.	I	TREASURER	NA	Control
TOLAND, MICHAEL EDWARD	I	VICE PRESIDENT, CCO, AND TREASURER	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TOPPETA, WILLIAM JOHN	I	MEMBER OF THE BOARD AND DIRECTOR	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
TORRES, ISAAC	I	SECRETARY	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
VIETRI, MICHAEL JOSEPH	I	EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR	NA	Control
WELIKSON, JEFFREY A	I	SECRETARY	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
WILLIAMSON, ANTHONY JAMES	I	TREASURER	NA	Control
NEW ENGLAND LIFE HOLDINGS, INC.	DE	SHAREHOLDER	E	Control
NEW ENGLAND LIFE HOLDINGS, INC.	DE	SHAREHOLDER	E	Control
NEW ENGLAND LIFE HOLDINGS, INC.	DE	SHAREHOLDER	E	Control
NEW ENGLAND LIFE HOLDINGS, INC.	DE	SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	100% SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
METLIFE NEW ENGLAND HOLDINGS, INC. ("MNEHI")	DE	NELICO	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METLIFE, INC.	DE	METROPOLITAN LIFE INSURANCE COMPANY	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	MNEHI	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
METROPOLITAN LIFE INSURANCE COMPANY ("METLIFE")	DE	NELICO	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	NEW ENGLAND LIFE HOLDINGS, INC.	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	NEW ENGLAND LIFE HOLDINGS, INC.	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	NEW ENGLAND LIFE HOLDINGS, INC.	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	NEW ENGLAND LIFE HOLDINGS, INC.	E	Control
NEW ENGLAND LIFE INSURANCE COMPANY ("NELICO" OR "NEW ENGLAND FINANCIAL")	DE	NEW ENGLAND LIFE HOLDINGS, INC.	E	Control

Registrations

Federal

Dec 23, 2014 REGISTERED

Notice Filings (47)

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Address

1095 AVENUE OF THE AMERICAS
NEW YORK, NY 10036
United States

Phone: 212.578.0594