AMERIPRISE FINANCIAL SERVICES, LLC
CRD #6363 SEC #801-28543 MINNEAPOLIS, MN 612-671-3131
SEC Registered Broker-Dealer Disclosures
Total AUM
$564.6B
Discretionary
$294.9B
Employees
14,000
Clients
--
Accounts
2,281,153
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2025
- Branch Offices
- 157
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BARTYLLA, JASON SCOTT | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BERMAN, WALTER S | I | DIRECTOR | NA | Control |
| BOHLI, ROBERT LAWRENCE | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| BOHLI, ROBERT LAWRENCE | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| BOHLI, ROBERT LAWRENCE | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| BOHLI, ROBERT LAWRENCE | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CRACCHIOLO, JAMES MICHAEL | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| CURRAN, COLLEEN M | I | VP, EXECUTIVE REPRESENTATIVE & ASSISTANT GENERAL COUNSEL | NA | Control |
| CURRAN, COLLEEN M | I | VP, ASSISTANT GENERAL COUNSEL | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
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| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
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| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
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| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
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| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
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| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
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| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
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| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
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| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| DOREN, MITCHELL DAVID | I | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, JOSEPH DANIEL | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FLEWELLING, JAMES BOYD | I | GROUP VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | NA | Control |
| FRASER, BARBARA HELEN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | Control |
| FRASER, BARBARA HELEN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | Control |
| FRASER, BARBARA HELEN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | Control |
| FRASER, BARBARA HELEN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | Control |
| FRASER, BARBARA HELEN | I | EXECUTIVE VICE PRESIDENT - CHIEF MARKETING OFFICER | NA | Control |
| FRASER, BARBARA HELEN | I | EXECUTIVE VICE PRESIDENT - PRODUCTS AND CORPORATE MARKETING | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| FROUDE, DONALD E | I | PRESIDENT, CEO AND DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. | NA | Control |
| GIBBONS, DANIEL ARTHUR | I | SROP | NA | Control |
| GIBBONS, DANIEL ARTHUR | I | SROP | NA | Control |
| GIBBONS, DANIEL ARTHUR | I | SROP | NA | Control |
| GIBBONS, DANIEL ARTHUR | I | SROP | NA | Control |
| GIBBONS, DANIEL ARTHUR | I | SROP | NA | Control |
| GIBBONS, DANIEL ARTHUR | I | SROP | NA | Control |
| HALVORSON, DANIEL DEAN | I | SROP | NA | Control |
| HALVORSON, DANIEL DEAN | I | SROP | NA | Control |
| HALVORSON, DANIEL DEAN | I | SROP | NA | Control |
| HALVORSON, DANIEL DEAN | I | SROP | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, ELIZABETH ANN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HEATH, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT - ADVISOR GROUP | NA | Control |
| HUBERS, DAVID RAY | I | CHAIRMAN OF THE BOARD | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| JUNEK, JOHN CARL | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| KUMAGAI, STEVEN CRAIG | I | DIRECTOR | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LOFGREN, KURT WALKER | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - U.S. RETAIL DISTRIBUTION | NA | Control |
| LYNGSTAD, DIANE DEE | I | CFO AND VICE PRESIDENT - COMPENSATION AND LICENSING SERVCIES | NA | Control |
| LYNGSTAD, DIANE DEE | I | CFO AND VICE PRESIDENT - COMPENSATION AND LICENSING SERVCIES | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | SENIOR VICE PRESIDENT OF BUSINESS PLANNING AND OPERATIONS FOR US ADVISOR GROUP | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MAGLAQUE, CHARLES NEAL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER AWM | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MATTOX, MICHAEL SCOTT | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MURPHY, BARRY J | I | EXECUTIVE VICE PRESIDENT - RETAIL GROUP | NA | Control |
| MURPHY, BARRY J | I | EXECUTIVE VICE PRESIDENT - RETAIL GROUP | NA | Control |
| MURPHY, BARRY J | I | EXECUTIVE VICE PRESIDENT - RETAIL GROUP | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| O'CONNELL, PATRICK HUGH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, DOUGLAS JAMES | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | SENIOR VICE PRESIDENT - CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | SENIOR VICE PRESIDENT - CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | SENIOR VICE PRESIDENT - CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | SENIOR VICE PRESIDENT - CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | SENIOR VICE PRESIDENT - CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | SENIOR VICE PRESIDENT - CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | SENIOR VICE PRESIDENT - CHIEF FINANCIAL OFFICER | NA | Control |
| RIORDAN, MARK ALEXNDER | I | SENIOR VICE PRESIDENT - CHIEF FINANCIAL OFFICER | NA | Control |
| ROLOFF, REBECCA KOENIG | I | SENIOR VICE PRESIDENT - GLOBAL FINANCIAL SERVICES | NA | Control |
| ROLOFF, REBECCA KOENIG | I | SENIOR VICE PRESIDENT - GLOBAL FINANCIAL SERVICES | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHERMAN, JEFFREY JOSEPH | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CONTROLLER | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | DIRECTOR, SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | DIRECTOR, SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | DIRECTOR, SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | DIRECTOR, SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SCHWARZMANN, MARK EDWARD | I | DIRECTOR, SENIOR VICE PRESIDENT - INSURANCE AND ANNUITIES | NA | Control |
| SEDLACEK, STUART ALAN | I | CFO | NA | Control |
| SENNE, ANN MARIE | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | NA | Control |
| SENNE, ANN MARIE | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | NA | Control |
| SENNE, ANN MARIE | I | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICE | NA | Control |
| SHARAN, KIM MICHELE | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICE | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT - FINANCIAL PLANNING AND WEALTH STRATEGIES, CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| SHARAN, KIM MICHELE | I | PRESIDENT, FINANCIAL PLANNING, RETIREMENT & WEALTH STRATEGIES AND CHIEF MARKETING OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | ACTING CFO | NA | Control |
| STEWART, DAVID KENT | I | ACTING CFO | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | ACTING CFO | NA | Control |
| STEWART, DAVID KENT | I | ACTING CFO | NA | Control |
| STEWART, DAVID KENT | I | ACTING CFO | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | ACTING CFO | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEWART, DAVID KENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, FINANCIAL PLANNING, PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, FINANCIAL PLANNING, PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, FINANCIAL PLANNING, PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, FINANCIAL PLANNING, PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, FINANCIAL PLANNING, PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, FINANCIAL PLANNING, PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER - US BROKERAGE AND MEMBERSHIP BANKING | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, PRESIDENT - FINANCIAL PLANNING PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, FINANCIAL PLANNING, PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. AND PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. AND PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. AND PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. AND PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR, PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, ADVICE & WEALTH MANAGEMENT PRODUCTS AND SERVICE DELIVERY | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. AND PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. AND PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. AND PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | DIRECTOR OF AMERIPRISE FINANCIAL SERVICES, INC. AND PRESIDENT, ADVICE AND WEALTH MANAGEMENT PRODUCTS AND SERVICES | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOSEPH EDWARD | I | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| TRUSCOTT, WILLIAM FREDERICK | I | CIO | NA | Control |
| WEIMER, BETH ELLEN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - ASSET MANAGEMENT AND INSURANCE | NA | Control |
| WEIMER, BETH ELLEN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - ASSET MANAGEMENT AND INSURANCE | NA | Control |
| WEIMER, BETH ELLEN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - ASSET MANAGEMENT AND INSURANCE | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - ASSET MANAGEMENT AND INSURANCE | NA | Control |
| WEIMER, BETH ELLEN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - ASSET MANAGEMENT AND INSURANCE | NA | Control |
| WEIMER, BETH ELLEN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER - ASSET MANAGEMENT AND INSURANCE | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEIMER, BETH ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILLIAMS, WILLIAM JERRYL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| WILSON THISSEN, KAREN MS. | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING CORPORATION | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
| AMPF HOLDING, LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS FINANCIAL CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | AMPF HOLDING, LLC | E | Control |
Registrations
Federal
IA
Sep 26, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
901 3RD AVENUE SOUTHMINNEAPOLIS, MN 55402
United States
Phone: 612-671-3131