UBS FINANCIAL SERVICES INC.
CRD #8174 SEC #801-7163 WEEHAWKEN, NJ 201-352-3000
SEC Registered Broker-Dealer Disclosures
Total AUM
$808.8B
Discretionary
$356.7B
Employees
12,629
Clients
--
Accounts
1,134,923
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 13, 2025
- Branch Offices
- 369
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANYAI, GERALDINE GRACE | I | CORPORATE SECRETARY | NA | |
| BANYAI, GERALDINE GRACE | I | CORPORATE SECRETARY | NA | |
| BANYAI, GERALDINE GRACE | I | CORPORATE SECRETARY | NA | |
| BANYAI, GERALDINE GRACE | I | CORPORATE SECRETARY | NA | |
| BANYAI, GERALDINE L | I | CORPORATE SECRETARY | NA | |
| BANYAI, GERALDINE L | I | CORPORATE SECRETARY | NA | |
| BANYAI, GERALDINE L | I | CORPORATE SECRETARY | NA | |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BERKERY, ROSEMARY THERESA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| BROWN, JOHN J. | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| CALDER, TRACY ELLEN | I | DIRECTOR OF COMPLIANCE | NA | |
| CALDER, TRACY ELLEN | I | DIRECTOR OF COMPLIANCE | NA | |
| CALDER, TRACY ELLEN | I | DIRECTOR OF COMPLIANCE | NA | |
| CALDER, TRACY ELLEN | I | DIRECTOR OF COMPLIANCE | NA | |
| CALDER, TRACY ELLEN | I | DIRECTOR OF COMPLIANCE | NA | |
| CALDER, TRACY ELLEN | I | DIRECTOR OF COMPLIANCE | NA | |
| CAMACHO, MICHAEL ALAN | I | PRESIDENT | NA | Control |
| CAMACHO, MICHAEL ALAN | I | PRESIDENT | NA | Control |
| CAMACHO, MICHAEL ALAN | I | PRESIDENT | NA | Control |
| CAMERON, LUZIUS MARTIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| CAMERON, LUZIUS MARTIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| CAMERON, LUZIUS MARTIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| CAMERON, LUZIUS MARTIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| CAMERON, LUZIUS MARTIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | DIRECTOR | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHANDLER, JASON RICHARD | I | PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO | NA | |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| CHERSI, ROBERT JOSEPH | I | CFO, EXECUTIVE VICE PRESIDENT | NA | |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COCHRAN, DANIEL C | I | DIRECTOR, COO AND EXECUTIVE COMMITTEE WEALTH MANAGEMENT AMERICAS | NA | Control |
| COSTAS, JOHN PETER | I | DIRECTOR | NA | Control |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| CROWL, MICHAEL LEE | I | GENERAL COUNSEL WEALTH MANAGEMENT AMERICAS, GROUP MANAGING DIRECTOR | NA | |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DALBY, T.JOHN | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| DAVIS, MICHAEL JAMES | I | CROP | NA | Control |
| DAVIS, MICHAEL JAMES | I | CROP | NA | Control |
| DAVIS, MICHAEL JAMES | I | CROP | NA | Control |
| DAVIS, MICHAEL JAMES | I | CROP | NA | Control |
| DAVIS, MICHAEL JAMES | I | CROP | NA | Control |
| DAVIS, MICHAEL JAMES | I | CROP | NA | Control |
| DEAL, LANCE WALTER | I | CHIEF FINANCIAL OFFICER | NA | |
| DEAL, LANCE WALTER | I | CHIEF FINANCIAL OFFICER | NA | |
| DEAL, LANCE WALTER | I | CHIEF FINANCIAL OFFICER | NA | |
| DEAL, LANCE WALTER | I | CHIEF FINANCIAL OFFICER | NA | |
| DEAL, LANCE WALTER | I | CHIEF FINANCIAL OFFICER | NA | |
| DOLAN, REGINA ANN | I | DIRECTOR | NA | Control |
| DUGAN, KRISTEN MICHELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUGAN, KRISTEN MICHELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUGAN, KRISTEN MICHELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUGAN, KRISTEN MICHELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUGAN, KRISTEN MICHELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| EISENBERG, JONATHAN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FAINSBERT, AMY E | I | CHIEF FINANCIAL OFFICER | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FRANCOMANO, LISA M. | I | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FREY, WILLIAM PATRICK | I | CHIEF FINANCIAL OFFICER | NA | |
| FRIMMEL, DIANE | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | Control |
| FRIMMEL, DIANE | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | Control |
| FRIMMEL, DIANE | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | Control |
| FRIMMEL, DIANE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| FRIMMEL, DIANE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| FRIMMEL, DIANE | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | Control |
| FRIMMEL, DIANE | I | DIRECTOR, DIRECTOR OF OPERATIONS | NA | Control |
| FRIMMEL, DIANE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| FRIMMEL, DIANE | I | DIRECTOR, MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| FRIMMEL, DIANE | I | DIRECTOR, MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| FRIMMEL, DIANE | I | DIRECTOR | NA | Control |
| FRIMMEL, DIANE | I | DIRECTOR | NA | Control |
| FRIMMEL, DIANE | I | DIRECTOR | NA | Control |
| FRIMMEL, DIANE | I | COO | NA | |
| FRIMMEL, DIANE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| FRIMMEL, DIANE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | |
| FRIMMEL, DIANE | I | COO, EXECUTIVE VICE PRESIDENT | NA | |
| GIACALONE, THOMAS A. | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| GIACALONE, THOMAS A. | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| GRANO, JOSEPH JOHN JR | I | DIRECTOR, CHAIRMAN | NA | Control |
| GRANO, JOSEPH JOHN JR | I | DIRECTOR, CHAIRMAN | NA | Control |
| GRANO, JOSEPH JOHN JR | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| GRANO, JOSEPH JOHN JR | I | DIRECTOR, CHAIRMAN | NA | Control |
| GRANO, JOSEPH JOHN JR | I | DIRECTOR, CHAIRMAN | NA | Control |
| GRANO, JOSEPH JOHN JR | I | DIRECTOR, CHAIRMAN, AND CEO | NA | Control |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDELSMAN, SHARYN J | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANNASCH, JOHN BERNARD | I | DIRECTOR, MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HANNASCH, JOHN BERNARD | I | DIRECTOR, MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HASSAN, NAUREEN FATIMA | I | CHAIRMAN | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HATCH, PAUL MARTIN | I | DIRECTOR | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO, DIRECTOR | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO, DIRECTOR | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO, DIRECTOR | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO, DIRECTOR | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO, DIRECTOR | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | INTERIM CHAIRMAN & CEO-UBS GLOBAL WM&BB, MEMBER OF THE GEB | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | INTERIM CHAIRMAN & CEO-UBS GLOBAL WM&BB, MEMBER OF THE GEB | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO, DIRECTOR | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO, DIRECTOR | NA | Control |
| HOEKSTRA, MARTEN SYBREN | I | CEO, DIRECTOR | NA | Control |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HOLLOWELL, THOMAS DOUGLAS | I | GENERAL COUNSEL | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HUFF, ARTHUR JAMES | I | CROP | NA | |
| HULL, BRIAN PATRICK | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| HULL, BRIAN PATRICK | I | PRESIDENT | NA | Control |
| JANICK, HERBERT F | I | GENERAL COUNSEL | NA | |
| JANICK, HERBERT F III | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| JANICK, HERBERT F III | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| KAROFSKY, ROBERT BROOKS | I | CO-PRESIDENT GWM AND PRESIDENT UBS AMERICAS | NA | Control |
| KAROFSKY, ROBERT BROOKS | I | CO-PRESIDENT GWM AND PRESIDENT UBS AMERICAS | NA | Control |
| KAROFSKY, ROBERT BROOKS | I | CO-PRESIDENT GWM AND PRESIDENT UBS AMERICAS | NA | Control |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| KING, TAMBRA SUZANNE | I | CORPORATE SECRETARY | NA | |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNCH, KATHLEEN B | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT EXECUTIVE COMMITTEE, COO | NA | Control |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| LYNN, EDWARD CHARLES | I | SROP | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTONE, RALPH | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MATTUS, STEVEN VINCENT | I | DIRECTOR | NA | Control |
| MCCANN, ROBERT J | I | CEO UBSFS, HEAD OF WM AMERICAS BUSINESS DIVISION, MEMBER OF UBS AG GROUP EXECUTIVE BOARD | NA | Control |
| MCCANN, ROBERT J | I | CEO UBSFS, HEAD OF WM AMERICAS BUSINESS DIVISION, MEMBER OF UBS AG GROUP EXECUTIVE BOARD | NA | Control |
| MCCANN, ROBERT J | I | CEO UBSFS, HEAD OF WM AMERICAS BUSINESS DIVISION, MEMBER OF UBS AG GROUP EXECUTIVE BOARD | NA | Control |
| MCCANN, ROBERT J | I | CEO UBSFS, HEAD OF WM AMERICAS BUSINESS DIVISION, MEMBER OF UBS AG GROUP EXECUTIVE BOARD | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCCANN, ROBERT J | I | CHAIRMAN UBS FINANCIAL SERVICES INC;CEO UBS GROUP AMERICAS | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MCDERMOTT, JOHN JEROME III | I | DIRECTOR | NA | Control |
| MEYER, EUGENE ALLEN | I | CCO | NA | |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD | I | DIRECTOR | NA | Control |
| MOZER, PETER | I | MANAGING DIRECTOR | NA | |
| MOZER, PETER | I | MANAGING DIRECTOR | NA | |
| MOZER, PETER | I | MANAGING DIRECTOR | NA | |
| MULHOLLAND, ROBERT | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MULHOLLAND, ROBERT | I | PRESIDENT & CEO UBS FINANCIAL SERVICES INC, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUNFA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NARATIL, THOMAS | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| NARATIL, THOMAS | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| NARATIL, THOMAS | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS | I | CHAIRMAN UBS FINANCIAL SERVICES INC | NA | Control |
| NARATIL, THOMAS CHRISTOPHER | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| NARATIL, THOMAS CHRISTOPHER | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| NARATIL, THOMAS CHRISTOPHER | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| NARATIL, THOMAS CHRISTOPHER | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| NARATIL, THOMAS CHRISTOPHER | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| NARCY, HELENE | I | CHIEF FINANCIAL OFFICER | NA | |
| NARCY, HELENE | I | CHIEF FINANCIAL OFFICER | NA | |
| NARCY, HELENE | I | CHIEF FINANCIAL OFFICER | NA | |
| NARCY, HELENE | I | CHIEF FINANCIAL OFFICER | NA | |
| NARCY, HELENE | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| NARCY, HELENE | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| NEWCOMB, CATHERINE ANN | I | MANAGING DIRECTOR | NA | |
| OLSEN, EDVARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| OLSEN, EDVARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| OLSEN, EDVARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| OLSEN, EDVARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| PIERCE, JAMES MADIGAN | I | EXECUTIVE COMMITTEE MEMBERS | NA | Control |
| PIERCE, JAMES MADIGAN | I | EXECUTIVE COMMITTEE MEMBERS | NA | Control |
| PIERCE, JAMES MADIGAN | I | EXECUTIVE COMMITTEE MEMBERS | NA | Control |
| PIERCE, JAMES MADIGAN | I | EXECUTIVE COMMITTEE MEMBERS | NA | Control |
| PIERCE, JAMES MADIGAN | I | EXECUTIVE COMMITTEE MEMBERS | NA | Control |
| PIERCE, JAMES MADIGAN | I | MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| PIERCE, JAMES MADIGAN | I | EXECUTIVE COMMITTEE MEMBERS | NA | Control |
| PIERCE, JAMES MADIGAN | I | EXECUTIVE COMMITTEE MEMBERS | NA | Control |
| PIERCE, JAMES MADIGAN | I | EXECUTIVE COMMITTEE MEMBERS | NA | Control |
| PLUCHINO, FRANK SAL | I | CHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESS | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE, MANAGING DIRECTOR | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE, MANAGING DIRECTOR | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE | NA | |
| POLANIN, JOHN JR | I | DIRECTOR OF COMPLIANCE | NA | |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| POLITO, PAULA DELIA | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| PRICE, JAMES DALE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PRICE, JAMES DALE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PRICE, JAMES DALE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PRICE, JAMES DALE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| PRICE, JAMES DALE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| PRICE, JAMES DALE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PRICE, JAMES DALE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PRICE, JAMES DALE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| PRICE, JAMES DALE | I | DIRECTOR, MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| PRICE, JAMES DALE | I | DIRECTOR, MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| PRICE, JAMES DALE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PRICE, JAMES DALE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PRICE, JAMES DALE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| PRICE, JAMES DALE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| PRICE, JAMES DALE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| PRICE, JAMES DALE | I | DIRECTOR | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIMIANO, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADFORD, LARRY DEXTER | I | SOUTHWESTERN REGIONAL DIRECTOR | NA | Control |
| RADFORD, LARRY DEXTER | I | SOUTHWESTERN REGIONAL DIRECTOR | NA | Control |
| RADFORD, LARRY DEXTER | I | SOUTHWESTERN REGIONAL DIRECTOR | NA | Control |
| RADFORD, LARRY DEXTER | I | SOUTHWESTERN REGIONAL DIRECTOR | NA | Control |
| RADFORD, LARRY DEXTER | I | SOUTHWESTERN REGIONAL DIRECTOR | NA | Control |
| RADFORD, LARRY DEXTER | I | SOUTHWESTERN REGIONAL DIRECTOR | NA | Control |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SAKAI, KIYE | I | GENERAL COUNSEL | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANBORN, MARK WILSON | I | MANAGING DIRECTOR | NA | |
| SANDS, ANITA MARY | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SANDS, ANITA MARY | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SATLER, DAVID J | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SATLER, DAVID J | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SATLER, DAVID J | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SATLER, DAVID J | I | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SHELTON, MARK STEVEN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS THORNLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SILVER, ROBERT HILLEL | I | DIRECTOR, PRESIDENT AND COO | NA | Control |
| SILVER, ROBERT HILLEL | I | DIRECTOR, PRESIDENT AND COO | NA | Control |
| SILVER, ROBERT HILLEL | I | DIRECTOR | NA | Control |
| SILVER, ROBERT HILLEL | I | DIRECTOR, PRESIDENT AND COO | NA | Control |
| SILVER, ROBERT HILLEL | I | DIRECTOR, PRESIDENT AND COO | NA | Control |
| SILVER, ROBERT HILLEL | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SOMMA, JOSEPH | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| STADELMANN, ANTON K. F. | I | MEMBER OF THE WEALTH MANAGEMENT EXECUTIVE COMMITTEE | NA | Control |
| STIPP, PETER | I | HEAD OF OPERATIONS, MANAGING DIRECTOR | NA | |
| STIPP, PETER | I | HEAD OF OPERATIONS, MANAGING DIRECTOR | NA | |
| STIPP, PETER | I | HEAD OF OPERATIONS | NA | |
| STIPP, PETER | I | HEAD OF OPERATIONS | NA | |
| STIPP, PETER | I | HEAD OF OPERATIONS | NA | |
| SUTTON, MARK BRYAN | I | DIRECTOR, CEO | NA | Control |
| SUTTON, MARK BRYAN | I | DIRECTOR, CEO | NA | Control |
| SUTTON, MARK BRYAN | I | DIRECTOR | NA | Control |
| SUTTON, MARK BRYAN | I | DIRECTOR, CEO | NA | Control |
| SUTTON, MARK BRYAN | I | DIRECTOR, CEO | NA | Control |
| SUTTON, MARK BRYAN | I | DIRECTOR, PRESIDENT | NA | Control |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TAYLOR, BRENT HENRICKSEN | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| TOWNLEY, KENNETH M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH M | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR, MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR, MEMBER OF THE WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WEISBERG, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| ZOLL, DAVID LAWRENCE | I | DIRECTOR | NA | Control |
| ZOLL, DAVID LAWRENCE | I | DIRECTOR | NA | Control |
| ZOLL, DAVID LAWRENCE | I | DIRECTOR | NA | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AG | FE | UBS AMERICAS HOLDING LLC | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
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