LPL ENTERPRISE, LLC
CRD #8733 SEC #801-130883 FORT MILL, SC 704-733-3300
SEC Registered Broker-Dealer Disclosures
Total AUM
$18.9B
Discretionary
$18.9B
Employees
4,650
Clients
--
Accounts
114,002
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 24, 2025
- Branch Offices
- 1075
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| HORAN-ADAMS, KIRBY LEPAK | I | CHIEF EXECUTIVE OFFICER. PRESIDENT | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MALFITANO, STEVEN THOMAS | I | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | NA | Control |
| MORRISON, STEVEN | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| MORRISON, STEVEN PHILIP | I | SECRETARY | NA | |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, RICHARD STEVEN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| LPL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LPL FINANCIAL HOLDINGS INC. | DE | LPL HOLDINGS, INC. | E | Control |
| LPL FINANCIAL HOLDINGS INC. | DE | LPL HOLDINGS, INC. | E | Control |
| LPL FINANCIAL HOLDINGS INC. | DE | LPL HOLDINGS, INC. | E | Control |
| LPL FINANCIAL HOLDINGS INC. | DE | LPL HOLDINGS, INC. | E | Control |
| LPL FINANCIAL HOLDINGS INC. | DE | LPL HOLDINGS, INC. | E | Control |
| LPL FINANCIAL HOLDINGS INC. | DE | LPL HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Dec 24, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1055 LPL WAYFORT MILL, SC 29715
United States
Phone: 704-733-3300