RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
MACQUARIE BANK LTD SYDNEY, Australia 8 $223.1B
MAREX PRIME SERVICES LIMITED LONDON, United Kingdom 8 $2B
MORGAN STANLEY BANK, N.A SALT LAKE CITY, Utah, United States 8 $21.8B
RAYMOND JAMES BANK ST. PETERSBURG, Florida, United States 8 $1.8B
STANDARD CHARTERED BANK PLC LONDON, United Kingdom 8 $612.3B
STATE STREET INTERNATIONAL GMBH, LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg 8 $663.6M
THE BANK OF NOVA SCOTIA, HOUSTON BRANCH HOUSTON, Texas, United States 8 $618.3B
US BANK GLOBAL FUND SERVICE JERSEY CITY, New Jersey, United States 8 $914.5M
VISION FINANCIAL MARKETS LLC STAMFORD, Oregon, United States 8 $481.8M
CANTOR FITZGERALD EUROPE LONDON, United Kingdom 7 $1.7B
DEUTSCHE BANK AG, ACTING THROUGH ITS LONDON BRANCH SINGAPORE, United Kingdom 7 $7.1B
HSBC BANK (USA) N.A. NEW YORK, New York, United States 7 $7.6B
J.P. MORGAN MARKETS LIMITED NEW YORK, New York, United States 7 $1.3B
MACQUARIE PRIVATE WEALTH CORP CALGARY, ALBERTA, Canada 7 $1B
NEWEDGE USA, LLC NEW YORK, New York, United States 7 $280.3M
ODEON CAPITAL GROUP LLC NEW YORK, New York, United States 7 $304M
RICHARDSON GMP (USA) CORP. CALGARY, ALBERTA, Canada 7 $369.8M
UOB KAY HIAN PTE LTD SINGAPORE, Singapore 7 $1B
WESTERN INTERNATIONAL SECURITIES, INC. PASADENA, California, United States 7 $681.3M
WINTRUST INVESTMENTS LLC CHICAGO, Illinois, United States 7 $3.5B
BANK OF AMERICA CORPORATION WILMINGTON, Delaware, United States 6 $179B
BANK OF AMERICA SECURITIES, INC. (FORMERLY MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED) NEW YORK, New York, United States 6 $595B
BNP PARIBAS (LONDON) BRANCH LONDON, United Kingdom 6 $1.8B
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LTD/IRELAND DUBLIN, Ireland 6 $43.1B
BNP PARIBAS SA/NEW YORK NEW YORK, New York, United States 6 $43.1B