RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
FALCONX DELTA, INC. SAN MATEO, California, United States 3 $53.3M
FIRST CLEARING, LLC DALLAS, Texas, United States 3 $28M
FIRSTRAND BANK LIMITED SANDTON, South Africa 3 $418.7M
GALAXY DIGITAL PARTNERS LLC NEW YORK, New York, United States 3 $691M
GUOTAI JUNAN SECURITIES CO.,LTD. JINAN, China 3 $531.1M
HSBC BANK PLC ("HSBC") LONDON, United Kingdom 3 $231.9B
HSBC LIMITED MUMBAI, India 3 $456.7M
IG MARKETS LIMITED LONDON, United Kingdom 3 $245.9M
J.P MORGAN SECURITIES NEW YORK, New York, United States 3 $332.3M
J.P MORGAN SECURITIES PLC LONDON, United Kingdom 3 $1.4B
J.P. MORGAN PRIVATE BANK NEW YORK, New York, United States 3 $706.8M
J.P. MORGAN SE FRANKFURT AM MAIN, Germany 3 $21.9B
J.P. MORGAN SECURITIES LLC ("JPMS") NEW YORK, New York, United States 3 $231.9B
JONES TRADING LLC SAN FRANCISCO, California, United States 3 $45.4M
JPMORGAN CHASE & CO. NEW YORK, New York, United States 3 $1.1B
KOREA INVESTMENT & SECURITIES CO. LTD SEOUL, Korea, South 3 $43M
KRAKEN (PAYWARD INC.) SAN FRANCISCO, California, United States 3 $1B
LEK SECURITIES CORPORATION NEW YORK, New York, United States 3 $70.3M
LPL FINANCIAL LLC SAN DIEGO, California, United States 3 $22.2M
MACQUARIE GROUP LIMITED SYDNEY, Australia 3 $1.7T
MERRIL LYNCH INTERNATIONAL LONDON, United Kingdom 3 $56M
MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED NEW YORK, New York, United States 3 $5.2B
MONEX CANADA INC. TORONTO, Canada 3 $4.8B
MORGAN STANLEY AND CO. INTERNATIONAL PLC LONDON, United Kingdom 3 $767.7B
MORGAN STANLEY AND CO INTERNALIONAL LONDON, United Kingdom 3 $21.4B