RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
NOMURA INTERNATIONAL PLC NEW YORK, New York, United States 103 $4.3T
CF SECURED, LLC NEW YORK, New York, United States 98 $1T
BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States 96 $3T
CITICORP SECURITIES SERVICES, INC. NEW YORK, New York, United States 96 $4.2T
SG AMERICAS SECURITIES, LLC PARIS, New York, United States 92 $2.8T
NATWEST MARKETS PLC NEW YORK, New York, United States 91 $1T
PRIME DEALER SERVICES CORP. NEW YORK, New York, United States 90 $245.5B
UBS FINANCIAL SERVICES INC. ZURICH, New York, United States 90 $70.5B
SOCIETE GENERALE PARIS, New York, United States 87 $994.8B
THE BANK OF NEW YORK MELLON NEW YORK CITY, New York, United States 82 $1T
BARCLAYS BANK, PLC - NEW YORK NEW YORK, New York, United States 78 $92.1B
ABN AMRO SECURITIES (USA) LLC NEW BRUNSWICK, New Jersey, United States 69 $2B
CIBC WORLD MARKETS CORP. WILMINGTON, New York, United States 68 $995.2B
APEX CLEARING CORPORATION DALLAS, Texas, United States 66 $2.5B
JPMORGAN CHASE BANK N.A. NEW YORK, New York, United States 65 $868.8B
BARCLAYS CAPITAL SECURITIES LIMITED NEW YORK, New York, United States 64 $3.5T
CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, New York, United States 60 $665.6B
UBS AG LONDON BRANCH SINGAPORE, United Kingdom 60 $61.9B
BANK OF MONTREAL TORONTO, Canada 59 $833.2B
J.P. MORGAN PRIME INC. NEW YORK, New York, United States 58 $1.1T
M. S. HOWELLS & CO. SCOTTSDALE, New York, United States 57 $1.6B
THE BANK OF NOVA SCOTIA TORONTO, Canada 55 $1.5T
CITIBANK N.A. NEW YORK, New York, United States 54 $1.9T
CREDIT SUISSE INTERNATIONAL NEW YORK, New York, United States 54 $851.1B
STANDARD CHARTERED BANK NEW YORK, New York, United States 54 $884.6B