RIA Intelligence

Private Fund Prime Brokers

Prime brokers serving SEC-reported private funds.

Name Location Funds Total GAV
SPROTT ASSET MANAGEMENT USA INC. CARLSBAD, California, United States 1 $69.1M
STANBIC IBTC BANK LAGOS, Nigeria 1 $212.7M
STANDARD CHARTERED BANK, LONDON BRANCH LONDON, United Kingdom 1 $897M
STATE STREET BANK GMBH AMSTERDAM, Netherlands 1 $616.9M
STONEX SECURITIES INC. BIRMINGHAM, Alabama, United States 1 $0
TD AMERITRADE CLEARING, INC. NEW YORK, New York, United States 1 $30.5M
THE BANK OF NEW YORK MELLON SA/NV LONDON BRANCH NEW YORK, New York, United States 1 $3.6B
THE TACHIBANA SECURITIES CO., LTD TOKYO, Japan 1 $72.6M
THE VANGUARD GROUP, INC. MALVERN, Pennsylvania, United States 1 $30.1M
TIGRESS FINANCIAL PARTNERS, LLC NEW YORK, New York, United States 1 $216.6M
TRACK DATA SECURITIES CORPORATION BROOKLYN, New York, United States 1 $30.2M
TRADE MONSTER CHICAGO, Illinois, United States 1 $0
TRADINGBLOCK CHICAGO, Illinois, United States 1 $50K
UBS AG (ACTING THROUGH ITS LONDON BRANCH) LONDON, United Kingdom 1 $1.5B
UBS AG (LONDON) LONDON, United Kingdom 1 $47M
UBS AG WEALTH MANAGEMENT HONG KONG, Hong Kong 1 $41.4M
UBS FUTURES CO. LIMITED SHANGHAI, China 1 $99.8K
UBS PRIME BROKERAGE SERVICES NEW YORK, New York, United States 1 $32.5M
UBS SECURITIES SAN FRANCISCO, California, United States 1 $154.6M
UBS SWITZERLAND ZURICH, Switzerland 1 $29.2M
UNICREDIT BANK AG BERLIN, Germany 1 $2.2M
USB AG, LONDON BRANCH LONDON, United Kingdom 1 $459.7M
VESTRA WEALTH LLP LONDON, United Kingdom 1 $27.3M
VICTOR SECURITIES, INC. ENGLEWOOD, New Jersey, United States 1 $1.2M
WELLS FARGO BROKERAGE SERVICES, L.L.C. NEW YORK, New York, United States 1 $3.6B