RIA Intelligence

WHN INVESTOR SERVICES, INC.

CRD #10046 SEC #801-39329 BROOKFIELD, WI 262-792-9001
SEC Registered
Total AUM
$14.5M
Discretionary
$14.5M
Employees
1
Clients
0
Accounts
22

Firm Details

Organization Type
Corporation
State of Formation
Wisconsin
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Jul 9, 2020
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NIEWOEHNER, WILLIAM HERBERTIDIRECTOR, PRESIDENT, SECRETARY AND TREASURERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control
NIEWOEHNER, WILLIAM, HERBERTIDIRECTOR, PRESIDENT, SECRETARY TREASURER AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jul 9, 2020 REGISTERED

Notice Filings (1)

WI

Address

300 N. CORPORATE DR.
SUITE 215
BROOKFIELD, WI 53045
United States
Phone: 262-792-9001