OGILVIE SECURITY ADVISORS CORPORATION
Legal name: OGILVIE SECURITY ADVISORS CORP
CRD #10105 SEC #801-44573 CHICAGO, IL 312-335-5476
SEC Registered Broker-Dealer
Total AUM
$2.5M
Discretionary
$595.8K
Employees
11
Clients
1
Accounts
12
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTOK, DANIEL CARL | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| BARTOK, DANIEL CARL | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| BARTOK, DANIEL CARL | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| BERBERICH, CAROL JOAN | I | FINANCIAL OPERATIONS PRINCIPAL/CHIEF FINANCIAL OFFICER | NA | |
| BERBERICH, CAROL JOAN | I | FINANCIAL OPERATIONS PRINCIPAL/CHIEF FINANCIAL OFFICER | NA | |
| DUKE, TERESA ANN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| DUKE, TERESA ANN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| DUKE, TERESA ANN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| DUKE, TERESA ANN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ELLIS, WILLIAM KEVIN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| HOAG, DEBRA ANN | I | VICE PRESIDENT/TREASURER | NA | |
| HOAG, DEBRA ANN | I | VICE PRESIDENT/TREASURER | NA | |
| HOAG, DEBRA ANN | I | VICE PRESIDENT/TREASURER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, GREGORY RALPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| OGILVIE, DONALD RICHARD | I | VICE PRESIDENT | E | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
| HOAG, DEBRA ANN | I | PRESIDENT/OWNER | B | Control |
Registrations
Federal
IA
Sep 25, 2012 REGISTERED
Notice Filings (43)
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Address
1 NORTH FRANKLIN STREETSUITE 3150
CHICAGO, IL 60606
United States
Phone: 312-335-5476