RIA Intelligence

MIDWESTERN SECURITIES TRADING COMPANY, LLC

Legal name: MIDWESTERN SECURITIES TRADING CO.,LLC

CRD #101080 SEC #801-77948 EAST PEORIA, IL 309-699-6786
SEC Registered Broker-Dealer
Total AUM
$1.6B
Discretionary
$850.4M
Employees
104
Clients
1
Accounts
10,329

AUM Over Time

DateNov 2025
Total AUM$1.6B
Discretionary$850.4M
Non-Disc.$777M
Employees104
Clients0
DateJun 2025
Total AUM$1.6B
Discretionary$850.4M
Non-Disc.$777M
Employees104
Clients0
DateMar 2025
Total AUM$1.6B
Discretionary$850.4M
Non-Disc.$777M
Employees104
Clients0
DateNov 2024
Total AUM$1.3B
Discretionary$615.8M
Non-Disc.$647.2M
Employees79
Clients0
DateAug 2024
Total AUM$1.3B
Discretionary$615.8M
Non-Disc.$647.2M
Employees79
Clients0
DateMar 2024
Total AUM$1.3B
Discretionary$615.8M
Non-Disc.$647.2M
Employees79
Clients0
DateFeb 2024
Total AUM$1B
Discretionary$482.6M
Non-Disc.$529.9M
Employees60
Clients0
DateJan 2024
Total AUM$1B
Discretionary$482.6M
Non-Disc.$529.9M
Employees60
Clients0
DateMay 2023
Total AUM$1B
Discretionary$482.6M
Non-Disc.$529.9M
Employees60
Clients0
DateMar 2023
Total AUM$1B
Discretionary$482.6M
Non-Disc.$529.9M
Employees60
Clients0
DateDec 2022
Total AUM$1.1B
Discretionary$358M
Non-Disc.$704.7M
Employees54
Clients0
DateMar 2022
Total AUM$1.1B
Discretionary$358M
Non-Disc.$704.7M
Employees54
Clients0
DateSep 2021
Total AUM$834M
Discretionary$376M
Non-Disc.$458M
Employees53
Clients0
DateMay 2021
Total AUM$834M
Discretionary$376M
Non-Disc.$458M
Employees53
Clients0
DateApr 2021
Total AUM$834M
Discretionary$376M
Non-Disc.$458M
Employees53
Clients0
DateMar 2021
Total AUM$834M
Discretionary$376M
Non-Disc.$458M
Employees53
Clients0
DateDec 2020
Total AUM$699M
Discretionary$335.5M
Non-Disc.$363.5M
Employees52
Clients0
DateSep 2020
Total AUM$699M
Discretionary$335.5M
Non-Disc.$363.5M
Employees52
Clients0
DateJun 2020
Total AUM$699M
Discretionary$335.5M
Non-Disc.$363.5M
Employees52
Clients0
DateMar 2020
Total AUM$699M
Discretionary$335.5M
Non-Disc.$363.5M
Employees52
Clients0
DateDec 2019
Total AUM$540.1M
Discretionary$204.1M
Non-Disc.$336M
Employees59
Clients0
DateSep 2019
Total AUM$540.1M
Discretionary$204.1M
Non-Disc.$336M
Employees59
Clients0
DateMay 2019
Total AUM$540.1M
Discretionary$204.1M
Non-Disc.$336M
Employees59
Clients0
DateApr 2019
Total AUM$540.1M
Discretionary$204.1M
Non-Disc.$336M
Employees59
Clients0
DateMar 2019
Total AUM$540.1M
Discretionary$204.1M
Non-Disc.$336M
Employees59
Clients0
DateFeb 2019
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateSep 2018
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateSep 2018
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateJul 2018
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateJun 2018
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateMay 2018
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateMar 2018
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateMar 2018
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateFeb 2018
Total AUM$417M
Discretionary$175M
Non-Disc.$242M
Employees49
Clients0
DateSep 2017
Total AUM$324M
Discretionary$141M
Non-Disc.$183M
Employees55
Clients1,600
DateJul 2017
Total AUM$324M
Discretionary$141M
Non-Disc.$183M
Employees55
Clients1,600
DateJul 2017
Total AUM$324M
Discretionary$141M
Non-Disc.$183M
Employees55
Clients1,600
DateJun 2017
Total AUM$324M
Discretionary$141M
Non-Disc.$183M
Employees55
Clients1,600
DateFeb 2017
Total AUM$324M
Discretionary$141M
Non-Disc.$183M
Employees55
Clients1,600
DateAug 2016
Total AUM$247M
Discretionary$85M
Non-Disc.$162M
Employees50
Clients1,400
DateAug 2016
Total AUM$247M
Discretionary$85M
Non-Disc.$162M
Employees50
Clients1,400
DateJul 2016
Total AUM$247M
Discretionary$85M
Non-Disc.$162M
Employees50
Clients1,400
DateJun 2016
Total AUM$247M
Discretionary$85M
Non-Disc.$162M
Employees50
Clients1,400
DateApr 2016
Total AUM$247M
Discretionary$85M
Non-Disc.$162M
Employees50
Clients1,400
DateMar 2016
Total AUM$247M
Discretionary$85M
Non-Disc.$162M
Employees50
Clients1,400
DateSep 2015
Total AUM$198M
Discretionary$47M
Non-Disc.$151M
Employees50
Clients900
DateAug 2015
Total AUM$198M
Discretionary$47M
Non-Disc.$151M
Employees50
Clients900
DateAug 2015
Total AUM$198M
Discretionary$47M
Non-Disc.$151M
Employees50
Clients900
DateMay 2015
Total AUM$198M
Discretionary$47M
Non-Disc.$151M
Employees50
Clients900
DateMay 2015
Total AUM$198M
Discretionary$47M
Non-Disc.$151M
Employees50
Clients900
DateApr 2015
Total AUM$198M
Discretionary$47M
Non-Disc.$151M
Employees50
Clients900
DateJan 2015
Total AUM$183M
Discretionary$39M
Non-Disc.$144M
Employees49
Clients900
DateDec 2014
Total AUM$152M
Discretionary$28M
Non-Disc.$124M
Employees49
Clients800
DateNov 2014
Total AUM$152M
Discretionary$28M
Non-Disc.$124M
Employees49
Clients800
DateNov 2014
Total AUM$152M
Discretionary$28M
Non-Disc.$124M
Employees49
Clients800
DateSep 2014
Total AUM$152M
Discretionary$28M
Non-Disc.$124M
Employees40
Clients800
DateAug 2014
Total AUM$152M
Discretionary$28M
Non-Disc.$124M
Employees40
Clients800
DateJul 2014
Total AUM$152M
Discretionary$28M
Non-Disc.$124M
Employees40
Clients800
DateMay 2014
Total AUM$132M
Discretionary$23M
Non-Disc.$109M
Employees40
Clients825
DateMar 2014
Total AUM$153M
Discretionary$12M
Non-Disc.$141M
Employees35
Clients800
DateFeb 2014
Total AUM$153M
Discretionary$12M
Non-Disc.$141M
Employees35
Clients800
DateJan 2014
Total AUM$153M
Discretionary$12M
Non-Disc.$141M
Employees35
Clients800
DateJan 2014
Total AUM$153M
Discretionary$12M
Non-Disc.$141M
Employees35
Clients800
DateNov 2013
Total AUM$117M
Discretionary$7M
Non-Disc.$110M
Employees35
Clients730
DateSep 2013
Total AUM$110M
Discretionary$6M
Non-Disc.$104M
Employees35
Clients700
DateJun 2013
Total AUM$110M
Discretionary$6M
Non-Disc.$104M
Employees35
Clients700
DateMay 2013
Total AUM$110M
Discretionary$6M
Non-Disc.$104M
Employees35
Clients700
DateMay 2013
Total AUM$110M
Discretionary$6M
Non-Disc.$104M
Employees35
Clients700
DateApr 2013
Total AUM$110M
Discretionary$6M
Non-Disc.$104M
Employees35
Clients700
DateApr 2013
Total AUM$110M
Discretionary$6M
Non-Disc.$104M
Employees35
Clients700
DateApr 2013
Total AUM$110M
Discretionary$6M
Non-Disc.$104M
Employees35
Clients700
DateApr 2013
Total AUM$110M
Discretionary$6M
Non-Disc.$104M
Employees35
Clients700