RIA Intelligence

WHARTON EQUITY CORPORATION

CRD #10170 SEC #801-61619 WAYNE, PA 610-293-1484
SEC Registered Broker-Dealer
Total AUM
$5M
Discretionary
$0
Employees
51
Clients
26
Accounts
45

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 13, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MORRISON, CHRISTINE FISECRETARYNA
MORRISON, CHRISTINE FISECRETARYNA
MORRISON, CHRISTINE FISECRETARYNA
MORRISON, MALCOLM ARTHURIPRESIDENTE Control
MORRISON, MALCOLM ARTHURIPRESIDENTE Control
MORRISON, MALCOLM ARTHURICHIEF COMPLIANCE OFFICERE Control
MORRISON, MALCOLM ARTHURIPRESIDENTE Control

Registrations

Federal

IA
Jan 13, 2005 REGISTERED

Notice Filings (1)

PA

Address

994 OLD EAGLE SCHOOL RD
SUITE 1020
WAYNE, PA 19087
USA
Phone: 610-293-1484