ADAMS, HARKNESS & HILL, INC.
CRD #1020 SEC #801- BOSTON, MA 617-371-3900
SEC Registered Broker-Dealer
Total AUM
$153.7M
Discretionary
$142.9M
Employees
51
Clients
0
Accounts
30
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 24, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, JOHN WESTON | I | CHAIRMAN OF THE BOARD | NA | Control |
| ANDERSON, J ERIC | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ANDERSON, J ERIC | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ANDERSON, J ERIC | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ANDERSON, J ERIC | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ANDERSON, J ERIC | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ANDERSON, J ERIC | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ANDERSON, J ERIC | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ANDERSON, J ERIC | I | DIRECTOR OF COMPLIANCE | NA | Control |
| CYCON, CYNTHIA ANN | I | ADVISORY DIRECTOR | NA | Control |
| CYCON, CYNTHIA ANN | I | MANAGING DIRECTOR | NA | Control |
| CYCON, CYNTHIA ANN | I | MANAGING DIRECTOR | NA | Control |
| DUNN, KEVIN JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| LANDON, RUSSELL WOODWORTH | I | MANAGING DIRECTOR | NA | Control |
| LANDON, RUSSELL WOODWORTH | I | MANAGING DIRECTOR | NA | Control |
| LANDON, RUSSELL WOODWORTH | I | MANAGING DIRECTOR | NA | Control |
| LANDON, RUSSELL WOODWORTH | I | MANAGING DIRECTOR | NA | Control |
| LEWIS, SHARON IRELAND | I | MANAGING DIRECTOR | NA | Control |
| LEWIS, SHARON IRELAND | I | MANAGING DIRECTOR | NA | Control |
| LEWIS, SHARON IRELAND | I | MANAGING DIRECTOR | NA | Control |
| MARSH, BENJAMIN ALAN | I | MANAGING DIRECTOR | NA | Control |
| MCMAHON, TIMOTHY JAMES | I | CEO, PRESIDENT | NA | Control |
| PATSKY, MATTHEW WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| PATSKY, MATTHEW WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| PATSKY, MATTHEW WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| PROUTY, ERIC ANDREW | I | MANAGING DIRECTOR | NA | Control |
| STEBBINS, THEODORE LEON | I | MANAGING DIRECTOR | NA | Control |
| TESORO, JOHN BARTHOLOMEW | I | MANAGING DIRECTOR | NA | Control |
| TESORO, JOHN BARTHOLOMEW | I | MANAGING DIRECTOR | NA | Control |
| TESORO, JOHN BARTHOLOMEW | I | MANAGING DIRECTOR | NA | Control |
| TESORO, JOHN BARTHOLOMEW | I | MANAGING DIRECTOR | NA | Control |
| TESORO, JOHN BARTHOLOMEW | I | MANAGING DIRECTOR | NA | Control |
| TESORO, JOHN BARTHOLOMEW | I | MANAGING DIRECTOR | NA | Control |
| TESORO, JOHN BARTHOLOMEW | I | MANAGING DIRECTOR | NA | Control |
| TUTTLE, KRIS WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| TUTTLE, KRIS WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| TUTTLE, KRIS WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| TUTTLE, KRIS WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| VILES, ANDREW FOSTER | I | CHIEF GENERAL COUNSEL | NA | Control |
| VILES, ANDREW FOSTER | I | CHIEF GENERAL COUNSEL | NA | Control |
| VILES, ANDREW FOSTER | I | CHIEF GENERAL COUNSEL | NA | Control |
| VILES, ANDREW FOSTER | I | CHIEF GENERAL COUNSEL | NA | Control |
| VILES, ANDREW FOSTER | I | CHIEF GENERAL COUNSEL | NA | Control |
| WOLF, FREDERICK LEWIS | I | ADVISORY DIRECTOR | NA | Control |
| WOLF, FREDERICK LEWIS | I | MANAGING DIRECTOR | NA | Control |
| WOLF, FREDERICK LEWIS | I | ADVISORY DIRECTOR | NA | Control |
| WOLF, FREDERICK LEWIS | I | MANAGING DIRECTOR | NA | Control |
| WOLF, FREDERICK LEWIS | I | MANAGING DIRECTOR | NA | Control |
| WOLF, FREDERICK LEWIS | I | MANAGING DIRECTOR | NA | Control |
| WOLF, FREDERICK LEWIS | I | MANAGING DIRECTOR | NA | Control |
| WOODWARD, ALLYN C JR | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| WOODWARD, ALLYN C JR | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| WOODWARD, ALLYN C JR | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ZAK, STEPHEN PETER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZAK, STEPHEN PETER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZAK, STEPHEN PETER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZAK, STEPHEN PETER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZAK, STEPHEN PETER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZAK, STEPHEN PETER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZAK, STEPHEN PETER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZAK, STEPHEN PETER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ADAMS HARKNESS FINANCIAL GROUP, INC. | DE | PARENT | E | Control |
| ADAMS, JOHN WESTON | I | CHAIRMAN OF THE BOARD | B | Control |
| ADAMS, JOHN WESTON | I | CHAIRMAN OF THE BOARD | B | Control |
| ADAMS, JOHN WESTON | I | CHAIRMAN OF THE BOARD | B | Control |
| ADAMS, JOHN WESTON | I | CHAIRMAN OF THE BOARD | B | Control |
| ADAMS, JOHN WESTON | I | CHAIRMAN OF THE BOARD | B | Control |
| ADAMS, JOHN WESTON | I | CHAIRMAN OF THE BOARD | B | Control |
| ADAMS, JOHN WESTON | I | CHAIRMAN OF THE BOARD | B | Control |
| CYCON, CYNTHIA ANN | I | MANAGING DIRECTOR | A | Control |
| CYCON, CYNTHIA ANN | I | MANAGING DIRECTOR | A | Control |
| FRANKEL, STEVEN BRUCE | I | MANAGING DIRECTOR | A | |
| FRANKEL, STEVEN BRUCE | I | MANAGING DIRECTOR | A | |
| MARSH, BENJAMIN ALAN | I | MANAGING DIRECTOR | A | Control |
| MARSH, BENJAMIN ALAN | I | MANAGING DIRECTOR | A | Control |
| MARSH, BENJAMIN ALAN | I | MANAGING DIRECTOR | A | Control |
| MARSH, BENJAMIN ALAN | I | MANAGING DIRECTOR | A | Control |
| MARSH, BENJAMIN ALAN | I | MANAGING DIRECTOR | A | Control |
| MARSH, BENJAMIN ALAN | I | MANAGING DIRECTOR | A | Control |
| MARSH, BENJAMIN ALAN | I | MANAGING DIRECTOR | A | Control |
| MCMAHON, TIMOTHY JAMES | I | CEO, PRESIDENT | A | Control |
| MCMAHON, TIMOTHY JAMES | I | CEO, PRESIDENT | A | Control |
| MCMAHON, TIMOTHY JAMES | I | CEO, PRESIDENT | A | Control |
| MCMAHON, TIMOTHY JAMES | I | CEO, PRESIDENT | A | Control |
| MCMAHON, TIMOTHY JAMES | I | CEO, PRESIDENT | A | Control |
| MCMAHON, TIMOTHY JAMES | I | CEO, PRESIDENT | A | Control |
| MCMAHON, TIMOTHY JAMES | I | CEO, PRESIDENT | A | Control |
| STEBBINS, THEODORE LEON | I | MANAGING DIRECTOR | A | Control |
| STEBBINS, THEODORE LEON | I | MANAGING DIRECTOR | A | Control |
| STEBBINS, THEODORE LEON | I | MANAGING DIRECTOR | A | Control |
| STEBBINS, THEODORE LEON | I | MANAGING DIRECTOR | A | Control |
| STEBBINS, THEODORE LEON | I | MANAGING DIRECTOR | A | Control |
| STEBBINS, THEODORE LEON | I | MANAGING DIRECTOR | A | Control |
| STEBBINS, THEODORE LEON | I | MANAGING DIRECTOR | A | Control |
| WELLS, HARRY ELWOOD III | I | ADVISORY DIRECTOR | A | Control |
| WELLS, HARRY ELWOOD III | I | MANAGING DIRECTOR | A | Control |
| WELLS, HARRY ELWOOD III | I | ADVISORY DIRECTOR | A | Control |
| WELLS, HARRY ELWOOD III | I | MANAGING DIRECTOR | A | Control |
| WELLS, HARRY ELWOOD III | I | MANAGING DIRECTOR | A | Control |
| WELLS, HARRY ELWOOD III | I | MANAGING DIRECTOR | A | Control |
| WELLS, HARRY ELWOOD III | I | MANAGING DIRECTOR | A | Control |
| WOODWARD, ALLYN C JR | I | MANAGING DIRECTOR | A | |
| WOODWARD, ALLYN C JR | I | MANAGING DIRECTOR | A |
Registrations
Federal
IA
Apr 24, 2002 REGISTERED
Notice Filings (7)
CT FL ME NH RI TX VT
Address
SIXTY STATE ST, STE 1200BOSTON, MA 02109-1803
USA
Phone: 617-371-3900