SPELMAN & CO., INC.
Legal name: SPELMAN & CO INC
CRD #10232 SEC #801-44714 PHOENIX, AZ 602 744 3000
SEC Registered Broker-Dealer
Total AUM
$110.9M
Discretionary
$5.5M
Employees
--
Clients
26
Accounts
1,531
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 21, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLEYER, JON DAVID | I | CROP | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| BOURDAMIS, SALLY HANSON | I | VICE PRESIDENT, BROKERAGE SERVICES | NA | |
| CANNON, JAMES RICHARD | I | PRESIDENT | NA | |
| CANNON, JAMES RICHARD | I | PRESIDENT | NA | |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CANNON, JAMES RICHARD | I | PRESIDENT | NA | |
| CANNON, JAMES RICHARD | I | PRESIDENT | NA | |
| CANNON, JAMES RICHARD | I | PRESIDENT,CEO,DIRECTOR | NA | Control |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAPRIOTTI, JACQUELYN MARIE | I | VICE PRESIDENT, VISION 2020 | NA | |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| CAVANAUGH, MARY LOUISE | I | DIRECTOR | NA | Control |
| COOK, CONSTANCE MILLER | I | MP | NA | |
| COOK, CONSTANCE MILLER | I | MP | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE | NA | |
| DENBY, SUSANNE MARIE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| DORFMAN, KENNETH PAUL | I | CROP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FIELDS, INGER WILSON | I | FINOP | NA | |
| FISCHER, DAVID ALLEN | I | SENIOR VICE PRESIDENT, RECRUITING | NA | Control |
| FISCHER, DAVID ALLEN | I | SENIOR VICE PRESIDENT, RECRUITING | NA | Control |
| FISCHER, DAVID ALLEN | I | SENIOR VICE PRESIDENT, RECRUITING | NA | Control |
| FISCHER, DAVID ALLEN | I | SENIOR VICE PRESIDENT, RECRUITING | NA | Control |
| FISCHER, DAVID ALLEN | I | SENIOR VICE PRESIDENT, RECRUITING | NA | Control |
| FISCHER, DAVID ALLEN | I | SENIOR VICE PRESIDENT, RECRUITING | NA | Control |
| FREEMAN, BRUCE TODD | I | ASSOCIATE VICE PRESIDENT, MUNICIPAL PRINCIPAL | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| GAUGHAN, BRIDGET MARY | I | DIRECTOR | NA | Control |
| GAUGHAN, BRIDGET MARY | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| HART, KEVIN JOHN | I | DIRECTOR | NA | |
| HART, KEVIN JOHN | I | BOARD OF DIRECTORS, (PRESIDENT & CEO OF SUNAMERICA FINANCIAL NETWORK, INC.) | NA | |
| HART, KEVIN JOHN | I | BOARD OF DIRECTORS, (PRESIDENT & CEO OF SUNAMERICA FINANCIAL NETWORK, INC.) | NA | |
| HART, KEVIN JOHN | I | BOARD OF DIRECTORS, (PRESIDENT & CEO OF SUNAMERICA FINANCIAL NETWORK, INC.) | NA | |
| HEISING, SCOTT ALLEN | I | FNOP/CFO, SEC | NA | |
| HEISING, SCOTT ALLEN | I | FNOP/CFO, SEC | NA | |
| HEISING, SCOTT ALLEN | I | FNOP/CFO, SEC | NA | |
| HEISING, SCOTT ALLEN | I | FNOP/CFO, SEC | NA | |
| KRAT, GARY WALDEN | I | DIRECTOR | NA | |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| KUBICA, LISA SUE | I | VP, SROP, MP | NA | |
| KUBICA, LISA SUE | I | VP, SROP, MP | NA | |
| KUBICA, LISA SUE | I | EXECUTIVE VICE PRESIDENT, SROP, MP | NA | Control |
| MCGUIRE, MELISA REASNER | I | EXECUTIVE VICE PRESIDENT | NA | |
| MCGUIRE, MELISA REASNER | I | EXECUTIVE VICE PRESIDENT | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MCREYNOLDS, MICHAEL RONALD | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| MORRISON, FRED LIEW | I | VICE PRESIDENT | NA | |
| MORRISON, FRED LIEW | I | VICE PRESIDENT | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| PARKER, RALPH JOEL | I | ASSISTANT VICE PRESIDENT, INSURANCE | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| RADFORD, CHRISTOPHER BLAKE | I | SENIOR VICE PRESIDENT, NATIONAL SALES | NA | |
| ROSE, FRANK ALEXANDER | I | ASST. VP SROP/CROP | NA | |
| ROSE, FRANK ALEXANDER | I | ASST. VP SROP/CROP | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | |
| ROTHSTEIN, STEVEN ELLIOT | I | DIRECTOR | NA | Control |
| ROTHSTEIN, STEVEN ELLIOT | I | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | NA | |
| SCHWARTZ, SETH HOWARD | I | CHIEF COMPLIANCE DIRECTOR, CCO | NA | |
| SCHWARTZ, SETH HOWARD | I | CHIEF COMPLIANCE DIRECTOR, CCO & CROP | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| SONCHIK, RITA LYNN | I | VICE PRESIDENT, ACCOUNTING | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STAUFFER, RALPH OWEN JR | I | VICE PRESIDENT, INFORMATION TECHNOLOGY | NA | |
| STUBBLEFIELD, DENNIS ARNOLD | I | DIRECTOR OF COMPLIANCE, CCO | NA | |
| STUBBLEFIELD, DENNIS ARNOLD | I | DIRECTOR OF COMPLIANCE, CCO | NA | |
| STUBBLEFIELD, DENNIS ARNOLD | I | GENERAL COUNSEL | NA | |
| STUBBLEFIELD, DENNIS ARNOLD | I | GENERAL COUNSEL | NA | |
| WOLTMAN, KAYE ALYCIA | I | VICE CHAIRMAN, DIRECTOR | NA | |
| WOLTMAN, KAYE ALYCIA | I | VICE CHAIRMAN, DIRECTOR | NA | |
| WOLTMAN, RICHARD PAUL | I | CHAIRMAN OF THE BOARD/CEO, DIRECTOR | NA | |
| WOLTMAN, RICHARD PAUL | I | CHAIRMAN OF THE BOARD/CEO, DIRECTOR | NA | |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| AIG ADVISOR GROUP, INC. | DE | OWNER | E | Control |
| SUNAMERICA FINANCIAL NETWORK, INC. | DE | OWNER | E | Control |
| SUNAMERICA FINANCIAL NETWORK, INC. | DE | OWNER | E | Control |
| SUNAMERICA FINANCIAL NETWORK, INC. | DE | OWNER | E | Control |
| SUNAMERICA FINANCIAL NETWORK, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA LIFE INSURANCE CO. | E | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA LIFE INSURANCE CO. | E | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA LIFE INSURANCE CO. | E | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA LIFE INSURANCE CO. | E | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA LIFE INSURANCE CO. | E | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA LIFE INSURANCE CO. | E | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA LIFE INSURANCE CO. | E | Control |
| AIG SUNAMERICA INC. | DE | SUNAMERICA INVESTMENTS, INC. | E | Control |
| AIG SUNAMERICA INC. | DE | SUNAMERICA INVESTMENTS, INC. | E | Control |
| AIG SUNAMERICA INC. | DE | SUNAMERICA INVESTMENTS, INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | SUNAMERICA INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | SUNAMERICA INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG RETIREMENT SERVICES, INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG SUNAMERICA INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG SUNAMERICA INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG SUNAMERICA INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG RETIREMENT SERVICES, INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG RETIREMENT SERVICES, INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG RETIREMENT SERVICES, INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG RETIREMENT SERVICES, INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG RETIREMENT SERVICES, INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | SUNAMERICA INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | SUNAMERICA INC. | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AIG RETIREMENT SERVICES, INC. | E | Control |
| SUNAMERICA INC. | DE | SUNAMERICA INVESTMENTS, INC. | E | Control |
| SUNAMERICA INC. | DE | SUNAMERICA INVESTMENTS, INC. | E | Control |
| SUNAMERICA INC. | DE | SUNAMERICA INVESTMENTS, INC. | E | Control |
| SUNAMERICA INC. | DE | SUNAMERICA INVESTMENTS, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | SUNAMERICA FINANCIAL NETWORK, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | SUNAMERICA FINANCIAL NETWORK, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | SUNAMERICA FINANCIAL NETWORK, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | SUNAMERICA FINANCIAL NETWORK, INC. | E | Control |
| SUNAMERICA INVESTMENTS, INC. | DE | AIG ADVISOR GROUP, INC. | E | Control |
| SUNAMERICA LIFE INSURANCE CO. | DE | SUNAMERICA INVESTMENTS INC. | D | Control |
| SUNAMERICA LIFE INSURANCE CO. | DE | SUNAMERICA INVESTMENTS INC. | D | Control |
| SUNAMERICA LIFE INSURANCE CO. | DE | SUNAMERICA INVESTMENTS INC. | D | Control |
| SUNAMERICA LIFE INSURANCE CO. | DE | SUNAMERICA INVESTMENTS INC. | D | Control |
| SUNAMERICA LIFE INSURANCE CO. | DE | SUNAMERICA INVESTMENTS INC. | D | Control |
| SUNAMERICA LIFE INSURANCE CO. | DE | SUNAMERICA INVESTMENTS INC. | D | Control |
| SUNAMERICA LIFE INSURANCE CO. | DE | SUNAMERICA INVESTMENTS INC. | D | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA INVESTMENTS, INC. | C | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA INVESTMENTS, INC. | C | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA INVESTMENTS, INC. | C | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA INVESTMENTS, INC. | C | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA INVESTMENTS, INC. | C | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA INVESTMENTS, INC. | C | Control |
| AIG RETIREMENT SERVICES, INC. | DE | SUNAMERICA INVESTMENTS, INC. | C | Control |
Registrations
Federal
IA
Jun 21, 2005 REGISTERED
Notice Filings (28)
AZ CA CO CT FL GA HI ID IL IN KS KY LA MD MI MO MT NC NE NJ NV OK SC TN TX UT WA WI
Address
2800 N CENTRAL AVESUITE 2100
PHOENIX, AZ 85004
USA
Phone: 602 744 3000