WESCORP INVESTMENT SERVICES, LLC
CRD #102420 SEC #801-60472 SAN DIMAS, CA 800-946-7378
SEC Registered Broker-Dealer
Total AUM
$257M
Discretionary
$0
Employees
5
Clients
--
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARAUJO, RONALD STEVEN | I | VICE PRESIDENT - INVESTMENT ADVISOR | NA | |
| ARAUJO, RONALD STEVEN | I | PRINCIPAL - INVESTMENT ADVISORY | NA | |
| ARAUJO, RONALD STEVEN | I | PRINCIPAL - INVESTMENT ADVISORY | NA | |
| ARAUJO, RONALD STEVEN | I | MANAGING PRINCIPAL | NA | Control |
| ARAUJO, RONALD STEVEN | I | PRINCIPAL - INVESTMENT ADVISORY | NA | |
| ARAUJO, RONALD STEVEN | I | PRINCIPAL - INVESTMENT ADVISORY | NA | |
| CLOHERTY, LAURA, JEAN | I | CHIEF FINANCIAL OFFICER | NA | |
| CLOHERTY, LAURA, JEAN | I | CHIEF FINANCIAL OFFICER | NA | |
| CLOHERTY, LAURA, JEAN | I | CHIEF FINANCIAL OFFICER | NA | |
| GLENN, LEAH ELIZABETH | I | COMPLIANCE OFFICER | NA | |
| HUESCH, DIETMAR | I | MANAGER | NA | |
| HUESCH, DIETMAR | I | MANAGER | NA | |
| HUESCH, DIETMAR | I | MANAGER | NA | |
| JOHNSTON, DWIGHT THOMAS | I | DESIGNATED PRINCIPAL | NA | Control |
| JOHNSTON, DWIGHT THOMAS | I | DES. PRINC. - BD/COMP. OFFICER - IA | NA | Control |
| JOHNSTON, DWIGHT THOMAS | I | DES. PRINC. - BD/COMP. OFFICER - IA | NA | Control |
| JOHNSTON, DWIGHT THOMAS | I | DES. PRINC. - BD/COMP. OFFICER - IA | NA | Control |
| JOHNSTON, DWIGHT THOMAS | I | DES. PRINC. - BD/COMP. OFFICER - IA | NA | Control |
| JOHNSTON, DWIGHT, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSTON, DWIGHT, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSTON, DWIGHT, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LANE, TODD M. | I | FINOP | NA | Control |
| LANE, TODD M. | I | FINOP | NA | Control |
| LANE, TODD M. | I | FINOP | NA | Control |
| LANE, TODD M. | I | FINOP | NA | Control |
| LANE, TODD M. | I | FINOP | NA | Control |
| LANE, TODD M. | I | FINOP | NA | Control |
| MORRIS, MATTHEW CHARLES III | I | PRINCIPAL | NA | Control |
| MORRIS, MATTHEW CHARLES III | I | PRINCIPAL | NA | Control |
| MORRIS, MATTHEW CHARLES III | I | PRINCIPAL | NA | Control |
| MORRIS, MATTHEW CHARLES III | I | PRINCIPAL | NA | Control |
| MORRIS, MATTHEW CHARLES III | I | PRINCIPAL | NA | Control |
| MORRIS, MATTHEW CHARLES III | I | PRINCIPAL | NA | Control |
| WESTERN CAPITAL CORPORATION | DE | MEMBER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | OWNER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | OWNER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | OWNER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | OWNER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | OWNER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | OWNER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | OWNER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | OWNER | E | Control |
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WESTERN CORPORATE FEDERAL CREDIT UNION | DE | WESTERN CAPITAL CORPORATION | E | Control |
Registrations
Federal
IA
Apr 30, 2002 REGISTERED
Notice Filings (8)
AZ CA FL HI NV OR TX WA
Address
924 OVERLAND COURTSAN DIMAS, CA 91773
USA
Phone: 800-946-7378