FOOTHILL SECURITIES, INC.
CRD #1027 SEC #801-57293 SANTA CLARA, CA 650-625-9701
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.2B
Discretionary
$837.4M
Employees
268
Clients
51
Accounts
6,953
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2016 | $1.2B | $837.4M | $320.4M | 268 | 6,953 |
| Jul 2016 | $1.2B | $837.4M | $320.4M | 268 | 6,953 |
| Jun 2016 | $1.2B | $837.4M | $320.4M | 268 | 6,953 |
| Mar 2016 | $1.2B | $837.4M | $320.4M | 268 | 6,953 |
| Mar 2016 | $911.8M | $586.9M | $324.9M | 261 | 4,704 |
| Jan 2016 | $911.8M | $586.9M | $324.9M | 261 | 4,704 |
| Oct 2015 | $911.8M | $586.9M | $324.9M | 261 | 4,704 |
| Aug 2015 | $911.8M | $586.9M | $324.9M | 261 | 4,704 |
| Mar 2015 | $911.8M | $586.9M | $324.9M | 261 | 4,704 |
| Feb 2015 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Jan 2015 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Jan 2015 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Dec 2014 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Dec 2014 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Nov 2014 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Oct 2014 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Aug 2014 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| May 2014 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Apr 2014 | $742.3M | $442.2M | $300.2M | 251 | 4,236 |
| Jul 2013 | $508.9M | $338.1M | $170.8M | 270 | 3,970 |
| May 2013 | $508.9M | $338.1M | $170.8M | 270 | 3,970 |
| Apr 2013 | $508.9M | $338.1M | $170.8M | 270 | 3,970 |
| May 2012 | $665.8M | $523.9M | $141.9M | 51 | 3,970 |
| Mar 2012 | $665.8M | $523.9M | $141.9M | 51 | 3,970 |
| Mar 2011 | $772.2M | $293.4M | $478.8M | 51 | -- |
| Sep 2010 | $845.7M | $239.6M | $606.1M | 51 | -- |
| Aug 2010 | $845.7M | $239.6M | $606.1M | 51 | -- |
| Apr 2010 | $845.7M | $239.6M | $606.1M | 51 | -- |
| Jan 2010 | $468.6M | $347.2M | $121.4M | 51 | -- |
| Sep 2009 | $468.6M | $347.2M | $121.4M | 51 | -- |
| Sep 2009 | $468.6M | $347.2M | $121.4M | 51 | -- |
| Jan 2008 | $250M | $0 | $250M | 51 | -- |
| Nov 2007 | $250M | $0 | $250M | 51 | -- |
| Aug 2007 | $250M | $0 | $250M | 51 | -- |
| Mar 2007 | $250M | $0 | $250M | 51 | -- |
| Mar 2006 | $235.4M | $0 | $235.4M | 51 | -- |
| Aug 2001 | $148.9M | $0 | $148.9M | 51 | -- |
| Jul 2001 | $148.9M | $0 | $148.9M | 51 | -- |
DateDec 2016
Total AUM$1.2B
Discretionary$837.4M
Non-Disc.$320.4M
Employees268
Clients6,953
DateJul 2016
Total AUM$1.2B
Discretionary$837.4M
Non-Disc.$320.4M
Employees268
Clients6,953
DateJun 2016
Total AUM$1.2B
Discretionary$837.4M
Non-Disc.$320.4M
Employees268
Clients6,953
DateMar 2016
Total AUM$1.2B
Discretionary$837.4M
Non-Disc.$320.4M
Employees268
Clients6,953
DateMar 2016
Total AUM$911.8M
Discretionary$586.9M
Non-Disc.$324.9M
Employees261
Clients4,704
DateJan 2016
Total AUM$911.8M
Discretionary$586.9M
Non-Disc.$324.9M
Employees261
Clients4,704
DateOct 2015
Total AUM$911.8M
Discretionary$586.9M
Non-Disc.$324.9M
Employees261
Clients4,704
DateAug 2015
Total AUM$911.8M
Discretionary$586.9M
Non-Disc.$324.9M
Employees261
Clients4,704
DateMar 2015
Total AUM$911.8M
Discretionary$586.9M
Non-Disc.$324.9M
Employees261
Clients4,704
DateFeb 2015
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateJan 2015
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateJan 2015
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateDec 2014
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateDec 2014
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateNov 2014
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateOct 2014
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateAug 2014
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateMay 2014
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateApr 2014
Total AUM$742.3M
Discretionary$442.2M
Non-Disc.$300.2M
Employees251
Clients4,236
DateJul 2013
Total AUM$508.9M
Discretionary$338.1M
Non-Disc.$170.8M
Employees270
Clients3,970
DateMay 2013
Total AUM$508.9M
Discretionary$338.1M
Non-Disc.$170.8M
Employees270
Clients3,970
DateApr 2013
Total AUM$508.9M
Discretionary$338.1M
Non-Disc.$170.8M
Employees270
Clients3,970
DateMay 2012
Total AUM$665.8M
Discretionary$523.9M
Non-Disc.$141.9M
Employees51
Clients3,970
DateMar 2012
Total AUM$665.8M
Discretionary$523.9M
Non-Disc.$141.9M
Employees51
Clients3,970
DateMar 2011
Total AUM$772.2M
Discretionary$293.4M
Non-Disc.$478.8M
Employees51
Clients--
DateSep 2010
Total AUM$845.7M
Discretionary$239.6M
Non-Disc.$606.1M
Employees51
Clients--
DateAug 2010
Total AUM$845.7M
Discretionary$239.6M
Non-Disc.$606.1M
Employees51
Clients--
DateApr 2010
Total AUM$845.7M
Discretionary$239.6M
Non-Disc.$606.1M
Employees51
Clients--
DateJan 2010
Total AUM$468.6M
Discretionary$347.2M
Non-Disc.$121.4M
Employees51
Clients--
DateSep 2009
Total AUM$468.6M
Discretionary$347.2M
Non-Disc.$121.4M
Employees51
Clients--
DateSep 2009
Total AUM$468.6M
Discretionary$347.2M
Non-Disc.$121.4M
Employees51
Clients--
DateJan 2008
Total AUM$250M
Discretionary$0
Non-Disc.$250M
Employees51
Clients--
DateNov 2007
Total AUM$250M
Discretionary$0
Non-Disc.$250M
Employees51
Clients--
DateAug 2007
Total AUM$250M
Discretionary$0
Non-Disc.$250M
Employees51
Clients--
DateMar 2007
Total AUM$250M
Discretionary$0
Non-Disc.$250M
Employees51
Clients--
DateMar 2006
Total AUM$235.4M
Discretionary$0
Non-Disc.$235.4M
Employees51
Clients--
DateAug 2001
Total AUM$148.9M
Discretionary$0
Non-Disc.$148.9M
Employees51
Clients--
DateJul 2001
Total AUM$148.9M
Discretionary$0
Non-Disc.$148.9M
Employees51
Clients--