VESTAX SECURITIES CORPORATION
CRD #10332 SEC #801-17582 HUDSON, OH 330 650-1660
SEC Registered Broker-Dealer
Total AUM
$625.5M
Discretionary
$0
Employees
501
Clients
0
Accounts
4,003
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 6, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBRIGHT, JERALD RAY JR | I | VICE PRESIDENT, CFO & FINOP | NA | Control |
| ALBRIGHT, JERALD RAY JR | I | VICE PRESIDENT, CFO & FINOP | NA | Control |
| ALBRIGHT, JERALD RAY JR | I | VICE PRESIDENT, CFO & FINOP | NA | Control |
| ALBRIGHT, JERALD RAY JR | I | VICE PRESIDENT, CFO & FINOP | NA | Control |
| BAUM, LUKE FLAGG | I | VICE PRESIDENT, COO & SROP | NA | Control |
| BAUM, LUKE FLAGG | I | VICE PRESIDENT, COO & SROP | NA | Control |
| BAUM, LUKE FLAGG | I | VICE PRESIDENT, COO & SROP | NA | Control |
| BAUM, LUKE FLAGG | I | VICE PRESIDENT, COO & SROP | NA | Control |
| CLINE, CARL LARRY | I | VICE PRESIDENT & CCO | NA | Control |
| CLINE, CARL LARRY | I | VICE PRESIDENT & CCO | NA | Control |
| CLINE, CARL LARRY | I | VICE PRESIDENT & CCO | NA | Control |
| CLINE, CARL LARRY | I | VICE PRESIDENT & CCO | NA | Control |
| CONLEY, ROBERT JACK | I | PRESIDENT, CEO, SECRETARY & TREASURER | NA | Control |
| CONLEY, ROBERT JACK | I | PRESIDENT, CEO, SECRETARY & TREASURER | NA | Control |
| CONLEY, ROBERT JACK | I | PRESIDENT, CEO, SECRETARY & TREASURER | NA | Control |
| CONLEY, ROBERT JACK | I | PRESIDENT, CEO, SECRETARY & TREASURER | NA | Control |
| CONLEY, ROBERT JACK | I | CHAIRMAN OF BOARD | NA | Control |
| CONLEY, ROBERT JACK | I | CHAIRMAN OF BOARD | NA | Control |
| CONLEY, ROBERT JACK | I | CHAIRMAN OF BOARD | NA | Control |
| DUNSTAN, RICHARD VAUGHAN | I | MUNICIPAL PRINCIPAL | NA | |
| DUNSTAN, RICHARD VAUGHAN | I | SROP/CROP | NA | |
| DUNSTAN, RICHARD VAUGHAN | I | SROP/CROP | NA | |
| DUNSTAN, RICHARD VAUGHAN | I | MUNICIPAL PRINCIPAL | NA | |
| DUNSTAN, RICHARD VAUGHAN | I | MUNICIPAL PRINCIPAL | NA | |
| DUNSTAN, RICHARD VAUGHAN | I | SROP/CROP | NA | |
| HARRISON, BRETT LAMAR | I | COO, SENIOR VICE PRESIDENT | NA | Control |
| HARRISON, BRETT LAMAR | I | COO, SENIOR VICE PRESIDENT | NA | Control |
| HARRISON, BRETT LAMAR | I | COO, SENIOR VICE PRESIDENT | NA | Control |
| HOOD, BRENDA LAURENE | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| HOOD, BRENDA LAURENE | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| HOOD, BRENDA LAURENE | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| HOOD, BRENDA LAURENE | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| HOOD, BRENDA LAURENE | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| HOOD, BRENDA LAURENE | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| HOOD, BRENDA LAURENE | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| MCEVOY, PATRICK HENRY | I | VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| MCEVOY, PATRICK HENRY | I | VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| MCEVOY, PATRICK HENRY | I | VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| MCEVOY, PATRICK HENRY | I | PRESIDENT, CEO | NA | Control |
| MCEVOY, PATRICK HENRY | I | PRESIDENT, CEO | NA | Control |
| MCEVOY, PATRICK HENRY | I | PRESIDENT, CEO | NA | Control |
| RESSLER, SANDER JAMES | I | CCO | NA | Control |
| RESSLER, SANDER JAMES | I | CCO | NA | Control |
| RESSLER, SANDER JAMES | I | CCO | NA | Control |
| RINGER, RANDY RAY | I | VICE PRESIDENT,CLIENT RELATIONS | NA | Control |
| RINGER, RANDY RAY | I | VICE PRESIDENT,CLIENT RELATIONS | NA | Control |
| RINGER, RANDY RAY | I | VICE PRESIDENT,CLIENT RELATIONS | NA | Control |
| RINGER, RANDY RAY | I | VICE PRESIDENT,CLIENT RELATIONS | NA | Control |
| RINGER, RANDY RAY | I | VICE PRESIDENT,CLIENT RELATIONS | NA | Control |
| RINGER, RANDY RAY | I | VICE PRESIDENT,CLIENT RELATIONS | NA | Control |
| RINGER, RANDY RAY | I | VICE PRESIDENT,CLIENT RELATIONS | NA | Control |
| STEWART, EVERETT PAUL JR | I | CFO | NA | Control |
| STEWART, EVERETT PAUL JR | I | CFO | NA | Control |
| STEWART, EVERETT PAUL JR | I | CFO | NA | Control |
| WALLACE, MARY H | I | VICE PRESIDENT, HUMAN RESOURCES | NA | Control |
| WALLACE, MARY H | I | VICE PRESIDENT, HUMAN RESOURCES | NA | Control |
| WALLACE, MARY H | I | VICE PRESIDENT, HUMAN RESOURCES | NA | Control |
| WALLACE, MARY H | I | VICE PRESIDENT, HUMAN RESOURCES | NA | Control |
| VESTAX CAPITAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| VESTAX CAPITAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| VESTAX CAPITAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| VESTAX CAPITAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| VESTAX CAPITAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| VESTAX CAPITAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| VESTAX CAPITAL CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING ADVISORS NETWORK, INC. | DE | VESTAX CAPITAL CORPORATION | E | Control |
| ING ADVISORS NETWORK, INC. | DE | VESTAX CAPITAL CORPORATION | E | Control |
| ING ADVISORS NETWORK, INC. | DE | VESTAX CAPITAL CORPORATION | E | Control |
| ING ADVISORS NETWORK, INC. | DE | VESTAX CAPITAL CORPORATION | E | Control |
| ING ADVISORS NETWORK, INC. | DE | VESTAX CAPITAL CORPORATION | E | Control |
| ING ADVISORS NETWORK, INC. | DE | VESTAX CAPITAL CORPORATION | E | Control |
| ING ADVISORS NETWORK, INC. | DE | VESTAX CAPITAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. ("ING US") | DE | ING ADVISORS NETWORK, INC | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. ("ING US") | DE | ING ADVISORS NETWORK, INC | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. ("ING US") | DE | ING ADVISORS NETWORK, INC | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. ("ING US") | DE | ING ADVISORS NETWORK, INC | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. ("ING US") | DE | ING ADVISORS NETWORK, INC | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. ("ING US") | DE | ING ADVISORS NETWORK, INC | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. ("ING US") | DE | ING ADVISORS NETWORK, INC | E | Control |
| ING GROEP, N.V. | FE | VERZEKERINGEN | E | Control |
| ING GROEP, N.V. | FE | VERZEKERINGEN | E | Control |
| ING GROEP, N.V. | FE | VERZEKERINGEN | E | Control |
| ING GROEP, N.V. | FE | VERZEKERINGEN | E | Control |
| ING GROEP, N.V. | FE | VERZEKERINGEN | E | Control |
| ING GROEP, N.V. | FE | VERZEKERINGEN | E | Control |
| ING GROEP, N.V. | FE | VERZEKERINGEN | E | Control |
| ING INSURANCE INTERNATIONAL B.V. ("ING INT'L") | FE | ING US | E | Control |
| ING INSURANCE INTERNATIONAL B.V. ("ING INT'L") | FE | ING US | E | Control |
| ING INSURANCE INTERNATIONAL B.V. ("ING INT'L") | FE | ING US | E | Control |
| ING INSURANCE INTERNATIONAL B.V. ("ING INT'L") | FE | ING US | E | Control |
| ING INSURANCE INTERNATIONAL B.V. ("ING INT'L") | FE | ING US | E | Control |
| ING INSURANCE INTERNATIONAL B.V. ("ING INT'L") | FE | ING US | E | Control |
| ING INSURANCE INTERNATIONAL B.V. ("ING INT'L") | FE | ING US | E | Control |
| ING VERZEKERINGEN, N.V. ("VERZEKERINGEN") | FE | ING INT'L | E | Control |
| ING VERZEKERINGEN, N.V. ("VERZEKERINGEN") | FE | ING INT'L | E | Control |
| ING VERZEKERINGEN, N.V. ("VERZEKERINGEN") | FE | ING INT'L | E | Control |
| ING VERZEKERINGEN, N.V. ("VERZEKERINGEN") | FE | ING INT'L | E | Control |
| ING VERZEKERINGEN, N.V. ("VERZEKERINGEN") | FE | ING INT'L | E | Control |
| ING VERZEKERINGEN, N.V. ("VERZEKERINGEN") | FE | ING INT'L | E | Control |
| ING VERZEKERINGEN, N.V. ("VERZEKERINGEN") | FE | ING INT'L | E | Control |
Registrations
Federal
IA
May 6, 2002 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
1931 GEORGETOWN RDHUDSON, OH 44236
USA
Phone: 330 650-1660