CITY NATIONAL SECURITIES, INC.
CRD #103705 SEC #801-71181 LOS ANGELES, CA 310-888-6400
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.6B
Discretionary
$1.6B
Employees
78
Clients
--
Accounts
2,004
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Apr 24, 2025
- Branch Offices
- 18
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BALASZ, JOHN III | I | SR. VICE PRESIDENT | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRETADO, SANTIAGO AVILA | I | VP, CFO | NA | |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| BRODY, SCOTT NATHAN | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | Control |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| DONOVAN, BRIAN CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/AML OFFICER | NA | |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FRANCOEUR, GREGORY PAUL | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM JAY | I | DIRECTOR | NA | Control |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| FRIES, JULIANNE MARIE | I | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | NA | |
| HAUGEN, JON ERIC | I | CCO / CROP / SROP | NA | Control |
| KOZLEN, VERNON CLARK | I | CHAIRMAN | NA | |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| LEVY, ROCHELLE BETH | I | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| MASLOW, MICHELE CAROLE | I | CFO/FINOP/DIRECTOR | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/DIRECTOR | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/DIRECTOR | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/DIRECTOR | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| NUNNELEE, MICHAEL JOSEPH | I | PRESIDENT/CHAIRMAN | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | PRESIDENT | NA | Control |
| SON, HUA | I | CFO | NA | Control |
| SON, HUA | I | CFO | NA | Control |
| SON, HUA | I | CFO | NA | Control |
| SON, HUA | I | CFO | NA | Control |
| SON, HUA | I | CFO | NA | Control |
| SON, HUA | I | CFO | NA | Control |
| SON, HUA | I | CFO | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| TERRELL, DAVID MATTHEW | I | SR. VICE PRESIDENT | NA | Control |
| THOMPSON, SHELLEY B. | I | DIRECTOR | NA | Control |
| WEISS, RICHARD ALAN | I | CHAIRMAN | NA | Control |
| WEISS, RICHARD ALAN | I | CHAIRMAN | NA | Control |
| WEISS, RICHARD ALAN | I | DIRECTOR | NA | |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
| CITY NATIONAL BANK | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS, LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Apr 24, 2025 REGISTERED
Notice Filings (32)
AK AL AR AZ CA CO CT DC DE FL GA HI ID IL IN KS LA MA MD MN NJ NV NY OH OK OR PA TN TX UT VA WA
Address
555 SOUTH FLOWER STREET11TH FLOOR
LOS ANGELES, CA 90071
United States
Phone: 310-888-6400