GAGNON SECURITIES, LLC
CRD #103727 SEC #801-64836 NEW YORK, NY 212-554-5000
SEC Registered Broker-Dealer Disclosures
Total AUM
$545.3M
Discretionary
$545.3M
Employees
20
Clients
0
Accounts
1,203
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| ATKINSON, BENJAMIN CHEEVER | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| BEINSTEIN, HENRY CARL | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| CAPPELLO, JAMES MATTHEW | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | MEMBER | NA | Control |
| D'ALESSANDRO, MARIANNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| DREW, MAUREEN ONEILL | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | MEMBER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRANTE, LISA CATHERINE | I | CROP/ROP | NA | Control |
| FERRANTE, LISA CATHERINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | NA | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | NA | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GAROFALO, ADRIENNE MICHELLE | I | MEMBER | NA | |
| GRANT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| GRANT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | NA | Control |
| GRANT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| GRANT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | NA | Control |
| GRANT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| GRANT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | NA | Control |
| GRANT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| GRANT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | NA | Control |
| HOLDEN, KENT DONALD | I | MEMBER | NA | |
| HOLDEN, KENT DONALD | I | MEMBER | NA | |
| ISAACS, IAN MARK | I | MEMBER | NA | |
| ISAACS, IAN MARK | I | MEMBER | NA | |
| ISAACS, IAN MARK | I | MEMBER | NA | |
| ISAACS, IAN MARK | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JAMPOLE, MATTHEW HOWARD | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| JILLA, SARAH G | I | MEMBER | NA | |
| KERN, DAVID GREGORY | I | MEMBER | NA | |
| KERN, DAVID GREGORY | I | MEMBER | NA | |
| KERN, DAVID GREGORY | I | MEMBER | NA | |
| KERN, DAVID GREGORY | I | MEMBER | NA | |
| KERN, DAVID GREGORY | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| LEE, DWIGHT EISENHOWER | I | MEMBER | NA | |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| MURRAY, SUE ANN | I | CLIENT SERVICES | NA | Control |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| O'BRIEN, ALISON ANNE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| PAN, KELLY MICHELE | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBERTS, CYNTHIA ANDREA | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROBOHM, JONATHAN WILLIAMS | I | MEMBER | NA | |
| ROGERS, MARK ALEXANDER MR | I | PORTFOLIO MANAGER | NA | |
| ROGERS, MARK ALEXANDER MR | I | PORTFOLIO MANAGER | NA | |
| ROGERS, MARK ALEXANDER MR | I | PORTFOLIO MANAGER | NA | |
| ROGERS, MARK ALEXANDER MR | I | PORTFOLIO MANAGER | NA | |
| ROGERS, MARK ALEXANDER MR | I | PORTFOLIO MANAGER | NA | |
| SEARS, RICHARD MICHAEL | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | PARTNER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| SIMMONS, MICHELLE | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TAYLOR, WILLIS GITT | I | MEMBER | NA | |
| TRANCHIDA, ALISON ANNE | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON ANNE | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON ANNE | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | OPERATIONS MANAGER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| TRANCHIDA, ALISON O'BRIEN | I | MEMBER | NA | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | E | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | E | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | E | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | E | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | D | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | C | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | C | Control |
| GAGNON, NEIL JOSEPH | I | MANAGER/CEO | C | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | B | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | B | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | B | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | B | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | B | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | B | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | B | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | B | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | B | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DREW, MAUREEN ONEILL | I | MEMBER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | FINANCIAL OPERATIONS PRINCIPAL | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | OPERATIONS MANAGER | A | Control |
| DUMONT, SUSAN ELIZABETH | I | CROP/ROP | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| GAGNON, BRIAN JOSEPH | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
| TAYLOR, WILLIS GITT | I | MEMBER | A | Control |
Registrations
Federal
IA
Aug 13, 2025 REGISTERED
Notice Filings (46)
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