HANSON MCCLAIN RETIREMENT NETWORK, LLC
Legal name: AW SECURITIES
CRD #103747 SEC #801-69038 FOLSOM, CA 916-608-1525
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
10
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BEATON, DANIEL STEWART | I | FINOP | NA | |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BIEGLER, WILLIAM K. | I | DIRECTOR OF OPERATIONS | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | DIRECTOR OF SUPERVISION | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| BURNETT, STEVEN THOMAS | I | PRESIDENT | NA | Control |
| CARLISLE, ALAN RICHARD | I | DIRECTOR OF SUPERVISION | NA | Control |
| CARLISLE, ALAN RICHARD | I | DIRECTOR OF SUPERVISION | NA | Control |
| FRIZE, BERNARD JOSEPH JR | I | CHIEF COMPLIANCE OFFICER - BD | NA | |
| GAMBLE, COREY C | I | DIRECTOR OF SUPERVISION | NA | |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | DIRECTOR OF SUPERVISION | NA | |
| GAMBLE, COREY C | I | DIRECTOR OF SUPERVISION | NA | |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAMBLE, COREY C | I | CHIEF COMPLIANCE OFFICER - IA/ENTERPRISE CCO | NA | Control |
| GREENBERG, BARRY YALE | I | CHIEF LEGAL COUNSEL | NA | Control |
| GREENBERG, BARRY YALE | I | CHIEF LEGAL COUNSEL | NA | Control |
| GRIGSBY, GARY LAWSON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIGSBY, GARY LAWSON | I | CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | MEMBER | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CO-CEO | NA | Control |
| HANSON, SCOTT THOMAS | I | CEO | NA | Control |
| KLIEWER, TRACY MARIE | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| KLIEWER, TRACY MARIE | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | MEMBER | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| MCCLAIN, PATRICK CARL | I | CO-CEO | NA | Control |
| PECK, KATRINA LARISA | I | DIRECTOR OF OPERATIONS | NA | Control |
| PECK, KATRINA LARISA | I | DIRECTOR OF OPERATIONS | NA | Control |
| PECK, KATRINA LARISA | I | DIRECTOR OF OPERATIONS | NA | Control |
| PECK, KATRINA LARISA | I | DIRECTOR OF OPERATIONS | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| RUSSELL, MATTHEW ERIC | I | CFO | NA | Control |
| TAYLOR, KRISTIAN LEIGH | I | VICE PRESIDENT- OPERATIONS | NA | Control |
| TAYLOR, KRISTIAN LEIGH | I | VICE PRESIDENT- OPERATIONS | NA | Control |
| WATSON-SCHROER, REBECCA DOLVA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON-SCHROER, REBECCA DOLVA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON-SCHROER, REBECCA DOLVA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON-SCHROER, REBECCA DOLVA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON-SCHROER, REBECCA DOLVA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JAMES HOUSTON | I | FINOP | NA | Control |
| ALLWORTH FINANCIAL GROUP, L.P. | DE | GENERAL PARTNER | E | |
| ALLWORTH FINANCIAL GROUP, L.P. | DE | GENERAL PARTNER | E | |
| ALLWORTH FINANCIAL GROUP, L.P. | DE | GENERAL PARTNER | E | |
| ALLWORTH FINANCIAL GROUP, L.P. | DE | GENERAL PARTNER | E | |
| ALLWORTH FINANCIAL GROUP, L.P. | DE | GENERAL PARTNER | E | |
| ALLWORTH FINANCIAL GROUP, L.P. | DE | GENERAL PARTNER | E | |
| ALLWORTH FINANCIAL GROUP, L.P. | DE | GENERAL PARTNER | E | |
| ALLWORTH FINANCIAL GROUP, L.P. | DE | GENERAL PARTNER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP | DE | MEMBER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | GENERAL PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | GENERAL PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | GENERAL PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | GENERAL PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | GENERAL PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | GENERAL PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | GENERAL PARTNER | E | |
| HANSON MCCLAIN GROUP, L.P. | DE | GENERAL PARTNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AFG PARENT GP, LLC | DE | AFG INTERMEDIATE, L.P. | F | Control |
| AFG PARENT GP, LLC | DE | AFG INTERMEDIATE, L.P. | F | Control |
| AFG PARENT GP, LLC | DE | AFG INTERMEDIATE, L.P. | F | Control |
| AFG PARENT GP, LLC | DE | AFG INTERMEDIATE, L.P. | F | Control |
| AFG PARENT GP, LLC | DE | AFG INTERMEDIATE, L.P. | F | Control |
| AFG PARENT GP, LLC | DE | AFG INTERMEDIATE, L.P. | F | Control |
| AFG PARENT GP, LLC | DE | AFG INTERMEDIATE, L.P. | F | Control |
| BURNETT, STEVEN THOMAS | I | HANSON MCCLAIN GROUP | F | |
| CHANDLER, THOMAS LANIER | I | HANSON MCCLAIN GROUP | F | |
| COX, DAVID LEE | I | HANSON MCCLAIN GROUP | F | |
| FRISE, JULIA CAROL | I | HANSON MCCLAIN GROUP | F | |
| KRAUS, BRIAN DAVID | I | HANSON MCCLAIN GROUP | F | |
| MURRAY, SEAN TIMOTHY | I | HANSON MCCLAIN GROUP | F | |
| SCHAUER, DAVID WILLIAM | I | HANSON MCCLAIN GROUP | F | |
| 2781807 ONTARIO LIMITED | FE | OTPP/AFG, LLC | E | Control |
| 2781807 ONTARIO LIMITED | FE | OTPP/AFG, LLC | E | Control |
| 2781807 ONTARIO LIMITED | FE | OTPP/AFG, LLC | E | Control |
| 2781807 ONTARIO LIMITED | FE | OTPP/AFG, LLC | E | Control |
| 2781807 ONTARIO LIMITED | FE | OTPP/AFG, LLC | E | Control |
| 2781807 ONTARIO LIMITED | FE | OTPP/AFG, LLC | E | Control |
| 2781807 ONTARIO LIMITED | FE | OTPP/AFG, LLC | E | Control |
| AFG INTERMEDIATE, L.P. | DE | ALLWORTH FINANCIAL GROUP, L.P. | E | Control |
| AFG INTERMEDIATE, L.P. | DE | ALLWORTH FINANCIAL GROUP, L.P. | E | Control |
| AFG INTERMEDIATE, L.P. | DE | ALLWORTH FINANCIAL GROUP, L.P. | E | Control |
| AFG INTERMEDIATE, L.P. | DE | ALLWORTH FINANCIAL GROUP, L.P. | E | Control |
| AFG INTERMEDIATE, L.P. | DE | ALLWORTH FINANCIAL GROUP, L.P. | E | Control |
| AFG INTERMEDIATE, L.P. | DE | ALLWORTH FINANCIAL GROUP, L.P. | E | Control |
| AFG INTERMEDIATE, L.P. | DE | ALLWORTH FINANCIAL GROUP, L.P. | E | Control |
| ALLWORTH FINANCIAL HOLDINGS, LLC | DE | AFG INTERMEDIATE, L.P. | E | Control |
| ALLWORTH FINANCIAL HOLDINGS, LLC | DE | AFG INTERMEDIATE, L.P. | E | Control |
| ALLWORTH FINANCIAL HOLDINGS, LLC | DE | AFG INTERMEDIATE, L.P. | E | Control |
| ALLWORTH FINANCIAL HOLDINGS, LLC | DE | AFG INTERMEDIATE, L.P. | E | Control |
| ALLWORTH FINANCIAL HOLDINGS, LLC | DE | AFG INTERMEDIATE, L.P. | E | Control |
| ALLWORTH FINANCIAL HOLDINGS, LLC | DE | AFG INTERMEDIATE, L.P. | E | Control |
| ALLWORTH FINANCIAL HOLDINGS, LLC | DE | AFG INTERMEDIATE, L.P. | E | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | E | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | E | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | E | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI INTERMEDIATE, L.P. | DE | HANSON MCCLAIN GROUP, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| HMGI PARENT, L.P. | DE | HMGI INTERMEDIATE, L.P. | E | Control |
| ONTARIO TEACHER'S PENSION PLAN BOARD | FE | 2781807 ONTARIO LIMITED | E | Control |
| ONTARIO TEACHER'S PENSION PLAN BOARD | FE | 2781807 ONTARIO LIMITED | E | Control |
| ONTARIO TEACHER'S PENSION PLAN BOARD | FE | 2781807 ONTARIO LIMITED | E | Control |
| ONTARIO TEACHER'S PENSION PLAN BOARD | FE | 2781807 ONTARIO LIMITED | E | Control |
| ONTARIO TEACHER'S PENSION PLAN BOARD | FE | 2781807 ONTARIO LIMITED | E | Control |
| ONTARIO TEACHER'S PENSION PLAN BOARD | FE | 2781807 ONTARIO LIMITED | E | Control |
| ONTARIO TEACHER'S PENSION PLAN BOARD | FE | 2781807 ONTARIO LIMITED | E | Control |
| PARTHENON INVESTORS V HM HOLDCO AIV, L.P. | DE | PARTHENON INVESTORS V HM BLOCKER, INC. | E | Control |
| PARTHENON INVESTORS V HM HOLDCO AIV, L.P. | DE | PARTHENON INVESTORS V HM BLOCKER, INC. | E | Control |
| PARTHENON INVESTORS V HM HOLDCO AIV, L.P. | DE | PARTHENON INVESTORS V HM BLOCKER, INC. | E | Control |
| PARTHENON INVESTORS V HM HOLDCO AIV, L.P. | DE | PARTHENON INVESTORS V HM BLOCKER, INC. | E | Control |
| PARTHENON INVESTORS V HM HOLDCO AIV, L.P. | DE | PARTHENON INVESTORS V HM BLOCKER, INC. | E | Control |
| PARTHENON INVESTORS V HM HOLDCO AIV, L.P. | DE | PARTHENON INVESTORS V HM BLOCKER, INC. | E | Control |
| PARTHENON INVESTORS V HM HOLDCO AIV, L.P. | DE | PARTHENON INVESTORS V HM BLOCKER, INC. | E | Control |
| PARTHENON INVESTORS V HM-AIV, L.P. | DE | PARTHENON V HM HOLDINGS, L.P. | E | Control |
| PARTHENON INVESTORS V HM-AIV, L.P. | DE | PARTHENON V HM HOLDINGS, L.P. | E | Control |
| PARTHENON INVESTORS V HM-AIV, L.P. | DE | PARTHENON V HM HOLDINGS, L.P. | E | Control |
| PARTHENON INVESTORS V HM-AIV, L.P. | DE | PARTHENON V HM HOLDINGS, L.P. | E | Control |
| PARTHENON INVESTORS V HM-AIV, L.P. | DE | PARTHENON V HM HOLDINGS, L.P. | E | Control |
| PARTHENON INVESTORS V HM-AIV, L.P. | DE | PARTHENON V HM HOLDINGS, L.P. | E | Control |
| PARTHENON INVESTORS V HM-AIV, L.P. | DE | PARTHENON V HM HOLDINGS, L.P. | E | Control |
| PARTHENON V HM HOLDINGS, L.P. | DE | HMGI PARENT, L.P. | D | Control |
| PARTHENON V HM HOLDINGS, L.P. | DE | HMGI PARENT, L.P. | D | Control |
| PARTHENON V HM HOLDINGS, L.P. | DE | HMGI PARENT, L.P. | D | Control |
| PARTHENON V HM HOLDINGS, L.P. | DE | HMGI PARENT, L.P. | D | Control |
| PARTHENON V HM HOLDINGS, L.P. | DE | HMGI PARENT, L.P. | D | Control |
| PARTHENON V HM HOLDINGS, L.P. | DE | HMGI PARENT, L.P. | D | Control |
| PARTHENON V HM HOLDINGS, L.P. | DE | HMGI PARENT, L.P. | D | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HMG HOLDCO, INC. | C | Control |
| HANSON, SCOTT THOMAS | I | HMG HOLDCO, INC. | C | Control |
| HANSON, SCOTT THOMAS | I | HANSON MCCLAIN GROUP | C | Control |
| HANSON, SCOTT THOMAS | I | HMG HOLDCO, INC. | C | Control |
| HANSON, SCOTT THOMAS | I | HMG HOLDCO, INC. | C | Control |
| HANSON, SCOTT THOMAS | I | HMG HOLDCO, INC. | C | Control |
| HANSON, SCOTT THOMAS | I | HMG HOLDCO, INC. | C | Control |
| HANSON, SCOTT THOMAS | I | HMG HOLDCO, INC. | C | Control |
| HANSON, SCOTT THOMAS | I | HMG HOLDCO, INC. | C | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | C | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | C | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | C | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | C | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | C | Control |
| HMG HOLDCO, INC. | DE | HMGI PARENT, L.P. | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HMG HOLDCO, INC. | C | Control |
| MCCLAIN, PATRICK CARL | I | HMG HOLDCO, INC. | C | Control |
| MCCLAIN, PATRICK CARL | I | HANSON MCCLAIN GROUP | C | Control |
| MCCLAIN, PATRICK CARL | I | HMG HOLDCO, INC. | C | Control |
| MCCLAIN, PATRICK CARL | I | HMG HOLDCO, INC. | C | Control |
| MCCLAIN, PATRICK CARL | I | HMG HOLDCO, INC. | C | Control |
| MCCLAIN, PATRICK CARL | I | HMG HOLDCO, INC. | C | Control |
| MCCLAIN, PATRICK CARL | I | HMG HOLDCO, INC. | C | Control |
| MCCLAIN, PATRICK CARL | I | HMG HOLDCO, INC. | C | Control |
| OTPP/AFG, LLC | DE | ALLWORTH FINANCIAL HOLDINGS, LLC | C | Control |
| OTPP/AFG, LLC | DE | ALLWORTH FINANCIAL HOLDINGS, LLC | C | Control |
| OTPP/AFG, LLC | DE | ALLWORTH FINANCIAL HOLDINGS, LLC | C | Control |
| OTPP/AFG, LLC | DE | ALLWORTH FINANCIAL HOLDINGS, LLC | C | Control |
| OTPP/AFG, LLC | DE | ALLWORTH FINANCIAL HOLDINGS, LLC | C | Control |
| OTPP/AFG, LLC | DE | ALLWORTH FINANCIAL HOLDINGS, LLC | C | Control |
| OTPP/AFG, LLC | DE | ALLWORTH FINANCIAL HOLDINGS, LLC | C | Control |
| PARTHENON INVESTORS V HM BLOCKER, INC. | DE | PARTHENON INVESTOR V HM-AIV, L.P. | C | Control |
| PARTHENON INVESTORS V HM BLOCKER, INC. | DE | PARTHENON INVESTOR V HM-AIV, L.P. | C | Control |
| PARTHENON INVESTORS V HM BLOCKER, INC. | DE | PARTHENON INVESTOR V HM-AIV, L.P. | C | Control |
| PARTHENON INVESTORS V HM BLOCKER, INC. | DE | PARTHENON INVESTOR V HM-AIV, L.P. | C | Control |
| PARTHENON INVESTORS V HM BLOCKER, INC. | DE | PARTHENON INVESTOR V HM-AIV, L.P. | C | Control |
| PARTHENON INVESTORS V HM BLOCKER, INC. | DE | PARTHENON INVESTOR V HM-AIV, L.P. | C | Control |
| PARTHENON INVESTORS V HM BLOCKER, L.P. | DE | PARTHENON INVESTOR V HM-AIV, L.P. | C | Control |
Registrations
Federal
IA
Jan 17, 2025 REGISTERED
Notice Filings (3)
CA IA IL
Address
340 PALLADIO PKWY.SUITE 501
FOLSOM, CA 95630
United States
Phone: 916-608-1525