HARGER AND COMPANY, INC.
CRD #10385 SEC #801-129739 BATON ROUGE, LA 225-767-7228
SEC Registered Broker-Dealer Disclosures
Total AUM
$123.3M
Discretionary
$6M
Employees
3
Clients
1
Accounts
427
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 20, 2025
- Branch Offices
- 0
- LEI
- 254900SHXQH6IZLNKE29
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOWDEN, CHRISTOPHER MICHAEL | I | VP OPERATIONS/CCO/FINOP | NA | Control |
| DOWDEN, CHRISTOPHER MICHAEL | I | VP OPERATIONS/CCO/FINOP | NA | Control |
| DOWDEN, CHRISTOPHER MICHAEL | I | VP OPERATIONS/CCO/FINOP | NA | Control |
| DOWDEN, CHRISTOPHER MICHAEL | I | VP OPERATIONS/CCO/FINOP | NA | Control |
| HARGER, MATTHEW BENNETT | I | PRESIDENT | NA | Control |
| HARGER, MATTHEW BENNETT | I | PRESIDENT | NA | Control |
| HARGER, MATTHEW BENNETT | I | PRESIDENT | NA | Control |
| HARGER, MATTHEW BENNETT | I | PRESIDENT | NA | Control |
| R. L. HARGER & ASSOCIATES, INC. | DE | HOLDING COMPANY | E | |
| R. L. HARGER & ASSOCIATES, INC. | DE | HOLDING COMPANY | E | |
| R. L. HARGER & ASSOCIATES, INC. | DE | HOLDING COMPANY | E | |
| R. L. HARGER & ASSOCIATES, INC. | DE | HOLDING COMPANY | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HARGER, MATTHEW BENNETT | I | R. L. HARGER & ASSOCIATES, INC. | E | |
| HARGER, MATTHEW BENNETT | I | R. L. HARGER & ASSOCIATES, INC. | E |
Registrations
Federal
IA
Nov 20, 2025 REGISTERED
Notice Filings (2)
LA TX
Address
8048 ONE CALAIS AVESUITE D
BATON ROUGE, LA 70809
United States
Phone: 225-767-7228