BORTHWICK ASSOCIATES, INC.
CRD #10416 SEC #801-16872 CHICAGO, IL 312-630-0180
SEC Registered
Total AUM
$45.1M
Discretionary
$45.1M
Employees
1
Clients
--
Accounts
56
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIDSON, MEG ELLEN | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| DAVIDSON, MEG ELLEN | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| DAVIDSON, MEG ELLEN | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| DAVIDSON, MEG ELLEN | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| FLAIG, THOMAS ROBERT | I | VP/OPTIONS (SROP/CROP) | NA | Control |
| FLAIG, THOMAS ROBERT | I | VP/OPTIONS (SROP/CROP) | NA | Control |
| FLAIG, THOMAS ROBERT | I | VP/OPTIONS (SROP/CROP) | NA | Control |
| FLAIG, THOMAS ROBERT | I | VP/OPTIONS (SROP/CROP) | NA | Control |
| HAGBERG, EARL BORTHWICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAGBERG, EARL BORTHWICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAGBERG, EARL BORTHWICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAGBERG, EARL BORTHWICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, MEG, ELLEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| FLAIG, THOMAS, ROBERT | I | PRESIDENT | C | Control |
| HAGBERG, KAREN MAE | I | SECRETARY/TREASURER | C | Control |
| HAGBERG, KAREN MAE | I | SECRETARY/TREASURER | C | Control |
| HAGBERG, KAREN MAE | I | SECRETARY/TREASURER | C | Control |
| HAGBERG, KAREN MAE | I | SECRETARY/TREASURER | C | Control |
Registrations
Federal
IA
Feb 2, 2012 REGISTERED
Notice Filings (3)
IL IN WI
Address
120 S LASALLE STREET #1440CHICAGO, IL 60603-3424
United States
Phone: 312-630-0180