FINANCIAL DESIGN, INC.
CRD #104174 SEC #801-62619 BATON ROUGE, LA 255-766-1935
SEC Registered Broker-Dealer
Total AUM
$54.5M
Discretionary
$52.8M
Employees
--
Clients
0
Accounts
271
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 1, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PALMISANO, DENISE MARIE | I | VICE PRESIDENT / COMPLIANCE OFFICER | NA | Control |
| PALMISANO, DENISE MARIE | I | VICE PRESIDENT / COMPLIANCE OFFICER | NA | Control |
| PALMISANO, DENISE MARIE | I | VICE PRESIDENT / COMPLIANCE OFFICER | NA | Control |
| PREJEAN, CARY ANDREW | I | PRESIDENT/CFO/CCO | E | Control |
| PREJEAN, CARY ANDREW | I | PRESIDENT/CFO/CCO | E | Control |
| PREJEAN, CARY ANDREW | I | PRESIDENT/CFO/CCO | E | Control |
Registrations
Federal
IA
Nov 1, 2001 REGISTERED
Notice Filings (5)
FL IA LA MS TX
Address
8048 ONE CALAIS AVENUE SUITE BBATON ROUGE, LA 70809
USA
Phone: 255-766-1935