FLAGSTAR ADVISORS, INC.
CRD #104233 SEC #801-67767 NEW YORK, NY 646-822-1475
SEC Registered Broker-Dealer
Total AUM
$1.2B
Discretionary
$1.2B
Employees
47
Clients
0
Accounts
1,571
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 14, 2025
- Branch Offices
- 17
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIRNBAUM, JASON ALAN | I | PRESIDENT OF PRIVATE BANK, DIRECTOR | NA | Control |
| BIRNBAUM, JASON ALAN | I | PRESIDENT OF PRIVATE BANK, DIRECTOR | NA | Control |
| BIRNBAUM, JASON ALAN | I | PRESIDENT OF PRIVATE BANK, DIRECTOR | NA | Control |
| BIRNBAUM, JASON ALAN | I | PRESIDENT OF PRIVATE BANK, DIRECTOR | NA | Control |
| BIRNBAUM, JASON ALAN | I | PRESIDENT OF PRIVATE BANK, DIRECTOR | NA | Control |
| BLECHNER, MYLES REID | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLECHNER, MYLES REID | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLECHNER, MYLES REID | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLECHNER, MYLES REID | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLECHNER, MYLES REID | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLECHNER, MYLES REID | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLECHNER, MYLES REID | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLECHNER, MYLES REID | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEMARIA, DANIELA | I | HEAD OF WEALTH MANAGEMENT | NA | Control |
| DEMARIA, DANIELA | I | HEAD OF WEALTH MANAGEMENT | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | CHAIRMAN | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| DEPAOLO, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| FEIT, ADAM BRIAN | I | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | NA | Control |
| FEIT, ADAM BRIAN | I | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | NA | Control |
| FEIT, ADAM BRIAN | I | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | NA | Control |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRASIER, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERAGHTY, DOUGLAS P | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | CFO/TREASURER | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| HOWELL, ERIC RAYMOND | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| KAPLAN, ANDREW LYLE | I | DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MAGUIRE, WILLIAM JOHN JR | I | CEO, PRESIDENT, DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MARRAZZO, ROSS NMN | I | DIRECTOR | NA | Control |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| MCGLYNN, BRIAN JOSEPH | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | NA | |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATIONS OFFICER | NA | |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATIONS OFFICER | NA | |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATIONS OFFICER | NA | |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATIONS OFFICER | NA | |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| O'KEEFFE, IVOR PATRICK | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| OKEEFFE, IVOR PATRICK | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| OKEEFFE, IVOR PATRICK | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| OKEEFFE, IVOR PATRICK | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| OKEEFFE, IVOR PATRICK | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| OKEEFFE, IVOR PATRICK | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| OKEEFFE, IVOR PATRICK | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| PAWANI, SHWETA PRABHUDAS | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | CEO, OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PERRY, PHILIP VINCENT | I | CEO, OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PITTSEY, MARK ANDREW | I | HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT, DIRECTOR | NA | Control |
| PITTSEY, MARK ANDREW | I | HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT, DIRECTOR | NA | Control |
| PITTSEY, MARK ANDREW | I | HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT, DIRECTOR | NA | Control |
| RAFFETTO, RICHARD ALEXANDER | I | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | NA | Control |
| RAFFETTO, RICHARD ALEXANDER | I | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | NA | Control |
| RAFFETTO, RICHARD ALEXANDER | I | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | NA | Control |
| RAFFETTO, RICHARD ALEXANDER | I | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | NA | Control |
| RAFFETTO, RICHARD ALEXANDER | I | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | NA | Control |
| RAFFETTO, RICHARD ALEXANDER | I | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | NA | Control |
| RAFFETTO, RICHARD ALEXANDER | I | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| ROBERTS, JONATHAN HENRY | I | FINOP/CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | DIRECTOR | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHAY, SCOTT AARON | I | CHAIRMAN | NA | Control |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHIPLEY-BURNS, CATHERINE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| STERN, SETH WILLIAM | I | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | NA | Control |
| STERN, SETH WILLIAM | I | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | NA | Control |
| STERN, SETH WILLIAM | I | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | NA | Control |
| STERN, SETH WILLIAM | I | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | NA | Control |
| STERN, SETH WILLIAM | I | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | NA | Control |
| STERN, SETH WILLIAM | I | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | NA | Control |
| STERN, SETH WILLIAM | I | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TAMBERLANE, JOHN | I | DIRECTOR | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | NA | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| FLAGSTAR BANK, N.A. | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| SIGNATURE BANK | DE | SHAREHOLDER | E | Control |
| FEIT, ADAM BRIAN | I | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | B | Control |
| FEIT, ADAM BRIAN | I | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | B | Control |
| FEIT, ADAM BRIAN | I | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | B | Control |
| FEIT, ADAM BRIAN | I | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | FLAGSTAR BANK, N.A. | E | Control |
Registrations
Federal
IA
Nov 14, 2025 REGISTERED
Notice Filings (52)
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