GRANITE SECURITIES, LLC
CRD #104255 SEC #801-67890 CUTCHOGUE, NY 631-734-0001
SEC Registered Broker-Dealer
Total AUM
$28M
Discretionary
$0
Employees
5
Clients
0
Accounts
202
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIDOMINICA, DOUGLAS ANTHONY | I | PRESIDENT, CEO | NA | Control |
| DIDOMINICA, DOUGLAS ANTHONY | I | OPTIONS PRINCIPAL | NA | Control |
| DIDOMINICA, DOUGLAS ANTHONY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| DUFFY, JAMES RAYMOND JR | I | SR.VICE PRESIDENT/SECRETARY | NA | Control |
| DUFFY, RAYMOND JAMES SR. | I | MEMBER | NA | Control |
| DUFFY, SEAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUFFY, SEAN MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, SEAN MICHAEL | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| THE GRANITE FINANCIAL, LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DIDOMINICA, DOUGLAS ANTHONY | I | THE GRANITE FINANCIAL, LLC | C | Control |
| DUFFY, JAMES RAYMOND JR | I | THE GRANITE FINANCIAL, LLC | C | Control |
| DUFFY, JAMES RAYMOND SR | I | THE GRANITE FINANCIAL, LLC | C | Control |
Registrations
Federal
IA
Apr 27, 2007 REGISTERED
Notice Filings (8)
CA FL MA NJ NY PA TX WA
Address
27980 MAIN ROADPO BOX 1307
CUTCHOGUE, NY 11935
USA
Phone: 631-734-0001