CAROLINAS INVESTMENT CONSULTING LLC
CRD #104379 SEC #801-60158 CHARLOTTE, NC 704-643-2455
SEC Registered Broker-Dealer
Total AUM
$1.5B
Discretionary
$381.9M
Employees
25
Clients
251
Accounts
693
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLOMBO, DOUGLAS | I | FINOP | NA | |
| COLOMBO, DOUGLAS | I | FINOP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, ROSFP, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| FRITCHLEY, JEANNE KELSEY | I | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09) | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09) | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09) | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| GROGAN, CHRISTOPHER KEVIN | I | MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | |
| JONES, EMERSON JAMES III | I | ROSFP | NA | |
| JONES, EMERSON JAMES III | I | ROSFP | NA | |
| JONES, EMERSON JAMES III | I | ROSFP | NA | |
| JONES, EMERSON JAMES III | I | ROSFP | NA | |
| JONES, EMERSON JAMES III | I | ROSFP | NA | |
| KELSEY, JEANNE MARIE | I | SECRETARY, PRINCIPAL, MEMBER | NA | |
| KELSEY, JEANNE MARIE | I | SECRETARY | NA | |
| KELSEY, JEANNE MARIE | I | SECRETARY | NA | |
| KELSEY, JEANNE MARIE | I | PRINCIPAL, MEMBER | NA | |
| KELSEY, JEANNE MARIE | I | PRINCIPAL, MEMBER | NA | |
| KELSEY, JEANNE MARIE | I | SECRETARY | NA | |
| KISS, EDWARD MARIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| KISS, EDWARD MARIO | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | |
| KISS, EDWARD MARIO | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| MATTOX, KENDRICK WARE III | I | MEMBER | NA | |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | MANAGING MEMBER, MUNICIPAL PRINCIPAL, PRESIDENT | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | MANAGING MEMBER, MUNICIPAL PRINCIPAL, PRESIDENT, FINOP | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, CFO, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL | E | Control |
| EDMISTON, GEORGE HARRELL JR | I | CEO, PRESIDENT, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL, PFO, POO | E | Control |
| NCF CHARITABLE TRUST ("NCT") | DE | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NCF CORPORATION | DE | NCF CHARITABLE TRUST ("NCT") | F |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Notice Filings (13)
CA CO FL GA MA MI NC NH NJ SC TN TX VA
Address
5605 CARNEGIE BOULEVARDSUITE 400
CHARLOTTE, NC 28209
United States
Phone: 704-643-2455