TOM JOHNSON INVESTMENT MANAGEMENT, LLC
CRD #104511 SEC #801-42549 OKLAHOMA CITY, OK 405-236-2111
SEC Registered
Total AUM
$1.6B
Discretionary
$1.6B
Employees
11
Clients
251
Accounts
5,871
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| CALFY, LORI, ANN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, THOMAS, EDWARD | I | CHAIRMAN, CIO & DIRECTOR | NA | Control |
| JOHNSON, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| PARRY, RICHARD, HOWORTH | I | SENIOR VICE PRESIDENT | NA | |
| PARRY, RICHARD, HOWORTH | I | SENIOR VICE PRESIDENT | NA | |
| WISE, JERRY, LEE | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| WISE, JERRY, LEE | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | FE | 100% SHAREHOLDER OF APPLICANT | E | Control |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF UNITED ASSET MGMT | E | |
| PARRY, RICHARD, HOWORTH | I | PRESIDENT,CIO & DIRECTOR | E | Control |
| PARRY, RICHARD, HOWORTH | I | PRESIDENT,CIO & DIRECTOR | E | Control |
| PARRY, RICHARD, HOWORTH | I | PRESIDENT,CIO & DIRECTOR | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| PARRY, RICHARD, HOWORTH | I | MEMBER, SOLE TRUSTEE OF THE RICHARD H. PARRY LIVING TRUST, PRESIDENT & CIO | E | Control |
| UNITED ASSET MANAGEMENT CORPORATION | DE | 100% SHAREHOLDER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA)LIMITED | FE | 8.71% SHAREHOLDER OF OLD MUTUAL PLC | F | |
| OLD MUTUAL (NETHERLANDS) B.V. | FE | 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LIMITED | E | |
| OLD MUTUAL(SOUTH AFRICA) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED | E | |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. | E |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
201 ROBERT S. KERR, SUITE 510OKLAHOMA CITY, OK 73102-4202
United States
Phone: 405-236-2111