FREMONT INVESTMENT ADVISORS INC
CRD #104522 SEC #801-29039 SAN FRANCISCO, CA 415-284-8733
SEC Registered
Total AUM
$6.4B
Discretionary
$3.8B
Employees
51
Clients
101
Accounts
167
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEDORA, NOEL, FRANCIS | I | MANAGING DIRECTOR | NA | Control |
| DUNCAN, DEBORAH, L. | I | DIRECTOR, CHAIRMAN | NA | Control |
| DUNCAN, DEBORAH, L. | I | DIRECTOR, CHAIRMAN | NA | Control |
| GEE, JACK | I | CHIEF FINANCIAL OFFICER | NA | |
| KIRSCHBAUM, ALBERT | I | MANAGING DIRECTOR | NA | Control |
| KLESCEWSKI, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KLESCEWSKI, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KOPF, RICHARD, STANFORD | I | DIRECTOR | NA | Control |
| KOPF, RICHARD, STANFORD | I | DIRECTOR | NA | Control |
| LANDINI, PETER, FREDERICK | I | MANAGING DIRECTOR | NA | Control |
| REDO, DAVID, LUCIEN | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, DOUGLAS | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| TAYLOR, EDWARD, DOUGLAS | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| TENGLER, NANCY, CAVEN | I | CEO, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, MARTHA, WHEATLEY | I | CHIEF COMPLIANCE OFFICER, SHAREHOLDER-CLASS A | NA | |
| THOMAS, MARTHA, WHEATLEY | I | CHIEF COMPLIANCE OFFICER, SHAREHOLDER-CLASS A | NA | |
| THOMAS, MARTHA, WHEATLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREMONT INVESTORS, INC. | DE | SHAREHOLDER-CLASS A | E | Control |
| FREMONT INVESTORS, INC. | DE | SHAREHOLDER-CLASS A | E | Control |
| FREMONT INVESTORS, INC. | DE | SHAREHOLDER | E | Control |
| HIGGINS, JON, STANLEY | I | DIRECTOR | A | Control |
| KOPF, RICHARD, STANFORD | I | CHIEF LEGAL OFFICER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BECHTEL, JR., STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | E | Control |
| BECHTEL, JR., STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | E | Control |
| BECHTEL, STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | E | Control |
| DACHS, ALAN, MARK | I | FREMONT INVESTORS, INC. | E | Control |
| DACHS, ALAN, MARK | I | FREMONT INVESTORS, INC. | E | Control |
| DACHS, ALAN, MARK | I | FREMONT INVESTORS, INC. | E | Control |
| GINN, SAMUEL, LOU | I | FREMONT INVESTORS, INC. | E | Control |
| JAUNICH, ROBERT | I | FREMONT INVESTORS, INC. | D | Control |
| JAUNICH, ROBERT | I | FREMONT INVESTORS, INC. | D | Control |
| JAUNICH, ROBERT | I | FREMONT INVESTORS, INC. | D | Control |
| ARGYRIS, GEORGE, T. | I | FREMONT INVESTORS, INC. | C | Control |
| ARGYRIS, GEORGE, T. | I | FREMONT INVESTORS, INC. | C | Control |
| BECHTEL, JR., STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | C | Control |
| BECHTEL, JR., STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | C | Control |
| BECHTEL, RILEY, P | I | FREMONT INVESTORS, INC. | C | Control |
| BECHTEL, RILEY, P | I | FREMONT INVESTORS, INC. | C | Control |
| BECHTEL, RILEY, P | I | FREMONT INVESTORS, INC. | C | Control |
| CAVANAGH, RICHARD, EDWARD | I | FREMONT INVESTORS, INC. | C | Control |
| CAVANAGH, RICHARD, EDWARD | I | FREMONT INVESTORS, INC. | C | Control |
| CAVANAGH, RICHARD, EDWARD | I | FREMONT INVESTORS, INC. | C | Control |
| DACHS, ALAN, MARK | I | FREMONT INVESTORS, INC. | C | Control |
| DACHS, ALAN, MARK | I | FREMONT INVESTORS, INC. | C | Control |
| DACHS, ALAN, MARK | I | FREMONT INVESTORS, INC. | C | Control |
| WEISER, JOHN, WOLFGANG | I | FREMONT INVESTORS, INC. | C | |
| WEISER, JOHN, WOLFGANG | I | FREMONT INVESTORS, INC. | C | |
| WEISER, JOHN, WOLFGANG | I | FREMONT INVESTORS, INC. | C | Control |
Registrations
Federal
IA
Mar 22, 2002 REGISTERED
Notice Filings (7)
CA MA MD NV TX VT WA
Address
333 MARKET ST., 26TH FLRSAN FRANCISCO, CA 94105
USA
Phone: 415-284-8733