GRATRY & COMPANY, LLC
CRD #104541 SEC #801-27598 BEACHWOOD, OH 216-283-8423
SEC Registered
Total AUM
$109.2M
Discretionary
$109.2M
Employees
7
Clients
--
Accounts
195
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMESCU, JOHN, STEPHEN | I | DIRECTOR OF MARKETING AND CLIENT SERVICES | NA | |
| ADAMESCU, JOHN, STEPHEN | I | DIRECTOR OF MARKETING AND CLIENT SERVICES | NA | |
| AUGUSTINE, HEATHER, DAWN | I | VICE PRESIDENT- COMPLIANCE | NA | |
| AUGUSTINE, HEATHER, DAWN | I | VICE PRESIDENT- COMPLIANCE | NA | |
| CHEN, DARIAN, HONG | I | MANAGING DIRECTOR-INVESTMENTS | NA | |
| HOLGREN, CLIFFORD, WILLIAM | I | DIRECTOR OF MARKETING AND CLIENT SERVICES | NA | |
| HOLGREN, CLIFFORD, WILLIAM | I | DIRECTOR OF MARKETING AND CLIENT SERVICES | NA | |
| HOLGREN, CLIFFORD, WILLIAM | I | DIRECTOR OF MARKETING AND CLIENT SERVICES | NA | |
| GRATRY, JEROME | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | E | Control |
| GRATRY, JEROME | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | E | Control |
| GRATRY, JEROME, RENE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | E | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | E | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRATRY, JEROME, RENE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT | D | Control |
| GRATRY, JEROME, RENE | I | MANAGING DIRECTOR | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT | D | Control |
| GRATRY, JEROME, RENE | I | MANAGING DIRECTOR | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT | D | Control |
| GRATRY, JEROME, RENE | I | PRESIDENT | D | Control |
| GRATRY, JEROME, RENE | I | MANAGING DIRECTOR | D | Control |
| GRATRY, JEROME, RENE | I | MANAGING DIRECTOR | D | Control |
| GRATRY, JEROME, RENE | I | MANAGING DIRECTOR | D | Control |
| GRATRY, JEROME, RENE | I | MANAGING DIRECTOR | D | Control |
| GRATRY, JEROME, RENE | I | MANAGING DIRECTOR | D | Control |
| GRATRY, JEROME, RENE | I | MANAGING DIRECTOR | D | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| JEROME R. GRATRY 2014 IRREVOCABLE TRUST U/A DATED 5/14/2014 | DE | BARBARA B. GRATRY, TRUSTEE | C | Control |
| JEROME R. GRATRY 2014 IRREVOCABLE TRUST U/A DATED 5/14/2014 | DE | BARBARA B. GRATRY, TRUSTEE | C | Control |
| JEROME R. GRATRY TRUST U/A DATED 12/23/1999, AS AMENDED | DE | BARBARA GRATRY, TRUSTEE | C | Control |
| JEROME R. GRATRY TRUST U/A DATED 12/23/1999, AS AMENDED | DE | BARBARA GRATRY, TRUSTEE | C | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | C | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | C | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS AND CHIEF COMPLIANCE OFFICER | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | B | Control |
| ANDERSON, MARK | I | MANAGING DIRECTOR-INVESTMENTS | A | Control |
| ANDERSON, MARK | I | MANAGING DIRECTOR-INVESTMENTS | A | Control |
| ANDERSON, MARK, ALGREN | I | MANAGING DIRECTOR-INVESTMENTS | A | Control |
| CHEN, DARIAN, HONG | I | CHIEF COMPLIANCE OFFICER | A | |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | A | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | A | Control |
| TROPF, GREGORY, ALLEN | I | MANAGING DIRECTOR- RESEARCH AND COO | A | Control |
| TYNES, ROBERT, SHERMAN | I | MANAGING DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Gratry, Barbara | I | JEROME R. GRATRY TRUST U/A DATED 12/23/1999, AS AMENDED | E | Control |
| Gratry, Barbara | I | JEROME R. GRATRY 2014 IRREVOCABLE TRUST U/A DATED 5/14/2014 | E | Control |
Registrations
Federal
IA
Mar 26, 2018 REGISTERED
Notice Filings (29)
AZ CA CO DE FL GA IA IL IN KS LA MA MD ME MI MN MO NC NE NJ NY OH OR PA TN TX VA WA WI
Address
3201 ENTERPRISE PARKWAY - STE 495BEACHWOOD, OH 44122
United States
Phone: 216-283-8423