GRIFFIN ASSET MANAGEMENT, LLC

CRD #104548 SEC #801-7495 NEW YORK, NY 917-484-5608

SEC Registered

Total AUM

$969.7M

Discretionary

$961.2M

Employees

Clients

Accounts

687

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 19, 2025
Branch Offices: 5

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	NA
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	NA
FITZSIMONS, EILEEN, MCALLISTER	I	MANAGING DIRECTOR	NA	Control
GIORGIO, ANTHONY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
GIORGIO, ANTHONY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
GIORGIO, ANTHONY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
GIORGIO, ANTHONY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
HIGHET, LEA, PAINE	I	MARKETING DIRECTOR	NA
MITSTIFER, BRETT, ROBERT	I	EXECUTIVE VICE PRESIDENT	NA
SALTER, DIANA, LYNN	I	MANAGING DIRECTOR	NA	Control
SALTER, DIANA, LYNN	I	EXECUTIVE VICE PRESIDENT	NA	Control
SALTER, DIANA, LYNN	I	MANAGING DIRECTOR	NA	Control
SALTER, DIANA, LYNN	I	EXECUTIVE VICE PRESIDENT	NA	Control
SALTER, DIANA, LYNN	I	EXECUTIVE VICE PRESIDENT	NA	Control
SMITH, DUNCAN, KIMBER	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, DUNCAN, KIMBER	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, DUNCAN, KIMBER	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, DUNCAN, KIMBER	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, DUNCAN, KIMBER	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, DUNCAN, KIMBER	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, DUNCAN, KIMBER	I	CHIEF COMPLIANCE OFFICER	NA
STUTTIG, CHRISTINE	I	TREASURER & CORPORATE SECRETARY	NA
STUTTIG, CHRISTINE	I	TREASURER & CORPORATE SECRETARY	NA
STUTTIG, CHRISTINE	I	TREASURER & CORPORATE SECRETARY	NA
STUTTIG, CHRISTINE	I	TREASURER & CORPORATE SECRETARY	NA
STUTTIG, CHRISTINE	I	CORPORATE SECRETARY	NA
STUTTIG, CHRISTINE	I	TREASURER & CORPORATE SECRETARY	NA
STUTTIG, CHRISTINE	I	CORPORATE SECRETARY	NA
STUTTIG, CHRISTINE	I	CORPORATE SECRETARY	NA
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	PRESIDENT & CHIEF INVESTMENT OFFICER	D	Control
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
CAREY, JOHN, BRUNING	I	MANAGING DIRECTOR	C
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT, CHIEF COMPLIANCE OFFICER	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT, CHIEF COMPLIANCE OFFICER	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT, CHIEF COMPLIANCE OFFICER	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT / CHIEF COMPLIANCE OFFICER	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
FAMIGLETTI, DOUGLAS, MAXWELL	I	CO-PRESIDENT	C	Control
HOVEY, CHANDLER	I	EXECUTIVE VICE PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
JAMISON, MICHAEL, DAVID	I	CO-PRESIDENT	C	Control
YOUNGMAN, ROBERT, PERKINS	I	PRESIDENT, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	C	Control
YOUNGMAN, ROBERT, PERKINS	I	PRESIDENT, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	C	Control
YOUNGMAN, ROBERT, PERKINS	I	PRESIDENT & CHIEF COMPLIANCE OFFICER	C	Control
YOUNGMAN, ROBERT, PERKINS	I	PRESIDENT, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	C	Control
YOUNGMAN, ROBERT, PERKINS	I	PRESIDENT	C	Control
YOUNGMAN, ROBERT, PERKINS	I	PRESIDENT, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	C	Control
YOUNGMAN, ROBERT, PERKINS	I	PRESIDENT	C	Control
YOUNGMAN, ROBERT, PERKINS	I	PRESIDENT	C	Control
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, BRIAN, T	I	MANAGING DIRECTOR	B
FAMIGLETTI, DOUG, MAXWELL	I	MANAGING DIRECTOR	B	Control
FAMIGLETTI, DOUG, MAXWELL	I	MANAGING DIRECTOR	B	Control
FAMIGLETTI, DOUG, MAXWELL	I	MANAGING DIRECTOR	B	Control
FAMIGLETTI, DOUG, MAXWELL	I	MANAGING DIRECTOR	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	MANAGING DIRECTOR	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
FAMIGLETTI, THOMAS, ANGELO	I	CHIEF COMPLIANCE OFFICER	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	EXECUTIVE VICE PRESIDENT	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	EXECUTIVE VICE PRESIDENT	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	EXECUTIVE VICE PRESIDENT	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOFMANN, PETER, WILLIAM	I	MANAGING DIRECTOR	B	Control
HOVEY III, CHANDLER	I	EXECUTIVE VICE PRESIDENT	B	Control
HOVEY III, CHANDLER	I	EXECUTIVE VICE PRESIDENT	B	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	B	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	B	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	B	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	B	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	B	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	B	Control
YOUNGMAN, JOHN, GRAY	I	MANAGING DIRECTOR	B	Control
YOUNGMAN, JOHN, GRAY	I	MANAGING DIRECTOR	B	Control
YOUNGMAN, JOHN, GRAY	I	EXECUTIVE VICE PRESIDENT	B	Control
YOUNGMAN, JOHN, GRAY	I	MANAGING DIRECTOR	B	Control
YOUNGMAN, JOHN, GRAY	I	EXECUTIVE VICE PRESIDENT	B	Control
YOUNGMAN, JOHN, GRAY	I	MANAGING DIRECTOR	B	Control
YOUNGMAN, JOHN, GRAY	I	EXECUTIVE VICE PRESIDENT	B	Control
ALLEN, ARTHUR, YORKE	I	EXECUTIVE VICE PRESIDENT	A
HOFMANN, PETER, WILLIAM	I	EXECUTIVE VICE PRESIDENT	A
SALTER, DIANA, LYNN	I	MANAGING DIRECTOR	A	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	A	Control
SALTER, DIANA, LYNN	I	MANAGING DIRECTOR	A	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	A	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	A	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	A	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	A	Control
SALTER, DIANA, LYNN	I	CHIEF OPERATING OFFICER	A	Control
YOUNGMAN, JOHN, GRAY	I	EXECUTIVE VICE PRESIDENT	A

Registrations

Federal

Feb 19, 2025 REGISTERED

Notice Filings (17)

CA CO CT DC FL LA MA MD NC NH NJ NY OH PA TX VA VT

Address

230 PARK AVENUE
4TH FLOOR
NEW YORK, NY 10169
United States

Phone: 917-484-5608