RIA Intelligence

STATE STREET RESEARCH & MANAGEMENT COMPANY

CRD #104552 SEC #801-18538 BOSTON, MA 617-357-1200
SEC Registered
Total AUM
$21.5B
Discretionary
$21.5B
Employees
51
Clients
--
Accounts
77

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ABBOTT, CHRISTOPHER, CUNNINGHAMIEXECUTIVE VICE PRESIDENTNA Control
AUDET, PAUL, LICHIEF FINANCIAL OFFICERNA Control
AUDET, PAUL, LICHIEF FINANCIAL OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICER & MANAGING DIRECTORNA Control
BATTISTA, BARTHOLOMEW, ANGELOIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICER & MANAGING DIRECTORNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICER & MANAGING DIRECTORNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICER & MANAGING DIRECTORNA Control
BATTISTA, BARTHOLOMEW, ANGELOIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
BULLER, STEVEN, E.ICHIEF FINANCIAL OFFICERNA Control
BULLER, STEVEN, E.ICHIEF FINANCIAL OFFICERNA Control
BULLER, STEVEN, E.ICHIEF FINANCIAL OFFICERNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
CONNOLLY, ROBERT, PETERIGENERAL COUNSEL, MANAGING DIRECTOR AND SECRETARYNA Control
DAVIS, RICHARD, SHERWYNIDIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARDNA Control
DAVIS, RICHARD, SHERWYNIDIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARDNA Control
DAVIS, RICHARD, SHERWYNIDIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARDNA Control
DAVIS, RICHARD, SHERWYNIDIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARDNA Control
DAVIS, RICHARD, SHERWYNIDIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARDNA Control
DAVIS, RICHARD, SHERWYNIDIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARDNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
FINK, LAURENCE, DOUGLASICHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTORNA Control
FINK, LAURENCE, DOUGLASICHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTORNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
FINK, LAURENCE, DOUGLASICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
GABBAY, HENRYIMANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - PORTFOLIO COMPLIANCENA Control
GABBAY, HENRYIMANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - PORTFOLIO COMPLIANCENA Control
GABBAY, HENRYIMANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - PORTFOLIO COMPLIANCENA Control
GABBAY, HENRYIMANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - PORTFOLIO COMPLIANCENA Control
GABBAY, HENRYIMANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - PORTFOLIO COMPLIANCENA Control
GOODWIN, C., KIMIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER-EQUITIESNA Control
GOODWIN, C., KIMIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER-EQUITIESNA Control
GOODWIN, C., KIMIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER-EQUITIESNA Control
GOODWIN, C., KIMIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER-EQUITIESNA Control
GOODWIN, C., KIMIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER-EQUITIESNA Control
HALLAC, CHARLES, SHAULICHIEF OPERATING OFFICERNA Control
HALLAC, CHARLES, SHAULICHIEF OPERATING OFFICERNA Control
HALLAC, CHARLES, SHAULIVICE CHAIRMAN & CO-CHIEF OPERATING OFFICERNA Control
KAPITO, ROBERT, SIPRESIDENTNA Control
KAPITO, ROBERT, STEVENIVICE CHAIRMANNA Control
KAPITO, ROBERT, STEVENIPRESIDENT, DIRECTORNA Control
KAPITO, ROBERT, STEVENIPRESIDENT, DIRECTORNA Control
KAPITO, ROBERT, STEVENIPRESIDENT & DIRECTORNA Control
KAPITO, ROBERT, STEVENIVICE CHAIRMANNA Control
KAPITO, ROBERT, STEVENIVICE CHAIRMANNA Control
KAPITO, ROBERT, STEVENIVICE CHAIRMANNA Control
KAPITO, ROBERT, STEVENIPRESIDENT & DIRECTORNA Control
KAPITO, ROBERT, STEVENIPRESIDENT & DIRECTORNA Control
KAPITO, ROBERT, STEVENIPRESIDENT & DIRECTORNA Control
LOMASNEY, MARY, THERESAICHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENTNA Control
LOMASNEY, MARY, THERESAICHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENTNA Control
LOMASNEY, MARY, THERESAICHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENTNA Control
LOMASNEY, MARY, THERESAICHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENTNA Control
LOMASNEY, MARY, THERESAICHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENTNA Control
LOMBARDO, JOHN, SCOTTIDIRECTOR, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
LOMBARDO, JOHN, SCOTTIDIRECTOR, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
LOMBARDO, JOHN, SCOTTIDIRECTOR, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
LOMBARDO, JOHN, SCOTTIDIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
LOMBARDO, JOHN, SCOTTIDIRECTOR, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
LOMBARDO, JOHN, SCOTTIDIRECTOR, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
MARINELLA, MARK, ANTHONYIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER - FIXED INCOMENA Control
MARINELLA, MARK, ANTHONYIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER - FIXED INCOMENA Control
MARINELLA, MARK, ANTHONYIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER - FIXED INCOMENA Control
MARINELLA, MARK, ANTHONYIEXECUTIVE VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER-FIXED INCOMENA Control
MARINELLA, MARK, ANTHONYIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER - FIXED INCOMENA Control
MARINELLA, MARK, ANTHONYIMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER - FIXED INCOMENA Control
MCNAMARA, FRANCIS, JOSEPHIMANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARYNA Control
MCNAMARA, FRANCIS, JOSEPHIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARYNA Control
MCNAMARA, FRANCIS, JOSEPHIMANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARYNA Control
MCNAMARA, FRANCIS, JOSEPHIMANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARYNA Control
MORAN, MARY RUTHIEXECUTIVE VICE PRESIDENT AND HEAD OF INFORMATION SYSTEMS AND INVESTMENT ADMINISTRATION AND OPERATIONSNA Control
PETACH, ANN, MARIEICHIEF FINANCIAL OFFICERNA Control
PETACH, ANN, MARIEICHIEF FINANCIAL OFFICERNA Control
PETACH, ANN, MARIEICHIEF FINANCIAL OFFICER & MANAGING DIRECTORNA Control
PETACH, ANN, MARIEICHIEF FINANCIAL OFFICER & MANAGING DIRECTORNA Control
PETACH, ANN, MARIEICHIEF FINANCIAL OFFICER & MANAGING DIRECTORNA Control
PETACH, ANN, MARIEICHIEF FINANCIAL OFFICER & MANAGING DIRECTORNA Control
SCHLOSSTEIN, RALPH, LEWISIPRESIDENTNA Control
SCHLOSSTEIN, RALPH, LEWISIPRESIDENTNA Control
SCHLOSSTEIN, RALPH, LEWISIPRESIDENTNA Control
SCHLOSSTEIN, RALPH, LEWISIPRESIDENTNA Control
STRELOW, DAN, RAYIEXECUTIVE VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER-FIXED INCOMENA Control
TREBINO, ANNE, MARIEISENIOR VICE PRESIDENTNA Control
WAGNER, SUSAN, LYNNEIVICE CHARIMAN & CO-CHIEF OPERATING OFFICERNA Control
WAGNER, SUSAN, LYNNEIVICE CHARIMAN & CHIEF OPERATING OFFICERNA Control
WAGNER, SUSAN, LYNNEIVICE CHARIMAN & CHIEF OPERATING OFFICERNA Control
WAGNER, SUSAN, LYNNEIVICE CHARIMAN & CHIEF OPERATING OFFICERNA Control
WALTCHER, DANIEL, RIASSISTANT SECRETARY, DIRECTORNA Control
WALTCHER, DANIEL, RIASSISTANT SECRETARY, DIRECTORNA Control
WEISS, JAMES, MICHAELIDIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER-EQUITYNA Control
WILKINS, KEVIN, NORTONIMANAGING DIRECTOR AND HEAD OF RETAIL DISTRIBUTION AND CORPORATE MARKETING AND PLANNINGNA Control
WILKINS, KEVIN, NORTONIMANAGING DIRECTOR AND HEAD OF RETAIL DISTRIBUTION AND CORPORATE MARKETING AND PLANNINGNA Control
WILKINS, KEVIN, NORTONIMANAGING DIRECTOR AND HEAD OF RETAIL DISTRIBUTION AND CORPORATE MARKETING AND PLANNINGNA Control
WILKINS, KEVIN, NORTONIEXECTUIVE VICE PRESIDENTNA Control
WILKINS, KEVIN, NORTONIMANAGING DIRECTOR AND HEAD OF RETAIL DISTRIBUTION AND CORPORATE MARKETING AND PLANNINGNA Control
WILKINS, KEVIN, NORTONIMANAGING DIRECTOR AND HEAD OF RETAIL DISTRIBUTION AND CORPORATE MARKETING AND PLANNINGNA Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control
SSRM HOLDINGS, INC.DEDIRECT STOCKHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK FINANCIAL MANAGEMENT, INCDESSRM HOLDINGS, INC.E Control
BLACKROCK HOLDCO 1, LLCDEBR HOLDCO 2, LLCE Control
BLACKROCK HOLDCO 1, LLCDEBR HOLDCO 2, LLCE Control
BLACKROCK HOLDCO 1, LLCDEBR HOLDCO 2, LLCE Control
BLACKROCK HOLDCO 2, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK HOLDCO 2, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK HOLDCO 2, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK HOLDCO 2, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK HOLDCO 2, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK HOLDCO 2, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 1, LLCE Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 2, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 2, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 2, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 1, LLCE Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 2, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 2, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 2, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 1, LLCE Control
BR HOLDCO 2, LLCDEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BR HOLDCO 2, LLCDEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BR HOLDCO 2, LLCDEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
METLIFE, INC.DEMETROPOLITAN LIFE INSURANCE COMPANYE Control
METLIFE, INC.DEMETROPOLITAN LIFE INSURANCE COMPANYE Control
METLIFE, INC.DEMETROPOLITAN LIFE INSURANCE COMPANYE Control
METLIFE, INC.DEMETROPOLITAN LIFE INSURANCE COMPANYE Control
METLIFE, INC.DEMETROPOLITAN LIFE INSURANCE COMPANYE Control
METLIFE, INC.DEMETROPOLITAN LIFE INSURANCE COMPANYE Control
METROPOLITAN LIFE INSURANCE COMPANYDESSRM HOLDINGS, INC.E Control
METROPOLITAN LIFE INSURANCE COMPANYDESSRM HOLDINGS, INC.E Control
METROPOLITAN LIFE INSURANCE COMPANYDESSRM HOLDINGS, INC.E Control
METROPOLITAN LIFE INSURANCE COMPANYDESSRM HOLDINGS, INC.E Control
METROPOLITAN LIFE INSURANCE COMPANYDESSRM HOLDINGS, INC.E Control
METROPOLITAN LIFE INSURANCE COMPANYDESSRM HOLDINGS, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
PNC BANCORP, INC.DEBLACKROCK, INC.D Control
PNC BANCORP, INC.DEBLACKROCK, INC.D Control

Registrations

Federal

IA
Apr 1, 2009 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

ONE FINANCIAL CENTER
BOSTON, MA 2111
United States
Phone: 617-357-1200