RIA Intelligence

MARK I ASSET MANAGEMENT, LTD

CRD #104563 SEC #801-45828 OKLAHOMA CITY, OK 405-525-6688
SEC Registered
Total AUM
$51.2M
Discretionary
$0
Employees
1
Clients
0
Accounts
99

Firm Details

Organization Type
Corporation
State of Formation
Oklahoma
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 2, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HARROZ, NICHOLASIPRESIDENTNA Control
HARROZ, NICHOLASIPRESIDENTNA Control
HARROZ, NICHOLASIPRESIDENTNA Control
HARROZ, NICHOLASIPRESIDENTNA Control
HARROZ, NICHOLASIPRESIDENTNA Control
HARROZ, NICHOLASIPRESIDENTNA Control
PLANT, JERRY, WAYNEIPRESIDENTE Control
PLANT, JERRY, WAYNEICHIEF COMPLIANCE OFFICERE Control
PLANT, JERRY, WAYNEIPRESIDENTE Control
PLANT, JERRY, WAYNEICHIEF COMPLIANCE OFFICERE Control
PLANT, JERRY, WAYNEICHARIMAN, CEOE Control
PLANT, JERRY, WAYNEICHIEF COMPLIANCE OFFICERE Control
PLANT, JERRY, WAYNEICHARIMAN, CEOE Control
PLANT, JERRY, WAYNEICHIEF COMPLIANCE OFFICERE Control
PLANT, JERRY, WAYNEICHARIMAN, CEOE Control
PLANT, JERRY, WAYNEICHIEF COMPLIANCE OFFICERE Control
PLANT, JERRY, WAYNEICHARIMAN, CEOE Control
PLANT, JERRY, WAYNEICHIEF COMPLIANCE OFFICERE Control
PLANT, JERRY, WAYNEICHARIMAN, CEOE Control
PLANT, JERRY, WAYNEICHIEF COMPLIANCE OFFICERE Control
PLANT, JERRY, WAYNEICHARIMAN, CEOE Control
PLANT, JERRY, WAYNEICHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
May 2, 2012 REGISTERED

Notice Filings (1)

OK

Address

3501 NW 63RD STREET, SUITE 104 S
OKLAHOMA CITY, OK 73116
United States
Phone: 405-525-6688