EDGE ASSET MANAGEMENT, INC.
CRD #104565 SEC #801-4855 SEATTLE, WA 206-913-5800
SEC Registered
Total AUM
$31.3B
Discretionary
$31.3B
Employees
33
Clients
--
Accounts
4,000
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 11, 2017
- Branch Offices
- --
- LEI
- 14851191-008
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMATO, MICHAEL, LESTER | I | DIRECTOR | NA | Control |
| AMATO, MICHAEL, LESTER | I | DIRECTOR | NA | Control |
| BECK, DAVID, JOHN | I | DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | DIRECTOR | NA | Control |
| BLAKE, DAVID, MICHAEL | I | DIRECTOR | NA | Control |
| BOGART, JERALD, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRANDEBERRY, MIKE, EMMETT | I | DIRECTOR | NA | Control |
| BRANDEBERRY, MIKE, EMMETT | I | DIRECTOR | NA | Control |
| BRANDEBERRY, MIKE, EMMETT | I | DIRECTOR | NA | Control |
| BRANDEBERRY, MIKE, EMMETT | I | DIRECTOR | NA | Control |
| BRANDEBERRY, MIKE, EMMETT | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| BURROWS, GREGORY, JOHN | I | DIRECTOR | NA | Control |
| CALVIN, MONTE, DALE | I | FVP / DIRECTOR | NA | Control |
| CALVIN, MONTE, DALE | I | FVP / DIRECTOR | NA | Control |
| CALVO, JOEL | I | CHAIRMAN | NA | Control |
| CALVO, JOEL, NMN | I | CHAIRMAN | NA | Control |
| CALVO, JOEL, NMN | I | CHAIRMAN | NA | Control |
| CAVANAUGH, SANDRA, ALLEN | I | SVP / DIRECTOR | NA | Control |
| CAVANAUGH, SANDRA, ALLEN | I | SVP / DIRECTOR | NA | Control |
| CAVANAUGH, SANDRA, ALLEN | I | SVP / DIRECTOR | NA | Control |
| COLEMAN, DANIEL, ROGERS | I | CHIEF INVESTMENT OFFICER / DIRECTOR | NA | Control |
| COLEMAN, DANIEL, ROGERS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER / DIRECTOR | NA | Control |
| COLEMAN, DANIEL, ROGERS | I | CHIEF INVESTMENT OFFICER / DIRECTOR | NA | Control |
| COOPER, BRIAN, PATRICK | I | MANAGING DIRECTOR, DISTRIBUTION AND OPERATIONS / DIRECTOR | NA | Control |
| COOPER, BRIAN, PATRICK | I | MANAGING DIRECTOR, DISTRIBUTION AND OPERATIONS / DIRECTOR | NA | Control |
| COOPER, BRIAN, PATRICK | I | DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| CUNIFF, JILL, REMBIE | I | PRESIDENT / DIRECTOR | NA | Control |
| DAVIS, CRAIG, STEVEN | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | EXECUTIVE VICE PRESIDENT / DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| DUNBAR, TIMOTHY, MARK | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | DIRECTOR | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | FVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | FVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | FVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | FVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GHAZANFARI, ALEXANDER, WILLIAMS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HITTNER, JILL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOWELLS, SHARON, LYNN | I | FVP / CHIEF ADMINISTRATIVE OFFICER / CORPORATE SECRETARY | NA | Control |
| HOWELLS, SHARON, LYNN | I | FVP / CHIEF ADMINISTRATIVE OFFICER / CORPORATE SECRETARY | NA | Control |
| HOWELLS, SHARON, LYNN | I | FVP / CHIEF ADMINISTRATIVE OFFICER / CORPORATE SECRETARY | NA | Control |
| HOWELLS, SHARON, LYNN | I | FVP / CHIEF ADMINISTRATIVE OFFICER / CORPORATE SECRETARY | NA | Control |
| HOWELLS, SHARON, LYNN | I | FVP / CHIEF COMPLIANCE OFFICER / CORPORATE SECRETARY | NA | Control |
| HOWELLS, SHARON, LYNN | I | FVP / DIRECTOR / CORPORATE SECRETARY | NA | Control |
| HOWELLS, SHARON, LYNN | I | FVP / DIRECTOR / CORPORATE SECRETARY | NA | Control |
| JABLONSKI, TODD, A | I | DIRECTOR | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, CINDY, MASAKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, MELISSA, ROBERTA | I | DIRECTOR | NA | Control |
| MARTINEZ, MELISSA, ROBERTA | I | DIRECTOR | NA | Control |
| MARTINEZ, MELISSA, ROBERTA | I | DIRECTOR | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | DIRECTOR - CHAIRMAN OF THE BOARD | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| MCKENZIE, BARBARA | I | DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / CHIEF OPERATIONS OFFICER / DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / CHIEF OPERATIONS OFFICER / DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / CHIEF OPERATIONS OFFICER / DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT, DIRECTOR | NA | Control |
| PAPESH, WILLIAM, GEORGE | I | PRESIDENT / DIRECTOR | NA | Control |
| PELKOLA, SCOTT, GORDON | I | DIRECTOR | NA | Control |
| PELKOLA, SCOTT, GORDON | I | DIRECTOR | NA | Control |
| PELKOLA, SCOTT, GORDON | I | DIRECTOR | NA | Control |
| PELKOLA, SCOTT, GORDON | I | DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | SVP/HEAD OF INVESTMENTS/DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | CHIEF INVESTMENT OFFICER / DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | SVP/HEAD OF INVESTMENTS/DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | SVP/HEAD OF INVESTMENTS/DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | SVP/HEAD OF INVESTMENTS/DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | SVP/HEAD OF INVESTMENTS/DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | CHIEF INVESTMENT OFFICER / DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | HEAD OF FIXED INCOME / DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | CHIEF INVESTMENT OFFICER / DIRECTOR | NA | Control |
| POKRZYWINSKI, GARY, JAMES | I | MANAGING DIRECTER, HEAD OF FIXED INCOME / DIRECTOR | NA | Control |
| RAMSEY, DEBRA, CHERYL | I | DIRECTOR | NA | Control |
| RAMSEY, DEBRA, CHERYL | I | DIRECTOR | NA | Control |
| RAMSEY, DEBRA, CHERYL | I | DIRECTOR | NA | Control |
| RAMSEY, DEBRA, CHERYL | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SHUMWAY, ELLEN, W | I | DIRECTOR | NA | Control |
| SIMONSON, MARY, KATHRYN | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| STRABLE, DEANNA | I | DIRECTOR | NA | Control |
| YOAKUM, RANDALL, LORAN | I | SVP/CHIEF INVESTMENT STRATEGIST | NA | Control |
| YOAKUM, RANDALL, LORAN | I | HEAD OF ASSET ALLOCATION / DIRECTOR | NA | Control |
| YOAKUM, RANDALL, LORAN | I | SVP/CHIEF INVESTMENT STRATEGIST | NA | Control |
| YOAKUM, RANDALL, LORAN | I | SVP/CHIEF INVESTMENT STRATEGIST | NA | Control |
| YOAKUM, RANDALL, LORAN | I | SVP/CHIEF INVESTMENT STRATEGIST | NA | Control |
| YOAKUM, RANDALL, LORAN | I | SVP/CHIEF INVESTMENT STRATEGIST | NA | Control |
| YOAKUM, RANDALL, LORAN | I | CHIEF INVESTMENT STRATEGIST AND HEAD OF ASSET ALLOCATION/ DIRECTOR | NA | Control |
| YOAKUM, RANDALL, LORAN | I | CHIEF INVESTMENT STRATEGIST AND HEAD OF ASSET ALLOCATION/ DIRECTOR | NA | Control |
| YOAKUM, RANDALL, LORAN | I | CHIEF INVESTMENT STRATEGIST AND HEAD OF ASSET ALLOCATION/ DIRECTOR | NA | Control |
| YOAKUM, RANDALL, LORAN | I | MANAGING DIRECTOR, CHIEF INVESTMENT STRATEGIST AND HEAD OF ASSET ALLOCATION/ DIRECTOR | NA | Control |
| YOAKUM, RANDALL, LORAN | I | SVP, CHIEF INVESTMENT OFFICER | NA | Control |
| YOAKUM, RANDALL, LORAN | I | SVP/CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| NEW AMERICAN CAPITAL, INC. | DE | PARENT | E | |
| NEW AMERICAN CAPITAL, INC. | DE | PARENT | E | |
| NEW AMERICAN CAPITAL, INC. | DE | PARENT | E | |
| NEW AMERICAN CAPITAL, INC. | DE | PARENT | E | |
| NEW AMERICAN CAPITAL, INC. | DE | PARENT | E | |
| NEW AMERICAN CAPITAL, INC. | DE | PARENT | E | |
| NEW AMERICAN CAPITAL, INC. | DE | PARENT | E | |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | PARENT | E | Control |
| WASHINGTON MUTUAL, INC. | DE | PARENT | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| WASHINGTON MUTUAL, INC. | DE | NEW AMERICAN CAPITAL, INC. | E | |
| WASHINGTON MUTUAL, INC. | DE | NEW AMERICAN CAPITAL, INC. | E | |
| WASHINGTON MUTUAL, INC. | DE | NEW AMERICAN CAPITAL, INC. | E | |
| WASHINGTON MUTUAL, INC. | DE | NEW AMERICAN CAPITAL, INC. | E | |
| WASHINGTON MUTUAL, INC. | DE | NEW AMERICAN CAPITAL, INC. | E | |
| WASHINGTON MUTUAL, INC. | DE | NEW AMERICAN CAPITAL, INC. | E |
Registrations
Federal
IA
Jan 11, 2017 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
601 UNION STREETSUITE #2200
SEATTLE, WA 98101
United States
Phone: 206-913-5800